NETCONFInternet Engineering Task Force (IETF) A. ClemmInternet-DraftRequest for Comments: 8641 FutureweiIntended status:Category: Standards Track E. VoitExpires: November 22, 2019ISSN: 2070-1721 Cisco SystemsMay 21,August 2019 Subscription to YANGDatastores draft-ietf-netconf-yang-push-25Notifications for Datastore Updates Abstract This document describes a mechanism that allows subscriber applications to request a continuous and customized stream of updates from a YANG datastore. Providing such visibility into updates enables new capabilities based on the remote mirroring and monitoring of configuration and operational state. Status of This Memo ThisInternet-Draftissubmitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documentsan Internet Standards Track document. This document is a product of the Internet Engineering Task Force (IETF).Note that other groups may also distribute working documents as Internet-Drafts. The listIt represents the consensus ofcurrent Internet- Drafts is at https://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents validthe IETF community. It has received public review and has been approved fora maximumpublication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 7841. Information about the current status ofsix monthsthis document, any errata, and how to provide feedback on it may beupdated, replaced, or obsoleted by other documentsobtained atany time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on November 22, 2019.https://www.rfc-editor.org/info/rfc8641. Copyright Notice Copyright (c) 2019 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. This document may contain material from IETF Documents or IETF Contributions published or made publicly available before November 10, 2008. The person(s) controlling the copyright in some of this material may not have granted the IETF Trust the right to allow modifications of such material outside the IETF Standards Process. Without obtaining an adequate license from the person(s) controlling the copyright in such materials, this document may not be modified outside the IETF Standards Process, and derivative works of it may not be created outside the IETF Standards Process, except to format it for publication as an RFC or to translate it into languages other than English. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Definitionsand Acronyms. . . . . . . . . . . . . . . . . . . . . . . . . 3 3. Solution Overview . . . . . . . . . . . . . . . . . . . . . .54 3.1. Subscription Model . . . . . . . . . . . . . . . . . . . 5 3.2. Negotiation of Subscription Policies . . . . . . . . . . 6 3.3. On-Change Considerations . . . . . . . . . . . . . . . .76 3.4. Reliability Considerations . . . . . . . . . . . . . . . 8 3.5. Data Encodings . . . . . . . . . . . . . . . . . . . . . 9 3.6. Defining the Selection with a Datastore . . . . . . . . . 10 3.7. Streaming Updates . . . . . . . . . . . . . . . . . . . . 11 3.8. Subscription Management . . . . . . . . . . . . . . . . . 13 3.9. Receiver Authorization . . . . . . . . . . . . . . . . . 15 3.10. On-Change Notifiable Datastore Nodes . . . . . . . . . . 16 3.11. Other Considerations . . . . . . . . . . . . . . . . . . 17 4. A YANG Data Model for Management of Datastore Push Subscriptions . . . . . . . . . . . . . . . . . . . . . . . . 18 4.1. Overview . . . . . . . . . . . . . . . . . . . . . . . . 18 4.2. Subscription Configuration . . . . . . . . . . . . . . . 24 4.3. YANG Notifications . . . . . . . . . . . . . . . . . . . 25 4.4. YANG RPCs . . . . . . . . . . . . . . . . . . . . . . . . 26 5. YANG Module for YANG-Push . . . . . . . . . . . . . . . . . .. . . . . . . 3130 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . .4847 7. Security Considerations . . . . . . . . . . . . . . . . . . . 48 8.Acknowledgments .References . . . . . . . . . . . . . . . . . . . . . .50 9. Contributors. . . 50 8.1. Normative References . . . . . . . . . . . . . . . . . . 50 8.2. Informative References . . .50 10. References. . . . . . . . . . . . . . 51 Appendix A. Subscription Errors . . . . . . . . . . .50 10.1. Normative References. . . . . 52 A.1. RPC Failures . . . . . . . . . . . . .50 10.2. Informative References. . . . . . . . . 52 A.2. Failure Notifications . . . . . . . .51 Appendix A. Appendix A: Subscription Errors. . . . . . . . . .52 A.1. RPC Failures53 Acknowledgments . . . . . . . . . . . . . . . . . . . . . .52 A.2. Notifications of Failure. . . 54 Contributors . . . . . . . . . . . . .54 Appendix B. Changes Between Revisions. . . . . . . . . . . . . 54 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . .5854 1. Introduction Traditional approachesto providefor providing visibility into managed entities from a remote system have been built on polling. With polling, data is periodically requested and retrieved by a client from a server to stayup-to-date.up to date. However, there are issues associated with polling- based management: o Polling incurs significant latency. This latency prohibits many types ofapplication.applications. o Polling cycles may bemissedmissed, and requests may be delayed or getlost,lost -- often when the network is under stress and the need for the data is the greatest. o Polling requests may undergo slight fluctuations, resulting in intervals of different lengths. The resulting data is difficult to calibrate and compare. o For applications that monitor for changes, many remote polling cycles place unwanted and ultimately wasteful load on the network, devices, and applications, particularly when changes occur only infrequently. A more effective alternative to polling is for an application to receive automatic and continuous updates from a targeted subset of a datastore. Accordingly, there is a need for a service that (1) allows applications to subscribe to updates from a datastore andthat(2) enables the server (also referred to aspublisher)the "publisher") to pushandand, ineffecteffect, stream those updates. The requirements for such a service have been documented in [RFC7923]. This document defines a corresponding solution that is built on top of"Custom Subscription to Event Streams" [I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. Supplementing that work are YANG data model augmentations, extended RPCs, and newdatastore specificdatastore-specific update notifications. Transport optionsfor [I-D.draft-ietf-netconf-subscribed-notifications]provided in [RFC8639] will work seamlessly with this solution. 2. Definitionsand AcronymsThe key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here. This document uses the terminology defined in [RFC7950], [RFC8341], [RFC8342], and[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. In addition, this document defines the followingterms are introduced:terms: o Datastore node: A node in the instantiated YANG data tree associated with a datastore. In this document, datastore nodes are often also simply referred to as"objects""objects". o Datastore node update: A data item containing the current value of a datastore node at the time the datastore node update was created, as well as the path to the datastore node. o Datastore subscription: A subscription to a stream of datastore node updates. o Datastore subtree: A datastore node and all its descendant datastorenodesnodes. o On-change subscription: A datastore subscription with updates that are triggered when changes in subscribed datastore nodes are detected. o Periodic subscription: A datastore subscription with updates that are triggered periodically according to some time interval. o Selection filter: Evaluation and/or selectioncriteria, whichcriteria that may be applied against a targeted set of objects. o Update record: A representation of one or more datastore node updates. In addition, an update record may contain which type of update led to the datastore node update (e.g., whether the datastore node was added, changed, or deleted). Also included in the update record may be other metadata, such as a subscriptionidID of the subscriptionas part offor which the update record was generated. In this document, update records are often also simply referred to as "updates". o Update trigger: A mechanism that determines when an update record needs to be generated. o YANG-Push: The subscription and push mechanism for datastore updates that is specified in this document. 3. Solution Overview This document specifies a solution that provides a subscription service for updates from a datastore. This solution supports dynamic as well as configured subscriptions to updates of datastore nodes. Subscriptions specify when notification messages (also referred to as "push updates") should be sent and what data to include in update records. Datastore node updates are subsequently pushed from the publisher to the receiver per the terms of the subscription. 3.1. Subscription ModelYANG-pushYANG-Push subscriptions are defined using a YANG data model. This model enhances the subscription model defined in[I-D.draft-ietf-netconf-subscribed-notifications][RFC8639] with capabilities that allow subscribers to subscribe to datastore nodeupdates, specificallyupdates -- specifically, to specify the update triggers defining when to generate update records as well as what to include in an update record. Key enhancements include: oSpecificationThe specification of selection filterswhichthat identify targeted YANG datastore nodes and/or datastore subtrees for which updates are to be pushed. oSpecificationThe specification of update policies that contain conditionswhichthat trigger the generation and pushing of new update records. There are two types of subscriptions, distinguished by how updates are triggered: periodic and on-change. * For periodic subscriptions, the update trigger is specified by two parameters that define when updates are to be pushed. These parameters are (1) the period interval with which to reportupdates,updates and (2) an"anchor time", i.e."anchor-time", i.e., a reference point in time that can be used to calculate at which points in time periodic updates need to be assembled and sent. * For on-change subscriptions, an update trigger occurs whenever a change in the subscribed information is detected.Included areThe following additional parametersthat include:are included: +Dampening period:"dampening-period": In an on-change subscription, detected object changes should be sent as quickly as possible.HoweverHowever, it may be undesirable to send a rapid series of object changes. Such behavior has the potential to exhaust resources in the publisher or receiver. In order to protect againstthat,this type of scenario, a dampening period MAY be used to specify the intervalwhichthat has to pass before successive update records for the same subscription are generated for a receiver. The dampening period collectively applies to the set of all datastore nodes selected by a single subscription. This means that when there is a change to one or more subscribed objects, an update record containing those objects is created immediately (when no dampening period is in effect) or at the end of a dampening period (when a dampening period is in fact in effect). If multiple changes to a single object occur during a dampening period, only the value that is in effect at the time when the update record is created is included. The dampening period goes into effect every time the assembly of an update recordcompletes assembly.is completed. +Change type:"change-type": This parameter can be used to reduce the types of datastore changes for which updates are sent (e.g., you might only send an update when an object is created or deleted, but not when an object value changes). +Sync on start:"sync-on-start": This parameter defines whether or not a completepush-update"push-update" (Section 3.7) of all subscribed data will be sent at the beginning of a subscription. Such early synchronization establishes the frame of reference for subsequent updates. o An encoding (using anydata) for the contents of periodic andon- changeon-change push updates. 3.2. Negotiation of Subscription Policies A dynamic subscription request SHOULD be declined if apublisher's assessment ispublisher determines that it may be unable to provide update records meeting the terms of an "establish-subscription" or "modify-subscription" RPC request. In this case, a subscriber may quickly follow up with a new RPC request using different parameters. Random guessing of different parameters by a subscriber is to be discouraged. Therefore, in order to minimize the number of subscription iterations between subscriber and publisher, a dynamic subscription supports a simple negotiation between subscribers and publishers for subscription parameters. This negotiation is in the form of supplemental informationwhichthat should be insertedwithininto error responses to a failed RPC request. This returned error response information, when considered, should increase the likelihood of success for subsequent RPC requests. Such hints include suggested periodic time intervals, acceptable dampening periods, and size estimates for the numberorof objectswhichthat would be returned from a proposed selection filter. However, there are no guarantees that subsequent requestswhichthat consider these hints will be accepted. 