Network Working GroupInternet Engineering Task Force (IETF) M. ShoreInternet-DraftRequest for Comments: 7279 No Mountain SoftwareIntended status: BCPBCP: 189 C. PignataroExpires: August 7, 2014Category: Best Current Practice Cisco Systems, Inc.February 3,ISSN: 2070-1721 May 2014 An Acceptable Use Policy for New ICMP Types and Codesdraft-shore-icmp-aup-12Abstract In this document we provide a basic description of ICMP's role in the IP stack and some guidelines for future use. This document is motivated by concerns about lack of clarity concerning when to add new Internet Control Message Protocol (ICMP) types and/or codes. These concerns have highlighted a need to describe policies for when adding new features to ICMP is desirable and when it is not.Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].Status ofthisThis Memo ThisInternet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are workingmemo documents an Internet Best Current Practice. This document is a product of the Internet Engineering Task Force (IETF).Note that other groups may also distribute working documents as Internet-Drafts. The listIt represents the consensus ofcurrent Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents validthe IETF community. It has received public review and has been approved fora maximumpublication by the Internet Engineering Steering Group (IESG). Further information on BCPs is available in Section 2 ofsix monthsRFC 5741. Information about the current status of this document, any errata, and how to provide feedback on it may beupdated, replaced, or obsoleted by other documentsobtained atany time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on August 7, 2014.http://www.rfc-editor.org/info/rfc7279. Copyright Notice Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . .. 32 2. Acceptableuse policy .Use Policy . . . . . . . . . . . . . . . . . . . .32 2.1. Classification ofexisting message types .Existing Message Types . . . . . . . . 3 2.1.1. ICMP Use as a Routing Protocol . . . . . . . . . . .. 56 2.1.2. Afew notesFew Notes on RPL . . . . . . . . . . . . . . . . ..6 2.2. ApplicationsusingUsing ICMP . . . . . . . . . . . . . . . . .. 67 2.3. Extending ICMP . . . . . . . . . . . . . . . . . . . . .. 67 2.4. ICMPv4 vs. ICMPv6 . . . . . . . . . . . . . . . . . . . .. 67 3. ICMP'sroleRole in theinternet .Internet . . . . . . . . . . . . . . . . . 7 4. Securityconsiderations . . . . . . . . . . . . . . . . . . . . 7 5. IANA considerations . . .Considerations . . . . . . . . . . . . . . . . . . . 86.5. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . ..87.6. References . . . . . . . . . . . . . . . . . . . . . . . . ..87.1.6.1. Normative references . . . . . . . . . . . . . . . . . .. 8 7.2.9 6.2. Informative references . . . . . . . . . . . . . . . . .. 8 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . .9 1. Introduction There has been some recent concern expressed about a lack of clarity around whento addnew message types and codes should be added to ICMP (including ICMPv4 [RFC0792] and ICMPv6 [RFC4443]). We lay out a description of when (and when not) to move functionality into ICMP. This document is the result of discussions among ICMP experts within theOPSOperations and Management (OPS) area's IP Diagnostics Technical Interest Group[1][DIAGNOSTICS] and concerns expressed by the OPS area leadership. Note that this document does not supercede theIANA"IANA Allocation GuidelinesforFor ValuesinIn the Internet Protocol and RelatedHeaders, RFC 2780Headers" [RFC2780], which specifies best practices and processes for the allocation of values in the IANA registries but does not describe the policies to be applied in the standards process. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. 2. Acceptableuse policyUse Policy In thisdocumentdocument, we describe an acceptable use policy for new ICMP message types and codes, and provide some backgroundbehindabout the policy. In summary, any future message types added to ICMP should be limited to two broad categories: 1. to inform a datagram's originator that a forwarding plane anomaly has been encountered downstream. The datagram originator must be able to determine whether or not the datagram was discarded by examining the ICMPmessagemessage. 