INTERNET-DRAFT PatrickInternet Engineering Task Force (IETF) P. MasottaIntended status: Standard TrackRequest for Comments: 7440 ServaExpires: Apr 16,Category: Standards Track January 2015Oct 16, 2014ISSN: 2070-1721 TFTP Windowsize Optiondraft-masotta-tftpexts-windowsize-opt-13.txt StatusAbstract The "Trivial File Transfer Protocol" (RFC 1350) is a simple, lockstep, file transfer protocol that allows a client to get or put a file onto a remote host. One ofthis Memo This Internet-Draftits primary uses issubmittedinfull conformance withtheprovisionsearly stages ofBCP 78nodes booting from a Local Area Network (LAN). TFTP has been used for this application because it is very simple to implement. The employment of a lockstep scheme limits throughput when used on a LAN. This document describes a TFTP option that allows the client andBCP 79. Internet-Drafts are working documentsserver to negotiate a window size of consecutive blocks to send as an alternative for replacing the single-block lockstep schema. The TFTP option mechanism employed is described in "TFTP Option Extension" (RFC 2347). Status of This Memo This is an Internet Standards Track document. This document is a product of the Internet Engineering Task Force(IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum(IETF). It represents the consensus ofsix monthsthe IETF community. It has received public review andmay be updated, replaced, or obsoletedhas been approved for publication byother documents at any time. Itthe Internet Engineering Steering Group (IESG). Further information on Internet Standards isinappropriate to use Internet-Drafts as reference material or to cite them other than as "workavailable inprogress." The listSection 2 of RFC 5741. Information about the currentInternet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The liststatus ofInternet-Draft Shadow Directories canthis document, any errata, and how to provide feedback on it may beaccessedobtained athttp://www.ietf.org/shadow.html This Internet-Draft will expire on Feb 16, 2014.http://www.rfc-editor.org/info/rfc7440. Copyright Notice Copyright (c)20142015 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.Abstract The Trivial File Transfer Protocol (RFC1350) is a simple, lock-step, file transfer protocol which allows a client to get or put a file onto a remote host. One of its primary uses is in the early stages of nodes booting from a Local Area Network. TFTP has been used for this application because it is very simple to implement. The Employment of a lock-step scheme limits throughput when used on a LAN. This document describes a TFTP option which allows the client and server to negotiate a window size of consecutive blocks to send as an alternative for replacing the single block lock-step schema. The TFTP option mechanism employed is described in TFTP Option Extension (RFC2347). Legal This documents and the information contained therein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION THEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.Table of Contents 1.Introduction...................................................3Introduction ....................................................2 2. ConventionsusedUsed inthis document..............................3This Document ...............................3 3. Windowsize OptionSpecification................................3Specification .................................3 4. Traffic Flow and ErrorHandling................................5Handling .................................4 5. Proof of Concept and WindowsizeEvaluation.....................6Evaluation ......................6 6. Congestion and ErrorControl...................................8Control ....................................7 7. SecurityConsiderations........................................9Considerations .........................................8 8.IANA Considerations............................................9 9. References.....................................................9 9.1.References ......................................................9 8.1. NormativeReferences......................................9References .......................................9 Author's Address ...................................................9 1. Introduction TFTP is virtually unused forinternetInternet transfers today, TFTP is still massively used in network boot/installation scenarios including EFI (Extensible Firmware Interface).The TFTP protocol'sTFTP's inherently low transfer rate hasbeenbeen, sofarfar, partially mitigated by the use of the blocksize negotiated extension [RFC2348].This wayUsing this method, the original limitation of512 byte512-byte blocksareare, inpracticepractice, replaced in Ethernet environments by blocks no larger than 1468 Bytes to avoid IP block fragmentation. This strategy produces insufficient results when transferring big files, forexampleexample, the initial ramdisk of Linux distributions or the PE images used in network installations by Microsoft WDS/MDT/SCCM. Considering TFTP lookstodayfar from extinction today, thisdraftdocument presents a negotiated extension, under the terms of theTFTP"TFTP OptionExtensionExtension" [RFC2347], that produces TFTP transfer rates comparable to those achievedtodayby modern file transfer protocols. 