3.3. On-Change Considerations On-change subscriptions allow receivers to receive updates whenever changes to targeted objects occur. As such, on-change subscriptions are particularly effective for data that changesinfrequently, yetinfrequently but for which applications need to be quicklynotifiednotified, with minimal delay, whenever a change doesoccur with minimal delay.occur. On-change subscriptions tend to be more difficult to implement than periodic subscriptions. Accordingly, on-change subscriptions may not be supported by all implementations or for every object. Whether or not to accept or reject on-change subscription requests when the scope of the subscription contains objects for whichon- changeon-change is not supported is up to the publisher implementation. A publisher MAY accept an on-change subscription even when the scope of the subscription contains objects for which on-change is not supported. In that case, updates are sent only for those objects within the scope of the subscription that do support on-change updates, whereas other objects are excluded from update records, even if their values change. In order for a subscriber to determine whether objects support on-change subscriptions, objects are marked accordingly on a publisher. Accordingly, when subscribing, it is the responsibility of the subscriber to ensure that it is aware of which objects supporton- changeon-change and which do not. For more on how objects are so marked, see Section 3.10. Alternatively, a publisher MAY decide to simply reject an on-change subscriptionin caseif the scope of the subscription contains objects for which on-change is not supported. In the case of a configured subscription, the publisher MAY suspend the subscription. To avoid flooding receivers with repeated updates for subscriptions containing fast-changingobjects,objects or objects with oscillating values, an on-change subscription allows for the definition of a dampening period. Once an update record for a given object is generated, no other updates for this particular subscription will be created until the end of the dampening period. Values sent at the end of the dampening period are the values that are current at the end of the dampening period of all changed objects. Changed objects include thosewhichobjects that were deleted or newly created during that dampening period. If an object has returned to its original value (or even has been created and then deleted) during thedampening-period,dampening period, that value (and not the interim change) will still be sent. This will indicate that churn is occurring on that object. On-change subscriptions can be refined to let users subscribe only to certain types of changes. For example, a subscriber might only want object creations and deletions, but not modifications of object values. Putting it all together,following isthe conceptual process for creating an update record as part of an on-changesubscription:subscription is as follows: 1. Just before a change, or at the start of a dampening period, evaluate any filtering and any access control rules to ensure that a receiver is authorized to view all subscribed datastore nodes (filtering out any nodes for which this is not the case). The result is a set "A" of datastore nodes and subtrees. 2. Just after a change, or at the end of a dampening period, evaluate any filtering and any (possibly new) access control rules. The result is a set "B" of datastore nodes and subtrees. 3. Construct an update record, which takes the form of a YANGpatchPatch record [RFC8072] for going from A to B. 4. If there were any changes made between A and Bwhichthat canceled each other out, insert into the YANGpatchPatch record the last change made, even if the new value is no different from the original value (since changes that were made in the interim were canceled out).In caseIf the changes involve creating a new datastorenode,node and then deleting it, the YANGpatchPatch record will indicate the deletion of the datastore node. Similarly,in caseif the changes involve deleting a new datastorenode,node and then recreating it, the YANGpatchPatch record will indicate the creation of the datastore node. 5. If the resultingpatchYANG Patch record is non-empty, send it to the receiver. Note: In cases where a subscriber wants to have separate dampening periods for different objects, the subscriber has the option to create multiple subscriptions with different selection filters. 3.4. Reliability Considerations A subscription to updates from a datastore is intended to obviate the need for polling. However, in order to do so, it is critical that subscribers can rely on the subscription and have confidence that they will indeed receive the subscribed updates without having to worry about updates being silently dropped. In other words, a subscription constitutes a promise on the side of the publisher to provide the receivers with updates per the terms of the subscription. Now, there are many reasons why a publisher may at some point no longer be able to fulfill the terms of the subscription, even if the subscription had beenentered into withinitiated in good faith. For example, the volume of datastore nodes may be larger than anticipated, the interval may prove too short to send full updates in rapid succession, or an internal problem may prevent objects from being collected. For this reason, the solutionthat isdefined in this document (1) mandates that a publishernotifiesnotify receivers immediately and reliably whenever it encounters a situation in which it is unable to keep the terms of thesubscription,subscription and (2) provides the publisher with the option to suspend the subscription in such a case. This includes indicating the fact that an update is incomplete as part of apush- update"push-update" orpush-change-update"push-change-update" notification, as well as emitting asubscription-suspended"subscription-suspended" notification as applicable. This is described further in Section 3.11.1. A publisher SHOULD reject a request for a subscription if it is unlikely that the publisher will be able to fulfill the terms of that subscription request. In such cases, it is preferable to have a subscriber request a lessresource intensiveresource-intensive subscription than to deal with frequently degraded behavior. The solution builds on[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. As definedthere,therein, any loss of an underlying transport connection will be detected and result in subscription termination (in the case of dynamic subscriptions) or suspension (in the case of configured subscriptions), ensuring that situationswill not occur in whichwhere the loss of update notifications would gounnoticed.unnoticed will not occur. 3.5. Data Encodings 3.5.1. Periodic Subscriptions In a periodic subscription, the data included as part of an update record corresponds to data that could have been read using a retrieval operation. 3.5.2. On-Change Subscriptions In an on-change subscription, update records need to indicate not only values of changed datastore nodes but also the types of changes that occurred since the last update. Therefore, encoding rules for data in on-change updates will generally followYANG-patch operationYANG Patch operations as specified in [RFC8072]. TheYANG-patchYANG Patch operations will describe what needs to be applied to the earlier state reported by the precedingupdate,update in order to result in the now-current state. Note thatcontrary to [RFC8072],objectsencapsulatedreferred to in an update are notrestrictedlimited to configuration data but can include any objects (including operational data), whereas [RFC8072] patches apply only to configurationobjects.data in configuration datastores. A publisher indicates the type of change to a datastore node using the different YANGpatchPatch operations: the "create" operation is used for newly created objects (except entries in a user-ordered list), the "delete" operation is used for deleted objects (including in user-ordered lists), the "replace" operation is used when only the object value changes, the "insert" operation is used when a new entry is inserted in a list, and the "move" operation is used when an existing entry in a user-ordered list is moved. However, a patch must be able to do more than just describe the delta from the previous state to the current state. As per Section 3.3, it must also be able to identify whether transient changes have occurred on an object during a dampening period. To support this, it is valid to encode a YANGpatchPatch operation so that its application would result in no change between the previous state and the current state. This indicates that some churn has occurred on the object. An example of this would be a patch that indicates a "create" operation for a datastore node where the receiver believes one alreadyexists,exists or a "replace" operationwhichthat replaces a previous value with the same value. Note that this means that the "create" and "delete" errors as described in[RFC8072] section[RFC8072], Section 2.5 are noterrors, anderrors in the case of YANG-Push (i.e., they are considered valid operationswith YANG-Push.for YANG-Push). 3.6. Defining the Selection with a Datastore A subscription must specify both the selection filters and the datastore against which these selection filters will be applied. This information is used to choose and subsequently push data from the publisher's datastore to the receivers. Only a single selection filter can be applied to a subscription at a time. An RPC request proposing a new selection filter replaces any existing filter. The following selection filter types are included in theYANG-pushYANG-Push datamodel,model and may be applied against a datastore: o subtree: A subtree selection filter identifies one or more datastore subtrees. When specified, update records will only come from the datastore nodes of selected datastore subtree(s). The syntax and semantics correspond tothatthose specifiedfor [RFC6241] sectionin [RFC6241], Section 6. o xpath: An "xpath" selection filter is an XPath expression that returns a node set. (XPath is a query language for selecting nodes in an XMLdocument.)document; see [XPATH] for details.) When specified, updates will only come from the selected datastore nodes. These filters are intended to be used as selectors that define which objects are within the scope of a subscription. A publisher MUST support at least one type of selection filter. XPath itself provides powerful filteringconstructsconstructs, and care must be used in filter definition. Consider an XPath filterwhichthat only passes a datastore node when an interface is up. It is up to the receiver to understand the implications of the presence or absence of objects in each update. When the set ofselection filteringselection-filtering criteria is applied for a periodic subscription,then theythese criteria are applied whenever a periodic update record is constructed, and only datastore nodes that pass the filter and to which a receiver has access are provided to that receiver. If the same filtering criteriaisare applied to an on-change subscription, only the subset of those datastore nodes supportingon- changeon-change is provided. A datastore nodewhichthat doesn't support on-change is never sent as part of an on-change subscription's "push-update" or "push-change-update"(see Section(Section 3.7). 