2. to discover and convey dynamic information about a node (other than information usually carried in routing protocols), to discover and convey network-specific parameters, and to discover on-link routers and hosts. Normally, ICMP SHOULD NOT be used to implement a general-purpose routing or network management protocol. However, ICMP does have a role to play in conveying dynamic information about a network, which would belong in category 2 above. 2.1. Classification ofexisting message typesExisting Message Types This section provides a rough breakdown of existing message types according to the taxonomy described in Section 2 at the time of publication. IPv4 forwarding plane anomaly reporting: 3: DestinationunreachableUnreachable 4: Sourcequench (deprecated)Quench (Deprecated) 6: Alternatehost address (deprecated)Host Address (Deprecated) 11: TimeexceededExceeded 12: ParameterproblemProblem 31: Datagramconversion error (deprecated)Conversion Error (Deprecated) 41: ICMP messages utilized by experimental mobilityprotocols,protocols such as Seamoby IPv4 router or host discovery: 0: EchoreplyReply 5: Redirect 8: Echo 9: RouteradvertisementAdvertisement 10: RoutersolicitationSolicitation 13: Timestamp 14: TimestampreplyReply 15: Informationrequest (deprecated)Request (Deprecated) 16: Informationreply (deprecated)Reply (Deprecated) 17: Addressmask request (deprecated)Mask Request (Deprecated) 18: Addressmask reply (deprecated)Mask Reply (Deprecated) 30: Traceroute(deprecated)(Deprecated) 32: Mobilehost redirect (deprecated)Host Redirect (Deprecated) 33: IPv6 Where-Are-You(deprecated)(Deprecated) 34: IPv6 I-Am-Here(deprecated)(Deprecated) 35: Mobileregistration request (deprecated)Registration Request (Deprecated) 36: Mobileregistration reply (deprecated)Registration Reply (Deprecated) 37: Domainname request (deprecated)Name Request (Deprecated) 38: Domainname reply (deprecated)Name Reply (Deprecated) 39: SKIP(deprecated)(Deprecated) 40: Photuris 41: ICMP messages utilized by experimental mobilityprotocols,protocols such as Seamoby Please note that some ICMP message types were formally deprecated by [RFC6918]. IPv6 forwarding plane anomaly reporting: 1: DestinationunreachableUnreachable 2: Packettoo bigToo Big 3: TimeexceededExceeded 4: ParameterproblemProblem 150: ICMP messages utilized by experimental mobilityprotocols,protocols such as Seamoby IPv6 router or host discovery: 128: EchorequestRequest 129: EchoreplyReply 130: Multicastlistener queryListener Query 131: Multicastlistener reportListener Report 132: Multicastlistener doneListener Done 133: RoutersolicitationSolicitation 134: RouteradvertisementAdvertisement 135: NeighborsolicitationSolicitation 136: NeighboradvertisementAdvertisement 137: RedirectmessageMessage 138: RouterrenumberingRenumbering 139: ICMPnode information queryNode Information Query 140: ICMPnode information responseNode Information Response 141: Inverseneighbor discovery solicitation messageNeighbor Discovery Solicitation Message 142: Inverseneighbor discovery advertisement messageNeighbor Discovery Advertisement Message 143: Version 2multicast listener reportMulticast Listener Report 144: Homeagent address discovery request messageAgent Address Discovery Request Message 145: Homeagent address discovery reply messageAgent Address Discovery Reply Message 146: Mobileprefix solicitationPrefix Solicitation 147: Mobileprefix advertisementPrefix Advertisement 148: Certificationpath solicitation messagePath Solicitation Message 149: Certificationpath advertisement messagePath Advertisement Message 150: ICMP messages utilized by experimental mobilityprotocols,protocols such as Seamoby 151: Multicastrouter advertisementRouter Advertisement 152: Multicastrouter solicitationRouter Solicitation 153: Multicastrouter terminationRouter Termination 154: FMIPv6messagesMessages 155: RPLcontrol messageControl Message 2.1.1. ICMP Use as a Routing Protocol As mentioned in Section 2, using ICMP