2. ConventionsusedUsed inthis documentThis Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described inRFC-2119[RFC2119]. In this document, these words will appear with that interpretation only when in ALL CAPS.Lower caseLowercase uses of these words are not to be interpreted as carryingRFC-2119 significance.the significance given in RFC 2119. 3. Windowsize Option Specification The TFTP Read Request or Write Request packet is modified to include the windowsize option as follows. Note that all fields except "opc" MUST be ASCII strings followed by a single-byte NULL character. 2B string 1B string 1B string 1B string 1B +-------+---~~---+----+---~~---+----+-----~~-----+----+---~~---+----+ | opc |filename| 0 | mode | 0 | windowsize | 0 | #blocks| 0 | +-------+---~~---+----+---~~---+----+-----~~-----+----+---~~---+----+ opc The opcode fieldeithercontains either a1,1 for ReadRequests,Requests or2,a 2 for Write Requests, as defined in [RFC1350]. filename The name of the file to be read or written, as defined in [RFC1350]. mode The mode of the file transfer: "netascii", "octet", or "mail", as defined in [RFC1350]. windowsize TheWindowsizewindowsize option, "windowsize" (casein-sensitive).insensitive). #blocks The base-10 ASCII string representation of the number of blocks in a window.ValidThe valid values range MUST be between"1"1 and"65535"65535 blocks, inclusive. The windowsize refers to the number ofconsecutivesconsecutive blocks transmitted beforestopstopping andwaitwaiting for the reception of the acknowledgment of the last block transmitted. For example: +------+--------+----+-------+----+------------+----+----+----+ |0x0001| foobar |0x00| octet |0x00| windowsize |0x00| 16 |0x00| +------+--------+----+-------+----+------------+----+----+----+ is a ReadRequest,Request for the file named"foobar","foobar" in octet transfermode,mode with awindow-sizewindowsize of 16 blocks (option blocksize is not negotiated in this example, the default of 512 Bytes per blockdefaultapplies). If the server is willing to accept the windowsize option, it sends an Option Acknowledgment (OACK) to the client. The specified value MUST be less than or equal to the value specified by the client. The client MUST then either use the size specified in theOACK,OACK or send an ERROR packet, with error code 8, to terminate the transfer. The rules for determining the final packet are unchanged from [RFC1350] and [RFC2348]. The reception of a data window with a number of blocks less than the negotiated windowsize is the final window. If the windowsize is greater than the amount of data to be transferred, the first window is the final window. 4. Traffic Flow and Error Handling The next diagram depicts a section of the traffic flow between the Data Sender (DSND) and the Data Receiver (DRCV) parties on a generic windowsize TFTP file transfer. The DSND MUST cyclically send to the DRCV the agreed windowsizeconsecutivesconsecutive data blocks beforetonormallystopstopping andwaitwaiting for the ACK of the transferred window. The DRCV MUST send to the DSND the ACK of the last data block of the window in order to confirm a successful data block window reception. In the case of an expected ACK not timely reaching the DSND(timeout)(timeout), the last received ACK SHALL set the beginning of the next windowsize data block window tosend.be sent. In the case of a data block sequenceerrorerror, the DRCV SHOULD notify the DSND by sending an ACK corresponding to the last data block correctly received. The notified DSND SHOULD send a new data block windowwhichwhose beginning MUST be set based on the ACK received out ofsequence ACK.sequence. Traffic with windowsize = 1 MUST be equivalent to traffic specified byRFC1350[RFC1350]. Fortrafficnormative traffic not specifically addressed in thissectionsection, please refer toRFC1350[RFC1350] and its updates. [ DRCV ] <---traffic---> [ DSND ] ACK# -> <- Data Block# window block# ... <- |DB n+01| 1 <- |DB n+02| 2 <- |DB n+03| 3 <- |DB n+04| 4 |ACK n+04| -> <- |DB n+05| 1 Error |<- |DB n+06| 2 <- |DB n+07| 3 |ACK n+05| -> <- |DB n+06| 1 <- |DB n+07| 2 <- |DB n+08| 3 <- |DB n+09| 4 |ACK n+09| -> <- |DB n+10| 1 Error |<- |DB n+11| 2 <- |DB n+12| 3 |ACK n+10| ->| Error <- |DB n+13| 4 - timeout - <- |DB n+10| 1 <- |DB n+11| 2 <- |DB n+12| 3 <- |DB n+13| 4 |ACK n+13| -> ... Section of awindowsizeWindowsize = 4 TFTPtransfer including errorsTransfer Including Errors anderror recoveryError Recovery 5. Proof of Concept and Windowsize Evaluation Performance tests were run on the prototype implementation using a variety of windowsizes and a fixed blocksize of 1456 bytes. The tests were run on a lightly loaded Gigabit Ethernet, between