3.7. Streaming Updates Contrary to traditional data retrieval requests, datastore subscription enables an unbounded series of update records to be streamed over time. Two generic YANG notifications for update records have been defined forthis:this scenario: "push-update" and"push-change- update"."push-change-update". A "push-update" notification defines a complete, filtered update of the datastore per the terms of a subscription. This type of YANG notification is used for continuous updates of periodic subscriptions. A "push-update" notification can also be used for the on-change subscriptions in two cases. First, it MUST be used as the initial "push-update" if there is a need to synchronize the receiver at the start of a new subscription.It alsoSecond, it MAY be sent if the publisher later chooses to resync an on-change subscription. The "push-update" update record contains an instantiated datastore subtree with all of the subscribed contents. The content of the update record is equivalent to the contents that would be obtained had the same data been explicitly retrieved using a datastore retrieval operation using the same transport with the same filters applied. A "push-change-update" notification is the most common type of update for on-change subscriptions. The update record in this case contains the set of changes that datastore nodes have undergone since the last notification message. In other words, this indicates which datastore nodes have been created, have been deleted, or have had changes to their values. In cases where multiple changes have occurred over the course of a dampening period and the object has not been deleted, the object's most current value is reported. (In other words, for each object, only one change is reported, not its entire history. Doing so would defeat the purpose of the dampening period.)"Push-update""push-update" and "push-change-update" are encoded and placedwithinin notificationmessages,messages and are ultimately queued for egress over the specified transport.The following isFigure 1 provides an example of a notification message for a subscription tracking the operational status of a single Ethernet interface (per [RFC8343]). This notification message is encoded XML [W3C.REC-xml-20081126] overNETCONFthe Network Configuration Protocol (NETCONF) as per[I-D.draft-ietf-netconf-netconf-event-notifications].[RFC8640]. <notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0"> <eventTime>2017-10-25T08:00:11.22Z</eventTime> <push-update xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <id>1011</id> <datastore-contents> <interfaces xmlns="urn:ietf:params:xml:ns:yang:ietf-interfaces"> <interface> <name>eth0</name> <oper-status>up</oper-status> </interface> </interfaces> </datastore-contents> </push-update> </notification> Figure 1: Pushexample The following isExample Figure 2 provides an example of an on-change notification message for the same subscription. <notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0"> <eventTime>2017-10-25T08:22:33.44Z</eventTime> <push-change-update xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <id>89</id> <datastore-changes> <yang-patch> <patch-id>0</patch-id> <edit> <edit-id>edit1</edit-id> <operation>replace</operation> <target>/ietf-interfaces:interfaces</target> <value> <interfaces xmlns="urn:ietf:params:xml:ns:yang:ietf-interfaces"> <interface> <name>eth0</name> <oper-status>down</oper-status> </interface> </interfaces> </value> </edit> </yang-patch> </datastore-changes> </push-change-update> </notification> Figure 2: PushexampleExample foron changean On-Change Notification Message Of note in the above example is the'patch-id'"patch-id" with a value of'0'."0". Per [RFC8072], the'patch-id'"patch-id" is an arbitrary string. WithYANG Push,YANG-Push, the publisher SHOULD put into the'patch-id'"patch-id" a counter starting at'0' which"0" that increments with every'push-change-update'"push-change-update" generated for a subscription. If used as a counter, this counter MUST be reset to'0' anytime a"0" any time a resynchronization occurs (i.e., with the sending of a'push-update'). Also"push-update"). Also, if used as a counter, the counter MUST be reset to'0'"0" after passing a maximum value of'4294967295' (i.e."4294967295" (i.e., the maximum value that can be represented using the uint32 data type). Such a mechanism allows easy identification of lost or out-of-sequence update records. 3.8. Subscription Management The RPCs definedwithin [I-D.draft-ietf-netconf-subscribed-notifications]in [RFC8639] have been enhanced to support datastore subscription negotiation. Also, new error codes have been added that are able to indicate why a datastore subscription attempt has failed, along with newYANG-datayang-data that MAY be used to include details on input parameters that might result in a successful subsequent RPC invocation. The establishment or modification of a datastore subscription can be rejected for multiplereasons. This includesreasons, including a subtree request that is too largesubtree request,or the inability of the publisher to push update records as frequently as requested. In such cases, no subscription is established. Instead, a subscription result that includes thesubscription-result withreason for the failurereasonis returned as part of the RPC response. As part of this response, a set of alternative subscription parameters MAY be returned that would likely have resulted in acceptance of the subscription request. The subscriber may considerthese as part ofincluding such parameters in future subscription attempts. In the case of a rejected request foranestablishment of a datastore subscription, if there are hints, the hints SHOULD be transportedwithinin aYANG-datayang-data "establish-subscription-datastore-error-info" container inserted into the RPC error response, in lieu of the"establish-subscription-stream-error-info""establish- subscription-stream-error-info" that is inserted in the case of a stream subscription.Below isFigure 3 shows a tree diagram for"establish-subscription-datastore-error- info"."establish-subscription-datastore- error-info". All tree diagrams used in this document follow the notation defined in[RFC8340] YANG-data[RFC8340]. yang-data establish-subscription-datastore-error-info +--ro establish-subscription-datastore-error-info +--ro reason? identityref +--ro period-hint? centiseconds +--ro filter-failure-hint? string +--ro object-count-estimate? uint32 +--ro object-count-limit? uint32 +--ro kilobytes-estimate? uint32 +--ro kilobytes-limit? uint32 Figure 3: "establish-subscription-datastore-error-info" Treediagram for establish-subscription-datastore-error- infoDiagram Similarly, in the case of a rejected request for modification of a datastore subscription, if there are hints, the hints SHOULD be transportedwithinin aYANG-data "modify-subscription-datastore-error- info"yang-data "modify-subscription-datastore-error-info" container inserted into the RPC error response, in lieu of the "modify-subscription-stream-error-info" that is inserted in the case of a stream subscription.Below isFigure 4 shows a tree diagram for"modify-subscription-datastore-error- info". YANG-data"modify-subscription-datastore- error-info". yang-data modify-subscription-datastore-error-info +--romodify-subscription-datasore-error-infomodify-subscription-datastore-error-info +--ro reason? identityref +--ro period-hint? centiseconds +--ro filter-failure-hint? string +--ro object-count-estimate? uint32 +--ro object-count-limit? uint32 +--ro kilobytes-estimate? uint32 +--ro kilobytes-limit? uint32 Figure 4: "modify-subscription-datastore-error-info" Treediagram for modify-subscription-datastore-error-infoDiagram 3.9. Receiver Authorization A receiver of subscription data MUST only be sent updates for which it has proper authorization. A publisher MUST ensure that nonon- authorizedunauthorized data is included in push updates. To do so, it needs to apply all corresponding checks applicable at the time of a specific pushed updateandand, ifnecessarynecessary, silently remove anynon-authorizedunauthorized data from datastore subtrees. This enables YANG data that is pushed based on subscriptions to be authorizedequivalentlyin a way that is equivalent to a regular data retrieval(get)("get") operation. Each "push-update" and "push-change-update" MUST have access control applied, asisdepicted inthe following diagram.Figure 5. This includes validating that read access is permitted for any new objects selected since the last notification message was sent to a particular receiver. A publisher MUST silently omit data nodes from the results that the client is not authorized to see. To accomplish this, implementations SHOULDsupportapply the conceptual authorization model of [RFC8341], specificallysection 3.2.4.Section 3.2.4, extended to apply analogously to data nodes included in notifications, not just <rpc-reply> messages sent in response to <get> and <get-config> requests. +-----------------+ +--------------------+ push-update or --> | datastore node | yes | add datastore node | push-change-update | access allowed? | ---> | to update record | +-----------------+ +--------------------+ Figure 5:Updated [RFC8341] access controlAccess Control forpush updatesPush Updates A publisher MUST allow for the possibility that a subscription's selection filter referencesnon-existentnonexistent data or data that a receiver is not allowed to access. Such support permits a receiver the ability to monitor the entirelifecylelifecycle of some datastore tree without needing to explicitly enumerate every individual datastore node. If, after access control has been applied, there are no objects remaining in an update record, then(in case ofthe effect varies given if the subscription is a periodicsubscription) onlyor on-change subscription. For asingleperiodic subscription, an empty "push-update" notification MUST besent. Empty "push- change-update" messages (in case ofsent, so that clients do not get confused into thinking that an update was lost. For an on-changesubscription)subscription, a "push-update" notification MUST NOT besent. This is required to ensuresent, so that clientscannot surreptitiously monitor objects thatremain unaware of changes made to nodes theydo notdon't haveaccess to via carefully crafted selection filters.read-access for. By the same token, changes to objects that are filtered MUST NOT affect any dampening intervals. A publisher MAY choose to reject anestablish-subscription"establish-subscription" requestwhichthat selectsnon-existentnonexistent data or data that a receiver is not allowed to access.As reason, theThe error identity"unchanging- selection""unchanging-selection" SHOULD bereturned.returned as the reason for the rejection. In addition, a publisher MAY choose to terminate a dynamic subscription or suspend a configured receiver when the authorization privileges of a receiverchange,change or the access controls for subscribed objects change. In that case, the publisher SHOULD include the error identity"unchanging-selection""unchanging- selection" as the reason when sending the "subscription-terminated"respectivelyor "subscription-suspended"notification.notification, respectively. Such a capability enables the publisher to avoid having to support continuous and total filtering of a subscription's content for every update record. It also reduces the possibility of leakage of access-controlled objects. If read access into previously accessible nodes has been lost due to a receiver permissions change, this SHOULD be reported as a patch "delete" operation for on-change subscriptions. If not capable of handling such receiver permission changes with such a "delete", publisher implementations MUST force dynamic subscriptionre- establishmentre-establishment or configured subscriptionre-initializationreinitialization so that appropriate filtering is installed. 3.10. On-Change Notifiable Datastore Nodes In some cases, a publisher supporting on-change notifications may not be able to push on-change updates for some object types. Reasons for this might be that the value of the datastore node changes frequently (e.g.,[RFC8343]'sthe in-octetscounter), thatcounter as defined in [RFC8343]), small object changes are frequent and meaningless (e.g., a temperature gauge changing 0.1 degrees), orthatthe implementation is not capable of on-change notification for a particular object. In those cases, it will be important for client applications to have a way to identify for which objects on-change notifications are supported and for which ones they are not supported.OtherwiseOtherwise, client applications will have no way of knowing whether they can indeed rely on their on-change subscription to provide them with the change updates that they are interested in. In other words, if implementations do not provide a solution and do not support comprehensive on-change notifiability, clients of those implementations will have no way of knowing what their on-change subscription actually covers. Implementations are therefore strongly advised to provide a solution to this problem. One solution might involve making discoverable to clients which objects are on-change notifiable, specified using another YANG data model. Such a solution is specified in[I-D.draft-ietf-netconf-notification-capabilities].