as a general-purpose routing or network management protocol is notadvisable,advisable and SHOULD NOT be used that way. ICMP has a role in the Internet as an integral part of the IPlayer. Thislayer; it is not as a routingprotocol,protocol or as a transport protocol for other layers including routing information. From a more pragmatic perspective, some of the key characteristics of ICMP make it aless than idealless- than-ideal choice for a routing protocol. Those include that ICMP is frequently filtered, is not authenticated, is easily spoofed, and that specialisthardwardhardware processing of ICMP would disrupt the deployment of an ICMP-based routing or management protocol. 2.1.2. Afew notesFew Notes on RPL RPL, the IPv6Routingrouting protocol for low-power and lossy networks (see [RFC6550]) uses ICMP as a transport. In this regard, it is an exception among the ICMP message types. Note that, although RPL is an IP routing protocol, it is not deployed on the generalInternet, butInternet; it is limited to specific, contained networks. This should be considered anomalous and is not a model for future ICMP message types. That is, ICMP is not intended as a transport for other protocols and SHOULD NOT be used in that way in future specifications. In particular, while it is adequate to use ICMP as a discovery protocol,thisit does not extend to full routing capabilities. 2.2. ApplicationsusingUsing ICMP Some applications make use of ICMP error notifications, or even deliberately create anomalous conditions in order to elicit ICMPmessages, to then use thosemessages. These ICMP messages are then used to generate feedback to the higher layer. Some of these applications include some of the most widespreadexamplesexamples, such as PING,TRACEROUTETRACEROUTE, and Path MTU Discovery (PMTUD). These uses are considered acceptableasbecause they use existing ICMP message types and do not change ICMP functionality. 2.3. Extending ICMP ICMP multi-part messages are specified in [RFC4884] by defining an extension mechanism for selected ICMP messages. This mechanism addresses a fundamental problem in ICMP extensibility. An ICMP multi-part message carries all of the information that ICMP messages carried previously, as well as additional information that applications may require. Some currently defined ICMP extensions include ICMP extensions for Multiprotocol Label Switching [RFC4950] and ICMP extensions for interface and next-hop identification [RFC5837]. Extensions to ICMP SHOULD follow [RFC4884]. 2.4. ICMPv4 vs. ICMPv6 Because ICMPv6 is used for IPv6 Neighbor Discovery, deployed IPv6 routers, IPv6-capable security gateways, and IPv6-capable firewalls normally support administrator configuration of how specific ICMPv6 message types are handled. By contrast, deployed IPv4 routers,IPv4- capableIPv4-capable security gateways, and IPv4-capable firewalls are less likely to allow an administrator to configure how specific ICMPv4 message types are handled. So, at present, ICMPv6 messages usually have a higher probability of travelling end-to-end than ICMPv4 messages. 3. ICMP'sroleRole in theinternetInternet ICMP was originally intended to be a mechanism for gateways or destination hosts to report error conditions back to source hosts in ICMPv4[RFC0792], and[RFC0792]; ICMPv6 [RFC4443] is modeled after it. ICMP is also used to perform IP-layer functions, such as diagnostics (e.g.,"PING").PING). ICMP is defined to be an integral part ofIP,IP and must be implemented by every IP module. This is true for ICMPv4 as an integral part of IPv4 (see the Introduction of [RFC0792]), and for ICMPv6 as an integral part of IPv6 (see Section 2 of [RFC4443]). When first defined, ICMP messages were thought of as IP messages that didn't carry anyhigher layerhigher-layer data. It could be conjectured that the term "control" was usedgiven thatbecause ICMP messages were not "data" messages. The word "control" in the protocol name did not describe ICMP's function(i.e.