two Toshiba Tecra Core 2 Duo 2.2 Ghz laptops, in "octet" mode, transferring a 180 MByte file. ^ | 300 + Seconds | windowsize | time (s) | ---------- ------ | x 1 257 250 + 2 131 | 4 76 | 8 54 | 16 42 200 + 32 38 | 64 35 | | 150 + | | x | 100 + | | x | 50 + x | x | x x | 0 +-//--+-----+-----+-----+-----+-----+-----+--> 1 2 4 8 16 32 64windowsizeWindowsize (inblocksBlocks of 1456bytes) ComparativelyBytes) Comparatively, the same 180 MB transfer performed overan SMB/CIFS mappeda drive mapped on Server Message Block (SMB) / Common Internet File System (CIFS) on the same scenario took 23 seconds. The comparison of transfer times (without a gateway) between the standardlock-steplockstep schema and the negotiated windowsizes are: Windowsize | Time Reduction (%) ---------- ----------------- 1 -0% 2 -49% 4 -70% 8 -79% 16 -84% 32 -85% 64 -86% The transfer time decreases with the use of a windowed schema. The reason for the reduction in time is the reduction in the number of the required synchronous acknowledgements exchanged. The choice of appropriate windowsize values on a particular scenario depends on the underlying networking technology and topology, and likely other factors as well. Operators SHOULD test various values and SHOULD be conservative when selecting a windowsize value because as the former table and chart shows, there is a point where the benefit of continuing to increase the windowsize is subject to diminishing returns. 6. Congestion and Error Control From a congestion control (CC)standpointstandpoint, the number of blocks in a window does not pose an intrinsic threat to the ability of intermediate devices to signal congestion through drops. The rate at which TFTP UDP datagrams are sent SHOULD follow the CC guidelines in Section 3.1 ofRFC 5405[RFC5405]. From an error controlstandpointstandpoint, whileRFC 1350[RFC1350] and subsequent updates do not specify a circuit breaker (CB), existing implementations have always chosen to fail under certain circumstances. Implementations SHOULD always set a maximum number of retries for datagram retransmissions, imposing an appropriate threshold on error recovery attempts, after which a transfer SHOULD always be aborted to prevent pathological retransmission conditions. AnImplementationimplementation example scaled for an Ethernet environment (1Gb/s,Gbit/s, MTU=1500) would be to set: windowsize = 8 blksize = 1456 maximum retransmission attempts per block/window = 6 timeout between retransmissions = 1 S minimum inter-packet delay = 80 uS Implementations might well choose other values based on expected and/or tested operating conditions. 7. Security Considerations TFTP includes no login or access control mechanisms. Care must be taken when using TFTP for file transfers where authentication, access control, confidentiality, or integrity checking are needed. Note that those security services could be supplied above or below the layer at which TFTP runs. Care mustbealso be taken in the rights granted to a TFTP server process so as not to violate the security of the server's file system. TFTP is often installed with controls such that only files that have public read access are available via TFTP. Also listing, deleting, renaming, and writing files via TFTP are typically disallowed. TFTP file transfers are NOT RECOMMENDED where the inherent protocol limitations could raise insurmountable liability concerns. TFTP includes no protection against an on-pathattacker,attacker; care must be taken in controlling windowsize values according to data sender, data receiver, and network environment capabilities. TFTP service is frequently associated with bootstrap and initial provisioningactivities,activities; servers in such an environment are in a position to impose device or network specific throughput limitations as appropriate. This document does not add any security controls to TFTP; however, the specified extension does not pose additional security risks either. 8.IANA Considerations This document has no actions for IANA. 9.References9.1.8.1. Normative References [RFC1350] Sollins, K., "The TFTP Protocol (Revision 2)", STD 33, RFC1350 (STD 33), October 1992.1350, July 1992, <http://www.rfc-editor.org/info/rfc1350>. [RFC2347] Malkin,G.,G. and A. Harkin,A.,"TFTP Option Extension", RFC23472347, May1998.1998, <http://www.rfc-editor.org/info/rfc2347>. [RFC2348] Malkin,G.,G. and A. Harkin,A.,"TFTP Blocksizeoption",Option", RFC23482348, May1998.1998, <http://www.rfc-editor.org/info/rfc2348>. [RFC5405] Eggert, L. and G. Fairhurst, "Unicast UDP Usage Guidelines for Application Designers", BCP 145, RFC 5405, November2008.2008, <http://www.rfc-editor.org/info/rfc5405>. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March1997. Authors' Addresses1997, <http://www.rfc-editor.org/info/rfc2119>. Author's Address Patrick Masotta Serva300 W 11th Avenue, Denver, CO 80204 Email: masotta[-at-]vercot[-dot-]comEMail: patrick.masotta.ietf@vercot.com URI: http://www.vercot.com/~serva/