[Yang-Push-Notif-Cap]. Until this solution is standardized, implementations SHOULD provide their own solution. 3.11. Other Considerations 3.11.1. Robustness andreliability Particularly in the case of on-change updates, itReliability It is important thattheseupdates as discussed in this document, and on-change updates in particular, do not get lost.In caseIf the loss of an update is unavoidable, it is critical that the receiverisbe notified accordingly. Update records for a single subscription MUST NOT be resequenced prior to transport. It is conceivablethatthat, under certain circumstances, a publisher will recognize that it is unable to includewithinin an update record the full set of objects desired per the terms of a subscription. In this case, the publisher MUST act as follows. o The publisher MUST set the "incomplete-update" flag on any update recordwhichthat is known to be missing information. o The publisher MAY choose to suspend the subscription as per[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. If the publisher does not create an update record at all, it MUST suspend the subscription. o When resuming an on-change subscription, the publisher SHOULD generate a complete patch from the previous update record. If this is not possible and the "sync-on-start" option istrueset to "true" for the subscription, then the full datastore contents MAY be sent via a "push-update" instead (effectively replacing the previous contents). If neitherof these arescenario above is possible, then an"incomplete- update""incomplete-update" flag MUST be included on the next "push-change-update". Note: It is perfectly acceptable to have a series of "push-change- update" notifications (and even"push update""push-update" notifications) serially queued at the transport layer awaiting transmission. It is not required for the publisher to merge pending update records sent at the same time. On the receiver side, what action to take when a record with anincomplete-update"incomplete-update" flag is received depends on the application. It could simply choose to wait and do nothing. It could choose toresynch,resync, actively retrieving all subscribed information. It could also choose to tear down the subscription and start a new one, perhaps with alessersmaller scope that containslessfewer objects. 3.11.2. PublishercapacityCapacity It is far preferable to decline a subscription request than to accept such a request when it cannot be met. Whether or not a subscription can be supported will be determined by a combination of severalfactorsfactors, such as the subscription update trigger (on-change or periodic), the period in which to report changes(one second(one-second periods will consume more resources thanone hourone-hour periods), the amount of data in the datastore subtree that is being subscribed to, and the number and combination of other subscriptions that are concurrently being serviced. 4. A YANG Data Model for Management of Datastore Push Subscriptions 4.1. Overview The YANG data model for datastore push subscriptions is depicted inthe following figures.Figures 6 through 9. The tree diagram that is used follows the notation defined in [RFC8340]. New schema objects defined here (i.e., beyond those from[I-D.draft-ietf-netconf-subscribed-notifications])[RFC8639]) are identified with "yp". For the reader's convenience, in order to compact the tree representation, some nodes that are defined in the ietf-subscribed- notifications YANG module [RFC8639] andthattherefore are not essential to the understanding of the data model defined here have been removed. This is indicated by "..." in the diagram where applicable. Because the tree diagram is quite large, its depiction is broken up intoseveralfour figures.The first figureFigure 6 depicts the augmentations that are introduced in YANG module ietf-yang-push to the subscription configuration specified in YANG module ietf-subscribed-notifications. module: ietf-subscribed-notifications ... +--rw filters | ... | +--rw yp:selection-filter* [filter-id] | +--rw yp:filter-id string | +--rw (yp:filter-spec)? | +--:(yp:datastore-subtree-filter) | | +--rw yp:datastore-subtree-filter? <anydata> | | {sn:subtree}? | +--:(yp:datastore-xpath-filter) | +--rw yp:datastore-xpath-filter? yang:xpath1.0 | {sn:xpath}? +--rw subscriptions +--rw subscription* [id] | ... +--rw (target) | +--:(stream) | | ... | +--:(yp:datastore) | +--rw yp:datastore identityref | +--rw (yp:selection-filter)? | +--:(yp:by-reference) | | +--rw yp:selection-filter-ref | | selection-filter-ref | +--:(yp:within-subscription) | +--rw (yp:filter-spec)? | +--:(yp:datastore-subtree-filter) | | +--rw yp:datastore-subtree-filter? | | <anydata> {sn:subtree}? | +--:(yp:datastore-xpath-filter) | +--rw yp:datastore-xpath-filter? | yang:xpath1.0 {sn:xpath}? | ... +--rw (yp:update-trigger) +--:(yp:periodic) | +--rw yp:periodic! | +--rw yp:period centiseconds | +--rw yp:anchor-time? yang:date-and-time +--:(yp:on-change) {on-change}? +--rw yp:on-change! +--rw yp:dampening-period? centiseconds +--rw yp:sync-on-start? boolean +--rw yp:excluded-change* change-type Figure 6: Data Modelstructure: subscription configuration The next figureStructure: Subscription Configuration Figure 7 depicts the augmentations of YANG module ietf-yang-push made to RPCs specified in YANG moduleietf-subscribed-notifications.ietf-subscribed-notifications [RFC8639]. Specifically, these augmentations concern theestablish-subscription"establish- subscription" andmodify-subscription"modify-subscription" RPCs, which are augmented with parameters that are needed to specify datastore push subscriptions. rpcs: +---x establish-subscription | +---w input | | ... | | +---w (target) | | | +--:(stream) | | | | ... | | | +--:(yp:datastore) | | | +---w yp:datastore identityref | | | +---w (yp:selection-filter)? | | | +--:(yp:by-reference) | | | | +---w yp:selection-filter-ref | | | | selection-filter-ref | | | +--:(yp:within-subscription) | | | +---w (yp:filter-spec)? | | | +--:(yp:datastore-subtree-filter) | | | | +---w yp:datastore-subtree-filter? | | | | <anydata> {sn:subtree}? | | | +--:(yp:datastore-xpath-filter) | | | +---w yp:datastore-xpath-filter? | | | yang:xpath1.0 {sn:xpath}? | | | ... | | +---w (yp:update-trigger) | | +--:(yp:periodic) | | | +---w yp:periodic! | | | +---w yp:period centiseconds | | | +---w yp:anchor-time? yang:date-and-time | | +--:(yp:on-change) {on-change}? | | +---w yp:on-change! | | +---w yp:dampening-period? centiseconds | | +---w yp:sync-on-start? boolean | | +---w yp:excluded-change* change-type | +--ro output | +--ro id subscription-id | +--ro replay-start-time-revision? yang:date-and-time | {replay}? +---x modify-subscription | +---w input | ... | +---w (target) | | ... | | +--:(yp:datastore) | | +---w yp:datastore identityref | | +---w (yp:selection-filter)? | | +--:(yp:by-reference) | | | +---w yp:selection-filter-ref | | | selection-filter-ref | | +--:(yp:within-subscription) | | +---w (yp:filter-spec)? | | +--:(yp:datastore-subtree-filter) | | | +---w yp:datastore-subtree-filter? | | | <anydata> {sn:subtree}? | | +--:(yp:datastore-xpath-filter) | | +---w yp:datastore-xpath-filter? | | yang:xpath1.0 {sn:xpath}? | | ... | +---w (yp:update-trigger) | +--:(yp:periodic) | | +---w yp:periodic! | | +---w yp:period centiseconds | | +---w yp:anchor-time? yang:date-and-time | +--:(yp:on-change) {on-change}? | +---w yp:on-change! | +---w yp:dampening-period? centiseconds +---x delete-subscription | ... +---x kill-subscription ...YANG-datayang-data (for placement intorpcRPC error responses) ... Figure 7: Data Modelstructure:Structure: RPCsThe next figureFigure 8 depicts augmentations of YANG module ietf-yang-push to the notifications that are specified in YANG module ietf-subscribed- notifications. The augmentations allow the inclusion of subscription configuration parameters that are specific to datastore push subscriptions as part ofsubscription-started"subscription-started" andsubscription- modified"subscription- modified" notifications. notifications: +---n replay-completed {replay}? | ... +---n subscription-completed | ... +---n subscription-started {configured}? | | ... | +--ro (target) | | ... | | +--:(yp:datastore) | | +--ro yp:datastore identityref | | +--ro (yp:selection-filter)? | | +--:(yp:by-reference) | | | +--ro yp:selection-filter-ref | | | selection-filter-ref | | +--:(yp:within-subscription) | | +--ro (yp:filter-spec)? | | +--:(yp:datastore-subtree-filter) | | | +--ro yp:datastore-subtree-filter? | | | <anydata> {sn:subtree}? | | +--:(yp:datastore-xpath-filter) | | +--ro yp:datastore-xpath-filter? | | yang:xpath1.0 {sn:xpath}? | ... | +--ro (yp:update-trigger) | +--:(yp:periodic) | | +--ro yp:periodic! | | +--ro yp:period centiseconds | | +--ro yp:anchor-time? yang:date-and-time | +--:(yp:on-change) {on-change}? | +--ro yp:on-change! | +--ro yp:dampening-period? centiseconds | +--ro yp:sync-on-start? boolean | +--ro yp:excluded-change* change-type +---n subscription-resumed | ... +---n subscription-modified | ... | +--ro (target) | | | ... | | +--:(yp:datastore) | | +--ro yp:datastore identityref | | +--ro (yp:selection-filter)? | | +--:(yp:by-reference) | | | +--ro yp:selection-filter-ref | | | selection-filter-ref | | +--:(yp:within-subscription) | | +--ro (yp:filter-spec)? | | +--:(yp:datastore-subtree-filter) | | | +--ro yp:datastore-subtree-filter? | | | <anydata> {sn:subtree}? | | +--:(yp:datastore-xpath-filter) | | +--ro yp:datastore-xpath-filter? | | yang:xpath1.0 {sn:xpath}? | ... | +--ro (yp:update-trigger)? | +--:(yp:periodic) | | +--ro yp:periodic! | | +--ro yp:period centiseconds | | +--ro yp:anchor-time? yang:date-and-time | +--:(yp:on-change) {on-change}? | +--ro yp:on-change! | +--ro yp:dampening-period? centiseconds | +--ro yp:sync-on-start? boolean | +--ro yp:excluded-change* change-type +---n subscription-terminated | ... +---n subscription-suspended ... Figure 8: Data Modelstructure:Structure: NotificationsThe final figure in this sectionFinally, Figure 9 depicts the parts of YANG moduleietf- yang-pushietf-yang-push that are newly introduced in this document (i.e., that are not simply augmentationstoof anothermodule, but that are newly introduced.YANG module). module: ietf-yang-push rpcs: +---x resync-subscription {on-change}? +---w input +---w id sn:subscription-idYANG-data:yang-data (for placement intorpcRPC errorresponses)responses): +-- resync-subscription-error | +--ro reason? identityref | +--ro period-hint? centiseconds | +--ro filter-failure-hint? string | +--ro object-count-estimate? uint32 | +--ro object-count-limit? uint32 | +--ro kilobytes-estimate? uint32 | +--ro kilobytes-limit? uint32 +-- establish-subscription-error-datastore | +--ro reason? identityref | +--ro period-hint? centiseconds | +--ro filter-failure-hint? string | +--ro object-count-estimate? uint32 | +--ro object-count-limit? uint32 | +--ro kilobytes-estimate? uint32 | +--ro kilobytes-limit? uint32 +-- modify-subscription-error-datastore +--ro reason? identityref +--ro period-hint? centiseconds +--ro filter-failure-hint? string +--ro object-count-estimate? uint32 +--ro object-count-limit? uint32 +--ro kilobytes-estimate? uint32 +--ro kilobytes-limit? uint32 notifications: +---n push-update | +--ro id? sn:subscription-id | +--ro datastore-contents? <anydata> | +--ro incomplete-update? empty +---n push-change-update {on-change}? +--ro id? sn:subscription-id +--ro datastore-changes | +--ro yang-patch | +--ro patch-id string | +--ro comment? string | +--ro edit* [edit-id] | +--ro edit-id string | +--ro operation enumeration | +--ro target target-resource-offset | +--ro point? target-resource-offset | +--ro where? enumeration | +--ro value? <anydata> +--ro incomplete-update? empty Figure 9: Data Modelstructure (non-augmentation portionsStructure: Non-augmentation Portions Selected components of the data model are summarized below. 4.2. Subscription Configuration Both configured and dynamic subscriptions are representedwithinin the list "subscription". New parameters extending the basic subscription data model in[I-D.draft-ietf-netconf-subscribed-notifications][RFC8639] include: o The targeted datastore from which the selection is being made. The potential datastores include those from[RFC8341].