(i.e., it did not "control" theinternet), but rather thatInternet); rather, it was used to communicate about the control functions in theinternet.Internet. For example, even though ICMP included a redirect message type that affects routing behavior in the context of a LAN segment, it was not and is not used as a generic routing protocol. 4. SecurityconsiderationsConsiderations This document describes a high-level policy for adding ICMP types and codes. While special attention must be paid to the security implications of any particular new ICMP type or code, this recommendation presents no new security considerations. From a security perspective, ICMP plays a part in the Photuris[RFC2521] protocol.protocol [RFC2521]. But more generally, ICMP is not a secureprotocol,protocol and does not include features to be used to discover network security parameters or to report on network security anomalies in the forwarding plane. Additionally, new ICMP functionality (e.g., ICMP extensions, or new ICMP types or codes) needs to consider potential waysof howthat ICMP can be abused (e.g., Smurf IP DoS [CA-1998-01]). 5.IANA considerations There are no actions required by IANA. 6.Acknowledgments This document was originally proposed by, and received substantial review and suggestions from, Ron Bonica. Discussions with Pascal Thubert helped clarify the history of RPL's use of ICMP. We are very grateful for the review, feedback, and comments from Ran Atkinson, Tim Chown, Joe Clarke, Adrian Farrel, Ray Hunter, Hilarie Orman, Eric Rosen, JINMEI Tatuya, and Wen Zhang, which resulted in a much improved document.7.6. References7.1.6.1. Normative references [RFC0792] Postel, J., "Internet Control Message Protocol", STD 5, RFC 792, September 1981. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997.[RFC0792] Postel, J., "Internet Control Message Protocol", STD 5, RFC 792, September 1981.[RFC4443] Conta, A., Deering, S., and M. Gupta, "Internet Control Message Protocol (ICMPv6) for the Internet Protocol Version 6 (IPv6) Specification", RFC 4443, March 2006. [RFC4884] Bonica, R., Gan, D., Tappan, D., and C. Pignataro, "Extended ICMP to Support Multi-Part Messages", RFC 4884, April 2007.7.2.6.2. Informative references [CA-1998-01] CERT, "Smurf IP Denial-of-Service Attacks", CERT Advisory CA-1998-01, January 1998, <http://www.cert.org/advisories/CA-1998-01.html>. [DIAGNOSTICS] "IP Diagnostics Technical Interest Group", , <https://svn.tools.ietf.org/area/ops/trac/wiki/ TIG_DIAGNOSTICS>. [RFC2521] Karn, P. and W. Simpson, "ICMP Security Failures Messages", RFC 2521, March 1999. [RFC2780] Bradner, S. and V. Paxson, "IANA Allocation Guidelines For Values In the Internet Protocol and Related Headers", BCP 37, RFC 2780, March 2000. [RFC4950] Bonica, R., Gan, D., Tappan, D., and C. Pignataro, "ICMP Extensions for Multiprotocol Label Switching", RFC 4950, August 2007. [RFC5837] Atlas, A., Bonica, R., Pignataro, C., Shen, N., and JR. Rivers, "Extending ICMP for Interface and Next-Hop Identification", RFC 5837, April 2010. [RFC6550] Winter, T., Thubert, P., Brandt, A., Hui, J., Kelsey, R., Levis, P., Pister, K., Struik, R., Vasseur, JP., and R. Alexander, "RPL: IPv6 Routing Protocol for Low-Power and Lossy Networks", RFC 6550, March 2012. [RFC6918] Gont, F. and C. Pignataro, "Formally Deprecating Some ICMPv4 Message Types", RFC 6918, April 2013.[RFC4950] Bonica, R., Gan, D., Tappan, D., and C. Pignataro, "ICMP Extensions for Multiprotocol Label Switching", RFC 4950, August 2007. [RFC5837] Atlas, A., Bonica, R., Pignataro, C., Shen, N., and JR. Rivers, "Extending ICMP for Interface and Next-Hop Identification", RFC 5837, April 2010. [RFC2521] Karn, P. and W. Simpson, "ICMP Security Failures Messages", RFC 2521, March 1999. [CA-1998-01] CERT, "Smurf IP Denial-of-Service Attacks", CERT Advisory CA-1998-01, January 1998, <http://www.cert.org/advisories/CA-1998-01.html>. URIs [1] <https://svn.tools.ietf.org/area/ops/trac/wiki/TIG_DIAGNOSTICS>Authors' Addresses Melinda Shore No Mountain Software PO Box 16271 Two Rivers, AK 99716 US Phone: +1 907 322 9522Email:EMail: melinda.shore@nomountain.net Carlos Pignataro Cisco Systems, Inc. 7200-12 Kit Creek Road Research Triangle Park, NC 27709 USEmail:EMail: cpignata@cisco.com