[RFC8342]. A platform may also choose to support a custom datastore. o A selection filter identifying YANG nodes of interestwithinin a datastore. Filter contents are specified via a reference to an existingfilter,filter or via an in-line definition for only that subscription. Referenced filtersallowsallow an implementation to avoid evaluating filter acceptability during a dynamic subscription request. Thecase"case" statement differentiates the options. o For periodic subscriptions, triggered updates will occur at the boundaries of a specified time interval. These boundaries can be calculated from the periodic parameters: * a "period"whichthat defines the duration between push updates. * an "anchor-time"; update intervals fall on the points in time that are a multiple of a "period" from an "anchor-time". If an "anchor-time" is not provided, then the "anchor-time" MUST be set with the creation time of the initial update record. o For on-change subscriptions, assuming that any dampening period has completed, triggering occurs whenever a change in the subscribed information is detected. On-change subscriptions havemore complexmore-complex semantics that are guided by their own set of parameters: * a "dampening-period" that specifies the interval that must pass before a successive update for the subscription is sent. If no dampening period is in effect, the update is sent immediately. If a subsequent change is detected, another update is only sent once the dampening period has passed for this subscription. * an "excluded-change"parameter whichthat allows the restriction of the types of changes for which updates should be sent (e.g., only add to an update record on object creation). * a "sync-on-start" that specifies whether a complete update with all the subscribed data is to be sent at the beginning of a subscription. 4.3. YANG Notifications 4.3.1. State Change Notifications Subscription state notifications andmechanismmechanisms are reused from[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. Notifications "subscription-started" and"subscription-modified""subscription- modified" have been augmented to include thedatastore specificdatastore-specific objects. 4.3.2. Notifications for Subscribed Content Along with the subscribed content, there are other objectswhichthat might be part of a "push-update" or "push-change-update" notification. o An "id" (that identifies thesubscription)subscription). This object MUST be transported along with the subscribed contents.ThisIt allows a receiver todifferentiatedetermine which subscription resulted in a particular update record.A "time-of-update" which represents the time an update record snapshot was generated. A receiver MAY assume that at this point in time a publisher's objects had the values that were pushed.o An "incomplete-update" leaf. This leaf indicates that not all changeswhichthat have occurred since the last update are actually included with this update. In other words, the publisher has failed to fulfill its full subscription obligations. (Forexampleexample, a datastore was unable to provide the full set of datastore nodes to a publisher process.) To facilitatere-synchronizationthe resynchronization of on-change subscriptions, a publisher MAY subsequently send a "push-update" containing a full selection snapshot of subscribed data. 4.4. YANG RPCs YANG-Push subscriptions are established, modified, and deleted using RPCs augmented from[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. 4.4.1.Establish-subscription"establish-subscription" RPC The subscriber sends anestablish-subscription"establish-subscription" RPC with the parameters listed insectionSection 3.1. An example might look like: <netconf:rpc message-id="101" xmlns:netconf="urn:ietf:params:xml:ns:netconf:base:1.0"> <establish-subscription xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications" xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <yp:datastore xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores"> ds:operational </yp:datastore> <yp:datastore-xpath-filterxmlns:ex="http://example.com/sample-data/1.0">xmlns:ex="https://example.com/sample-data/1.0"> /ex:foo </yp:datastore-xpath-filter> <yp:periodic> <yp:period>500</yp:period> </yp:periodic> </establish-subscription> </netconf:rpc> Figure 10:Establish-subscription"establish-subscription" RPC A positive response includes the "id" of the accepted subscription. In thatcasecase, a publisher mayrespond:respond as follows: <rpc-reply message-id="101" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"> <id xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"> 52 </id> </rpc-reply> Figure 11:Establish-subscription positive"establish-subscription" Positive RPCresponseResponse A subscription can be rejected for multiple reasons, including the lack of authorization to establish a subscription, no capacity to serve the subscription at the publisher, or the inability of the publisher to select datastore content at the requested cadence. If a request is rejected because the publisher is not able to serve it, the publisher SHOULD include in the returned error hintswhichthat help a subscriber understand what subscription parameters might have been accepted for the request. These hints would be includedwithinin theYANG-datayang-data structure "establish-subscription-error-datastore".HoweverHowever, even with these hints, there are noguaranteeguarantees that subsequent requests will in fact be accepted. The specific parameters to be returned as part of the RPC error response depend on the specific transport that is used to manage the subscription. For NETCONF, those parameters are defined in[I-D.draft-ietf-netconf-netconf-event-notifications].[RFC8640]. For example, for the following NETCONF request: <rpc message-id="101" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"> <establish-subscription xmlns= "urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications" xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <yp:datastore xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores"> ds:operational </yp:datastore> <yp:datastore-xpath-filterxmlns:ex="http://example.com/sample-data/1.0">xmlns:ex="https://example.com/sample-data/1.0"> /ex:foo </yp:datastore-xpath-filter> <yp:on-change> <yp:dampening-period>100</yp:dampening-period> </yp:on-change> </establish-subscription> </rpc> Figure 12:Establish-subscription request example"establish-subscription" Request: Example 2aA publisher that cannot serve on-change updates butthatcan serve periodic updates might return the following NETCONF response: <rpc-reply message-id="101" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0" xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"> <rpc-error> <error-type>application</error-type> <error-tag>operation-failed</error-tag> <error-severity>error</error-severity> <error-path>/yp:periodic/yp:period</error-path> <error-info> <yp:establish-subscription-error-datastore> <yp:reason>yp:on-change-unsupported</yp:reason> </yp:establish-subscription-error-datastore> </error-info> </rpc-error> </rpc-reply> Figure 13:Establish-subscription error response example"establish-subscription" Error Response: Example 2 4.4.2.Modify-subscription"modify-subscription" RPC The subscriber MAY invoke the "modify-subscription" RPC for a subscription it previously established. The subscriber will include newly desired values in the "modify-subscription" RPC. Parameters not included MUST remain unmodified.Below isFigure 14 provides an example where a subscriber attempts to modify the period and datastore XPath filter of a subscription using NETCONF. <rpc message-id="102" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"> <modify-subscription xmlns= "urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications" xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <id>1011</id> <yp:datastore xmlns:ds="urn:ietf:params:xml:ns:yang:ietf-datastores"> ds:operational </yp:datastore> <yp:datastore-xpath-filterxmlns:ex="http://example.com/sample-data/1.0">xmlns:ex="https://example.com/sample-data/1.0"> /ex:bar </yp:datastore-xpath-filter> <yp:periodic> <yp:period>250</yp:period> </yp:periodic> </modify-subscription> </rpc> Figure 14:Modify subscription request"modify-subscription" Request The publisher MUST respond to the subscription modification request. If the request is rejected, the existing subscription is left unchanged, and the publisher MUST send an RPC error response. This response might have hints encapsulatedwithinin theYANG-datayang-data structure "modify-subscription-error-datastore". A subscription MAY be modified multiple times. The specific parameters to be returned as part of the RPC error response depend on the specific transport that is used to manage the subscription. For NETCONF, those parameters are specified in[I-D.draft-ietf-netconf-netconf-event-notifications].[RFC8640]. A configured subscription cannot be modified using"modify- subscription"a "modify-subscription" RPC. Instead, the configuration needs to be edited as needed. 4.4.3.Delete-subscription"delete-subscription" RPC To stop receiving updates from a subscription and effectively delete a subscription that had previously been established using an "establish-subscription" RPC, a subscriber can send a"delete- subscription""delete-subscription" RPC, which takes as its only input the subscription's "id". This RPC is unmodified from[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. 4.4.4.Resync-subscription"resync-subscription" RPC This RPC is supported only for on-change subscriptions previously established using an "establish-subscription" RPC. For example: <rpc message-id="103" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0"> <resync-subscriptionxmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push"xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push"> <id>1011</id> </resync-subscription></netconf:rpc></rpc> Figure 15:Resync subscription"resync-subscription" On receipt, a publisher must either (1) accept the request and quickly follow with a"push-update","push-update" or (2) send an appropriate errorwithinin anrpcRPC error response.Within anIn its error response, the publisher MAYincludeinclude, in the yang-data structure "resync-subscription-error", supplemental information about the reasonswithinfor theYANG- data structure "resync-subscription-error".error. 4.4.5. YANG Module Synchronization To make subscription requests, the subscriber needs to know the YANG datastore schemas used by thepublisher, whichpublisher. These schemas are availableviain the YANGLibrary module,library module ietf-yang-library.yangfromas defined in [RFC8525]. The receiver is expected to know the YANG library information before starting a subscription. The set of modules, revisions, features, and deviations can change atrun-timeruntime (if supported by the publisher implementation). For this purpose, the YANG library provides a simple "yang-library-change" notification that informs the subscriber that the library has changed. In this case, a subscription may need to be updated to take the updates into account. The receiver may also need to be informed of module changes in order to process updates regarding datastore nodes from changed modules correctly. 5. YANG Module for YANG-Push This YANG module imports typedefs from [RFC6991], identities from [RFC8342], theYANG-data"yang-data" extension from [RFC8040], and theyang-patch"yang-patch" grouping from [RFC8072]. In addition, it imports and augments many definitions from[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. It also references [RFC6241], [XPATH] ("XML Path Language (XPath) Version 1.0"), and [RFC7950]. <CODE BEGINS> file"ietf-yang-push@2019-05-21.yang""ietf-yang-push@2019-08-07.yang" module ietf-yang-push { yang-version 1.1; namespace "urn:ietf:params:xml:ns:yang:ietf-yang-push"; prefix yp; import ietf-yang-types { prefix yang; reference "RFC 6991: Common YANG Data Types"; } import ietf-subscribed-notifications { prefix sn; reference"draft-ietf-netconf-subscribed-notifications: Customized Subscriptions"RFC 8639: Subscription toa Publisher's Event Streams NOTE TO RFC Editor: Please replace above reference to draft-ietf-netconf-subscribed-notifications with RFC number when published (i.e. RFC xxxx).";YANG Notifications"; } import ietf-datastores { prefix ds; reference "RFC 8342: Network Management Datastore Architecture (NMDA)"; } import ietf-restconf { prefix rc; reference "RFC 8040: RESTCONF Protocol"; } import ietf-yang-patch { prefix ypatch; reference "RFC 8072: YANG Patch Media Type"; } organization "IETF NETCONF (Network Configuration) Working Group"; contact "WG Web:<http://tools.ietf.org/wg/netconf/><https:/datatracker.ietf.org/wg/netconf/> WG List: <mailto:netconf@ietf.org>Editor:Author: Alexander Clemm <mailto:ludwig@clemm.org>Editor:Author: Eric Voit<mailto:evoit@cisco.com> Editor: Alberto Gonzalez Prieto <mailto:agonzalezpri@vmware.com> Editor: Ambika Prasad Tripathy <mailto:ambtripa@cisco.com> Editor: Einar Nilsen-Nygaard <mailto:einarnn@cisco.com> Editor: Andy Bierman <mailto:andy@yumaworks.com> Editor: Balazs Lengyel <mailto:balazs.lengyel@ericsson.com>";<mailto:evoit@cisco.com>"; description "This module contains YANG specifications forYANG push.YANG-Push. The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED', 'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document are to be interpreted as described in BCP 14 (RFC 2119) (RFC 8174) when, and only when, they appear in all capitals, as shown here. Copyright (c) 2019 IETF Trust and the persons identified as authors of the code. All rights reserved. Redistribution and use in source and binary forms, with or without modification, is permitted pursuant to, and subject to the license terms contained in, the Simplified BSD License set forth in Section 4.c of the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info). This version of this YANG module is part of RFCXXXX;8641; see the RFC itself for full legal notices.";// RFC Ed.: replace XXXX with actual RFC number and remove this // note.revision2019-05-212019-08-07 { description "Initialrevision. NOTE TO RFC EDITOR: (1)Please replace the above revision date to the date of RFC publication when published. (2) Please replace the date in the file name (ietf-yang-push@2019-05-21.yang) to the date of RFC publication. (3) Please replace the followingrevision."; reference "RFC 8641: Subscriptions todraft-ietf-netconf-yang-push-25 with RFC number when published (i.e. RFC xxxx)."; reference "draft-ietf-netconf-yang-push-25";YANG Datastores"; } /* * FEATURES */ feature on-change { description "This feature indicates that on-change triggered subscriptions are supported."; } /* * IDENTITIES */ /* Error type identities for datastore subscription */ identity resync-subscription-error { description "Problem found while attempting to fulfillana 'resync-subscription' RPC request."; } identity cant-exclude { base sn:establish-subscription-error; description "Unable to remove the set of'excluded-changes'.'excluded-change' parameters. This means that the publisher is unable to restrict'push-change-update's'push-change-update' notifications to just the change types requested for this subscription."; } identity datastore-not-subscribable { base sn:establish-subscription-error; base sn:subscription-terminated-reason; description "This is not a subscribable datastore."; } identity no-such-subscription-resync { base resync-subscription-error; description"Referenced"The referenced subscription doesn't exist. This may be as a result of anon-existentnonexistent subscription ID, an IDwhichthat belongs to another subscriber, or an ID for a configured subscription."; } identity on-change-unsupported { base sn:establish-subscription-error; description "On-change is not supported for any objectswhichthat are selectable by this filter."; } identity on-change-sync-unsupported { base sn:establish-subscription-error; description "Neithersync on start'sync-on-start' nor resynchronizationareis supported for this subscription. This error will be used for tworeasons. Firstreasons: (1) if an 'establish-subscription' RPC includes'sync-on-start', yet'sync-on-start' but the publisher can't support sending a 'push-update' for this subscription for reasons other than 'on-change-unsupported' or'sync-too-big'. And second,'sync-too-big' (2) if the 'resync-subscription' RPC is invokedeitherfor either an existing periodicsubscription,subscription orforan on-change subscriptionwhichthat can't support resynchronization."; } identity period-unsupported { base sn:establish-subscription-error; base sn:modify-subscription-error; base sn:subscription-suspended-reason; description"Requested"The requested time period ordampening-period'dampening-period' is too short. This can be for both periodic and on-change subscriptions (with or withoutdampening.)dampening). Hints suggesting alternative periods may be returned as supplemental information."; } identity update-too-big { base sn:establish-subscription-error; base sn:modify-subscription-error; base sn:subscription-suspended-reason; description "Periodic or on-change push updatedatatreesdata trees exceed a maximum size limit. Hints on the estimated size of what was too big may be returned as supplemental information."; } identity sync-too-big { base sn:establish-subscription-error; base sn:modify-subscription-error; base resync-subscription-error; base sn:subscription-suspended-reason; description"Sync-on-start"The 'sync-on-start' or resynchronizationdatatreedata tree exceeds a maximum size limit. Hints on the estimated size of what was too big may be returned as supplemental information."; } identity unchanging-selection { base sn:establish-subscription-error; base sn:modify-subscription-error; base sn:subscription-terminated-reason; description"Selection"The selection filter is unlikely to ever selectdatatreedata tree nodes. This means that based on the subscriber's current access rights, the publisher recognizes that the selection filter is unlikely to ever selectdatatreedata tree nodeswhichthat change. Examples for this might be that the node or subtree doesn't exist, read access is not permitted for a receiver, or static objects that only change at reboot have been chosen."; } /* * TYPE DEFINITIONS */ typedef change-type { type enumeration { enum create { description "A change that refers to the creation of a new datastore node."; } enum delete { description "A change that refers to the deletion of a datastore node."; } enum insert { description "A change that refers to the insertion of a new user-ordered datastore node."; } enum move { description "A change that refers to a reordering of the target datastore node."; } enum replace { description "A change that refers to a replacement of the target datastore node's value."; } } description "Specifies different types of datastore changes. This type is based on the edit operations defined for YANG Patch, with the difference that it is valid for a receiver to process an update recordwhichthat performs acreate'create' operation on a datastore node the receiver believesexists,exists or to process a delete on a datastore node the receiver believes is missing."; reference "RFC 8072: YANG Patch Media Type,sectionSection 2.5"; } typedef selection-filter-ref { type leafref { path "/sn:filters/yp:selection-filter/yp:filter-id"; } description "This type is used to reference a selection filter."; } typedef centiseconds { type uint32; description "A period of time, measured in units of 0.01 seconds."; } /* * GROUP DEFINITIONS */ grouping datastore-criteria { description "A grouping to define criteria for which selected objects from a targeted datastore should be included in push updates."; leaf datastore { type identityref { base ds:datastore; } mandatory true; description "Datastore from which to retrieve data."; } uses selection-filter-objects; } grouping selection-filter-types { description "This grouping defines the types of selectors for objects from a datastore."; choice filter-spec { description "The content filter specification for this request."; anydata datastore-subtree-filter { if-feature "sn:subtree"; description "This parameter identifies the portions of the target datastore to retrieve."; reference "RFC 6241: Network ConfigurationProtocol,Protocol (NETCONF), Section6.";6"; } leaf datastore-xpath-filter { if-feature "sn:xpath"; type yang:xpath1.0; description "This parameter contains an XPath expression identifying the portions of the target datastore to retrieve. If the expression returns anode-set,node set, all nodes in thenode-setnode set are selected by the filter. Otherwise, if the expression does not return anode-set,node set, the filter doesn't select any nodes. The expression is evaluated in the following XPath context: o The set of namespace declarations is the set of prefix and namespace pairs for all YANG modules implemented by the server, where the prefix is the YANG module name and the namespace is as defined by the 'namespace' statement in the YANG module. If the leaf is encoded in XML, all namespace declarations in scope on the 'stream-xpath-filter' leaf element are added to the set of namespace declarations. If a prefix found in the XML is already present in the set of namespace declarations, the namespace in the XML is used. o The set of variable bindings is empty. o The function library is comprised of the core functionlibrary,library and the XPath functions defined insectionSection 10 in RFC 7950. o The context node is the root node of the target datastore."; reference "XML Path Language (XPath) Version 1.0 (https://www.w3.org/TR/1999/REC-xpath-19991116) RFC 7950: The YANG 1.1 Data Modeling Language, Section 10"; } } } grouping selection-filter-objects { description "This grouping defines a selector for objects from a datastore."; choice selection-filter { description "The source of the selection filter applied to the subscription. This willcomeeither (1) come referenced from a globallist,list or (2) be providedwithinin the subscription itself."; case by-reference { description"Incorporate"Incorporates a filter that has been configured separately."; leaf selection-filter-ref { type selection-filter-ref; mandatory true; description "References an existing selection filterwhichthat is to be applied to the subscription."; } } case within-subscription { description"Local"A local definition allows a filter to have the same lifecycle as the subscription."; uses selection-filter-types; } } } grouping update-policy-modifiable { description "This grouping describes thedatastore specificdatastore-specific subscription conditions that can be changed during the lifetime of the subscription."; choice update-trigger { description "Defines necessary conditions for sending an event record to the subscriber."; case periodic { container periodic { presence "indicates a periodic subscription"; description "The publisher is requested tonotifyperiodically notify the receiver regarding the current values of the datastore as defined by the selection filter."; leaf period { type centiseconds; mandatory true; description "Duration of timewhichthat should occur between periodic push updates, inone hundredthsunits ofa second.";0.01 seconds."; } leaf anchor-time { type yang:date-and-time; description "Designates a timestamp before or after which a series of periodic push updates are determined. The next update will take place at awholepoint in time that is a multipleintervalof a period from theanchor time.'anchor-time'. For example, for ananchor time'anchor-time' that is set for the top of a particular minute and a period interval of a minute, updates will be sent at the top of every minute that this subscription is active."; } } } case on-change { if-feature "on-change"; container on-change { presence "indicates an on-change subscription"; description "The publisher is requested to notify the receiver regarding changes in values in the datastore subset as defined by a selection filter."; leaf dampening-period { type centiseconds; default "0"; description "Specifies the minimum interval between the assembly of successive update records for a single receiver of a subscription. Whenever subscribed objectschange,change and adampening perioddampening-period interval (which may be zero) has elapsed since the previous update record creation for a receiver,thenany subscribed objects and propertieswhichthat have changed since the previous update record will have their current values marshalled and placedintoin a new update record."; } } } } } grouping update-policy { description "This grouping describes the datastore-specific subscription conditions of a subscription."; uses update-policy-modifiable { augment "update-trigger/on-change/on-change" { description "Includes objects that are not modifiable once a subscription is established."; leaf sync-on-start { type boolean; default "true"; description "When this object is set tofalse,'false', (1) it restricts an on-change subscription from sendingpush-update notifications. When false,'push-update' notifications and (2) pushing a full selection per the terms of the selection filter MUST NOT be done for this subscription. Only updates aboutchanges, i.e.changes (i.e., onlypush-change-update notifications'push-change-update' notifications) are sent. Whentrue (defaultset to 'true' (the default behavior), in order to facilitate a receiver's synchronization, a full update issentsent, via a 'push-update' notification, when the subscriptionstarts using a push-update notification.starts. After that,push-change-update'push-change-update' notifications are exclusivelysentsent, unless the publisher chooses to resync the subscription via a newpush-update'push-update' notification."; } leaf-list excluded-change { type change-type; description"Use"Used to restrict which changes trigger an update. For example, ifmodifya 'replace' operation is excluded, only the creation and deletion of objectsisare reported."; } } } } grouping hints { description "Parameters associated withsomean error for a subscription made upon a datastore."; leaf period-hint { type centiseconds; description "Returned when the requested time period is too short. This hint can assert a viable period for either a periodic push cadence or an on-change dampening interval."; } leaf filter-failure-hint { type string; description "Information describing where and/or why a provided filter was unsupportable for a subscription."; } leaf object-count-estimate { type uint32; description "If there are too many objectswhichthat could potentially be returned by the selection filter, this identifies the estimate of the number of objectswhichthat the filter would potentially pass."; } leaf object-count-limit { type uint32; description "If there are too many objectswhichthat could be returned by the selection filter, this identifies the upper limit of the publisher's ability to serviceforthis subscription."; } leaf kilobytes-estimate { type uint32; description "If the returned information could be beyond the capacity of the publisher, this would identify the estimated data sizewhichthat could result from this selection filter."; } leaf kilobytes-limit { type uint32; description "If the returned information would be beyond the capacity of the publisher, this identifies the upper limit of the publisher's ability to serviceforthis subscription."; } } /* * RPCs */ rpc resync-subscription { if-feature "on-change"; description "This RPC allows a subscriber of an active on-change subscription to request a full push of objects. A successful invocation results in apush-update'push-update' of all datastore nodes that the subscriber is permitted to access. This RPC can only be invoked on the same session on which the subscription is currently active. In the case of an error, aresync-subscription-error'resync-subscription-error' is sent as part of an error response."; input { leaf id { type sn:subscription-id; mandatory true; description "Identifier of the subscription that is to be resynced."; } } } rc:yang-data resync-subscription-error { container resync-subscription-error { description "If a 'resync-subscription' RPC fails, the subscription is not resynced and the RPC error response MUST indicate the reason for this failure. ThisYANG-datayang-data MAY be inserted as structured datawithinin a subscription's RPC error response to indicate thefailure reason."; leafreason for the failure."; leaf reason { type identityref { base resync-subscription-error; } mandatory true; description "Indicates the reason why the publisher has declined a request for subscription resynchronization."; } uses hints; } } augment "/sn:establish-subscription/sn:input" { description "This augmentation adds additional subscription parameters that apply specifically to datastore updates to RPC input."; uses update-policy; } augment "/sn:establish-subscription/sn:input/sn:target" { description "This augmentation adds the datastore as a valid target for the subscription to RPC input."; case datastore { description "Information specifying the parameters ofana request for a datastore subscription."; uses datastore-criteria; } } rc:yang-data establish-subscription-datastore-error-info { container establish-subscription-datastore-error-info { description "If any 'establish-subscription' RPC parameters are unsupportable against the datastore, a subscription is not created and the RPC error response MUST indicate the reason why the subscription failed to be created. ThisYANG-datayang-data MAY be inserted as structured datawithinin a subscription's RPC error response to indicate thefailure reason.reason for the failure. ThisYANG-datayang-data MUST be inserted if hints are to be provided back to the subscriber."; leaf reason { type identityref { base sn:establish-subscription-error; } description "Indicates the reason why the subscription has failed to be created to a targeted datastore."; } uses hints; } } augment "/sn:modify-subscription/sn:input" { description "This augmentation adds additional subscription parameters specific to datastore updates."; uses update-policy-modifiable; } augment "/sn:modify-subscription/sn:input/sn:target" { description "This augmentation adds the datastore as a valid target for the subscription to RPC input."; case datastore { description "Information specifying the parameters ofana request for a datastore subscription."; uses datastore-criteria; } } rc:yang-data modify-subscription-datastore-error-info { container modify-subscription-datastore-error-info { description "ThisYANG-datayang-data MAY be provided as part of a subscription's RPC error response when there is a failure of a 'modify-subscription' RPCwhichthat has been made against a datastore. ThisYANG-datayang-data MUST be used if hints are to beprovidesprovided back to the subscriber."; leaf reason { type identityref { base sn:modify-subscription-error; } description "Indicates the reason why the subscription has failed to be modified."; } uses hints; } } /* * NOTIFICATIONS */ notification push-update { description "This notification contains a pushupdate, containingupdate that in turn contains data subscribed to via a subscription.ThisIn the case of a periodic subscription, this notification is sent for periodicupdates, for a periodic subscription.updates. It can also be used for synchronization updates of an on-change subscription. This notification shall only be sent to receivers of a subscription. It does not constitute a general-purpose notification that would be subscribable as part of the NETCONF event stream by any receiver."; leaf id { type sn:subscription-id; description "This references the subscriptionwhichthat drove the notification to be sent."; } anydata datastore-contents { description "This contains the updated data. It constitutes a snapshot at thetime-of-updatetime of update of the set of data that has been subscribed to. The snapshot corresponds to the same snapshot that would be returned in a correspondingget'get' operation with the same selection filter parameters applied."; } leaf incomplete-update { type empty; description "This is a flagwhichthat indicates that not all datastore nodes subscribed to are included with this update. In other words, the publisher has failed to fulfill its full subscriptionobligations, andobligations and, despite its besteffortsefforts, is providing an incomplete set of objects."; } } notification push-change-update { if-feature "on-change"; description "This notification contains an on-change push update. This notification shall only be sent to the receivers of a subscription. It does not constituteageneral-purposea general-purpose notification that would be subscribable as part of the NETCONF event stream by any receiver."; leaf id { type sn:subscription-id; description "This references the subscriptionwhichthat drove the notification to be sent."; } container datastore-changes { description "This contains the set of datastore changes of the targetdatastoredatastore, starting at the time of the previous update, per the terms of the subscription."; uses ypatch:yang-patch; } leaf incomplete-update { type empty; description "The presence of this object indicates that not all changeswhichthat have occurred since the last update are included with this update. In other words, the publisher has failed to fulfill its full subscriptionobligations,obligations -- forexampleexample, in cases where it was not able to keep up with achange burst.";burst of changes."; } } augment "/sn:subscription-started" { description "This augmentation adds datastore-specific objects to the notification that a subscription has started."; uses update-policy; } augment "/sn:subscription-started/sn:target" { description "This augmentation allows the datastore to be included as part of the notification that a subscription has started."; case datastore { uses datastore-criteria { refine "selection-filter/within-subscription" { description "Specifies the selection filter and where it originated from. If the 'selection-filter-ref' is populated, the filterwithinin the subscription came from the 'filters' container.OtherwiseOtherwise, it is populated in-line as part of the subscription itself."; } } } } augment "/sn:subscription-modified" { description "This augmentation adds datastore-specific objects to the notification that a subscription has been modified."; uses update-policy; } augment "/sn:subscription-modified/sn:target" { description "This augmentation allows the datastore to be included as part of the notification that a subscription has been modified."; case datastore { uses datastore-criteria { refine "selection-filter/within-subscription" { description "Specifies the selection filter and where it originated from. If the 'selection-filter-ref' is populated, the filterwithinin the subscription came from the 'filters' container.OtherwiseOtherwise, it is populated in-line as part of the subscription itself."; } } } } /* * DATA NODES */ augment "/sn:filters" { description "This augmentation allows the datastore to be included as part of theselection filteringselection-filtering criteria for a subscription."; list selection-filter { key "filter-id"; description "A list ofpre-configuredpreconfigured filters that can be applied to datastore subscriptions."; leaf filter-id { type string; description "An identifier to differentiate between selection filters."; } uses selection-filter-types; } } augment "/sn:subscriptions/sn:subscription" { when 'yp:datastore'; description "This augmentation addsmany datastore specificobjects to asubscription.";subscription that are specific to a datastore subscription, i.e., a subscription to a stream of datastore node updates."; uses update-policy; } augment "/sn:subscriptions/sn:subscription/sn:target" { description "This augmentation allows the datastore to be included as part of theselection filteringselection-filtering criteria for a subscription."; case datastore { uses datastore-criteria; } } } <CODE ENDS> 6. IANA Considerations This document registers the following namespace URI in the "IETF XML Registry" [RFC3688]: URI: urn:ietf:params:xml:ns:yang:ietf-yang-push Registrant Contact: The IESG. XML: N/A; the requested URI is an XML namespace. This document registers the following YANG module in the "YANG Module Names" registry [RFC6020]: Name: ietf-yang-push Namespace: urn:ietf:params:xml:ns:yang:ietf-yang-push Prefix: yp Reference:draft-ietf-netconf-yang-push-21.txt (RFC form)RFC 8641 7. Security Considerations The YANG module specified in this document defines a schema for data that is designed to be accessed via network management protocols such as NETCONF [RFC6241] or RESTCONF [RFC8040]. The lowest NETCONF layer is the secure transport layer, and the mandatory-to-implement secure transport is Secure Shell (SSH) [RFC6242]. The lowest RESTCONF layer is HTTPS, and the mandatory-to-implement secure transport is TLS [RFC8446]. The Network Configuration Access Control Model (NACM) [RFC8341] provides the means to restrict access for particular NETCONF or RESTCONF users to a preconfigured subset of all available NETCONF or RESTCONF protocol operations and content. There are a number of data nodes defined in this YANG module that are writable/creatable/deletable (i.e., config true, which is the default). These data nodes may be considered sensitive or vulnerable in some network environments. Write operations (e.g., edit-config) to these data nodes without proper protection can have a negative effect on network operations. These are the subtrees and data nodes and their sensitivity/vulnerability. (It should be noted that the YANG module defined in this document augments the YANG modulefrom [I-D.draft-ietf-netconf-subscribed-notifications].defined in [RFC8639]. All security considerations that are listedtherein [RFC8639] arerelevantalso relevant for datastore subscriptions. In thefollowing,following list, we focus on the new data nodes that arenewlyintroducedhere.)in this document.) o Subtree "selection-filter" under container "filters": This subtree allows a subscriber to specify which objects or subtrees to include in a datastore subscription. An attacker could attempt to modify the filter. For example, the filter might be modified to result in very few objects being filtered in order to attempt to overwhelm the receiver. Alternatively, the filter might be modified to result in certain objectsto bebeing excluded from updates, inorder to havewhich case certain changes would go unnoticed. o Subtree "datastore" in choice "target" in list "subscription": Analogous to "selection filter", an attacker might attempt to modify the objects being filtered in order to overwhelm a receiver with a larger volume of object updates thanexpected,expected orto havecause certain changes to go unnoticed. o Choice "update-trigger" in list "subscription": By modifying the update trigger, an attacker might alter the updates that are being sent in order to confuse a receiver,towithhold certain updates to be sent to the receiver, and/ortooverwhelm a receiver. For example, an attacker might modify the period with which updates are reported for a periodic subscription, or it might modify the dampening period for an on-change subscription, resulting in a greater delayoffor successive updates (potentially affecting the responsiveness of applications that depend on the updates) or in a high volume of updates (to exhaust receiver resources).o RPC "resync-subscription": This RPC allows a subscriber of an on- change subscription to request a full push of objects in the subscription's scope. This can result in a large volume of data. An attacker could attempt to use this RPC to exhaust resources on the server to generate the data, and attempt to overwhelm a receiver with the resulting data volume.The NACM provides one means to mitigate these threats on the publisher side. In order to address those threats as a subscriber,athe subscriber could monitor the subscription configuration for any unexpectedchanges. For this, it canchanges and subscribe to updates to the YANG datastore nodes that representhisits datastore subscriptions. As thisdatavolume of data is small, a paranoid subscriber could even revert to occasional polling to guard against a compromised subscription against subscription configuration updates itself.10. References 10.1. Normative References [I-D.draft-ietf-netconf-subscribed-notifications] Voit, E., Clemm, A., Gonzalez Prieto, A., Tripathy, A., and E. Nilsen-Nygaard, "Subscription to YANG Event Notifications", draft-ietf-netconf-subscribed- notifications-24 (workSome of the readable data nodes inprogress), April 2019. [RFC2119] Bradner, S., "Key words for usethis YANG module may be considered sensitive or vulnerable inRFCssome network environments. It is thus important toIndicatecontrol read access (e.g., via get, get-config, or notification) to these data nodes. These are the subtrees and data nodes and their sensitivity/vulnerability: o Subtree "selection-filter" under container "filters": If access control is not properly configured, can expose system internals to those who should not have access to this information. o Subtree "datastore" in choice "target" in list "subscription": If access control is not properly configured, can expose system internals to those who should not have access to this information. o Choice "update-trigger" in list "subscription": If access control is not properly configured, can expose system internals to those who should not have access to this information. Some of the RPC operations in this YANG module may be considered sensitive or vulnerable in some network environments. It is thus important to control access to these operations. These are the operations and their sensitivity/vulnerability: o RPC "resync-subscription": This RPC allows a subscriber of an on-change subscription to request a full push of objects in the subscription's scope. This can result in a large volume of data. An attacker could attempt to use this RPC to exhaust resources on the server to generate the data and could then attempt to overwhelm a receiver with the resulting large volume of data. 8. References 8.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, <https://www.rfc-editor.org/info/rfc2119>. [RFC3688] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688, DOI 10.17487/RFC3688, January 2004, <https://www.rfc-editor.org/info/rfc3688>. [RFC6020] Bjorklund, M., Ed., "YANG - A Data Modeling Language for the Network Configuration Protocol (NETCONF)", RFC 6020, DOI 10.17487/RFC6020, October 2010, <https://www.rfc-editor.org/info/rfc6020>. [RFC6991] Schoenwaelder, J., Ed., "Common YANG Data Types", RFC 6991, DOI 10.17487/RFC6991, July 2013, <https://www.rfc-editor.org/info/rfc6991>. [RFC7950] Bjorklund, M., Ed., "The YANG 1.1 Data Modeling Language", RFC 7950, DOI 10.17487/RFC7950, August 2016, <https://www.rfc-editor.org/info/rfc7950>. [RFC8040] Bierman, A., Bjorklund, M., and K. Watsen, "RESTCONF Protocol", RFC 8040, DOI 10.17487/RFC8040, January 2017, <https://www.rfc-editor.org/info/rfc8040>. [RFC8072] Bierman, A., Bjorklund, M., and K. Watsen, "YANG Patch Media Type", RFC 8072, DOI 10.17487/RFC8072, February 2017, <https://www.rfc-editor.org/info/rfc8072>. [RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, May 2017, <https://www.rfc-editor.org/info/rfc8174>. [RFC8341] Bierman, A. and M. Bjorklund, "Network Configuration Access Control Model", STD 91, RFC 8341, DOI 10.17487/RFC8341, March 2018, <https://www.rfc-editor.org/info/rfc8341>. [RFC8342] Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K., and R. Wilton, "Network Management Datastore Architecture (NMDA)", RFC 8342, DOI 10.17487/RFC8342, March 2018, <https://www.rfc-editor.org/info/rfc8342>. [RFC8446] Rescorla, E., "The Transport Layer Security (TLS) Protocol Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018, <https://www.rfc-editor.org/info/rfc8446>. [RFC8525] Bierman, A., Bjorklund, M., Schoenwaelder, J., Watsen, K., and R. Wilton, "YANG Library", RFC 8525, DOI 10.17487/RFC8525, March 2019, <https://www.rfc-editor.org/info/rfc8525>.10.2. Informative References [I-D.draft-ietf-netconf-netconf-event-notifications][RFC8639] Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard, E., and A. Tripathy,"Dynamic subscription"Subscription to YANGEvents and Datastores over NETCONF", April 2019. [I-D.draft-ietf-netconf-notification-capabilities] Lengyel, B.Notifications", RFC 8639, DOI 10.17487/RFC8639, August 2019, <https://www.rfc-editor.org/info/rfc8639>. [W3C.REC-xml-20081126] Bray, T., Paoli, J., Sperberg-McQueen, M., Maler, E., andA. Clemm, "YangPush Notification Capabilities", March 2019.F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth Edition)", World Wide Web Consortium Recommendation REC- xml-20081126, November 2008, <https://www.w3.org/TR/2008/REC-xml-20081126>. [XPATH] Clark, J. and S. DeRose, "XML Path Language (XPath) Version 1.0", November 1999, <https://www.w3.org/TR/1999/REC-xpath-19991116>. 8.2. Informative References [RFC6241] Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed., and A. Bierman, Ed., "Network Configuration Protocol (NETCONF)", RFC 6241, DOI 10.17487/RFC6241, June 2011, <https://www.rfc-editor.org/info/rfc6241>. [RFC6242] Wasserman, M., "Using the NETCONF Protocol over Secure Shell (SSH)", RFC 6242, DOI 10.17487/RFC6242, June 2011, <https://www.rfc-editor.org/info/rfc6242>. [RFC7923] Voit, E., Clemm, A., and A. Gonzalez Prieto, "Requirements for Subscription to YANG Datastores", RFC 7923, DOI 10.17487/RFC7923, June 2016, <https://www.rfc-editor.org/info/rfc7923>. [RFC8340] Bjorklund, M. and L. Berger, Ed., "YANG Tree Diagrams", BCP 215, RFC 8340, DOI 10.17487/RFC8340, March 2018, <https://www.rfc-editor.org/info/rfc8340>. [RFC8343] Bjorklund, M., "A YANG Data Model for Interface Management", RFC 8343, DOI 10.17487/RFC8343, March 2018, <https://www.rfc-editor.org/info/rfc8343>.[RFC8446] Rescorla,[RFC8640] Voit, E.,"The Transport Layer Security (TLS) Protocol Version 1.3",Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard, E., and A. Tripathy, "Dynamic Subscription to YANG Events and Datastores over NETCONF", RFC8446,8640, DOI10.17487/RFC8446,10.17487/RFC8640, August2018, <https://www.rfc-editor.org/info/rfc8446>.2019, <https://www.rfc-editor.org/info/rfc8640>. [Yang-Push-Notif-Cap] Lengyel, B., Clemm, A., and B. Claise, "Yang-Push Notification Capabilities", Work in Progress, draft-ietf- netconf-notification-capabilities-02, July 2019. Appendix A.Appendix A:Subscription Errors A.1. RPC Failures Rejection of an RPC for any reason is indicatedbyvia an RPC error response from the publisher. Valid RPC errors returned include both (1) existingtransport layertransport-layer RPC error codes, such as those seen with NETCONF in[RFC6241], as well as subscription specific errors[RFC6241] and (2) subscription-specific errors, such as those definedwithinin the YANG data model. As a result, how subscription errors are encodedwithinin an RPC error response is transport dependent. References to specific identities in the ietf-subscribed- notifications YANGmodelmodule [RFC8639] or the ietf-yang-push YANGmodelmodule may be returned as part of the error responses resulting from failed attempts at datastore subscription. For errors defined as part ofietf-subscribed-notifications,the ietf-subscribed-notifications YANG module, please refer to[I-D.draft-ietf-netconf-subscribed-notifications].[RFC8639]. The errorsintroduceddefined in this document, grouped per RPC, are as follows: establish-subscription modify-subscription---------------------- ---------------------------------------------- --------------------- cant-exclude period-unsupported datastore-not-subscribable update-too-big on-change-unsupported sync-too-big on-change-sync-unsupported unchanging-selection period-unsupported update-too-big resync-subscription sync-too-big------------------------------------------------ unchanging-selection no-such-subscription-resync sync-too-big There is one final set oftransport independenttransport-independent RPC error elements included in the YANG data model. These are thefollowingfourYANG-datayang-data structures for failed datastore subscriptions: 1.YANG-data establish-subscription-error-datastoreyang-data "establish-subscription-error-datastore": This MUST be returned if information identifying the reason for an RPC error has not been placed elsewherewithinin the transport portion of a failed "establish-subscription" RPC response. This MUST be sent if hints are included. 2.YANG-data modify-subscription-error-datastoreyang-data "modify-subscription-error-datastore": This MUST be returned if information identifying the reason for an RPC error has not been placed elsewherewithinin the transport portion of a failed"modifiy-subscription""modify-subscription" RPC response. This MUST be sent if hints are included. 3.YANG-data sn:delete-subscription-erroryang-data "sn:delete-subscription-error": This MUST be returned if information identifying the reason for an RPC error has not been placed elsewherewithinin the transport portion of a failed "delete-subscription" or "kill-subscription" RPC response. 4.YANG-data resync-subscription-erroryang-data "resync-subscription-error": This MUST be returned if information identifying the reason for an RPC error has not been placed elsewherewithinin the transport portion of a failed "resync-subscription" RPC response. A.2.Notifications ofFailure Notifications A subscription may be unexpectedly terminated or suspendedindependentindependently of any RPC or configuration operation. In such cases, indications of such a failure MUST be provided. To accomplish this, a number of errors can be returned as part of the corresponding subscription state change notification. For this purpose, the following error identitieshave beenare introduced in this document, in addition to those that were already defined in[I-D.draft-ietf-netconf-subscribed-notifications]:[RFC8639]: subscription-terminated subscription-suspended-------------------------------------------------- ---------------------- datastore-not-subscribable period-unsupported unchanging-selection update-too-big synchronization-size8.Acknowledgments For their valuable comments, discussions, and feedback, we wish to acknowledge Tim Jenkins, Martin Bjorklund, Kent Watsen, Susan Hares, Yang Geng, Peipei Guo, Michael Scharf, Guangying Zheng, Tom Petch, Henk Birkholz, Reshad Rahman, Qin Wu, Rohit Ranade, and Rob Wilton.9.Contributors The following individuals made substantial contributions to this document and should be considered coauthors. Their contributions include information contained in the YANG module provided in Section 5 of this document. Alberto Gonzalez Prieto Microsoftalbgonz@microsoft.comEmail: alberto.gonzalez@microsoft.com Ambika Prasad Tripathy Cisco Systems Email: ambtripa@cisco.com Einar Nilsen-Nygaard Cisco Systems Email: einarnn@cisco.com Andy Bierman YumaWorks Email: andy@yumaworks.com Balazs Lengyel Ericsson Email: balazs.lengyel@ericsson.com Authors' Addresses Alexander Clemm Futurewei Email: ludwig@clemm.org Eric Voit Cisco Systems Email: evoit@cisco.com