<?xmlversion="1.0" encoding="US-ASCII"?> <!-- This template is for creating an Internet Draft using xml2rfc, which is available here: http://xml.resource.org. -->version='1.0' encoding='US-ASCII'?> <!DOCTYPE rfc SYSTEM"rfc2629.dtd" [ <!-- One method to get references from the online citation libraries. There has to be one entity for each item to be referenced. 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(Here they are set differently than their defaults in xml2rfc v1.32) --> <?rfc strict="yes" ?> <!-- give errors regarding ID-nits and DTD validation --> <!-- control the table of contents (ToC) --> <?rfc toc="yes"?> <!-- generate a ToC --> <?rfc tocdepth="4"?> <!-- the number of levels of subsections in ToC. default: 3 --> <!-- control references --> <?rfc symrefs="yes"?> <!-- use symbolic references tags, i.e, [RFC2119] instead of [1] --> <?rfc sortrefs="yes" ?> <!-- sort the reference entries alphabetically --> <!-- control vertical white space (using these PIs as follows is recommended by the RFC Editor) --> <?rfc compact="yes" ?> <!-- do not start each main section on a new page --> <?rfc subcompact="no" ?> <!-- keep one blank line between list items --> <!-- end of list of popular I-D processing instructions -->"rfc2629-xhtml.ent"> <rfc xmlns:xi="http://www.w3.org/2001/XInclude" submissionType="IETF" category="std"consensus="yes" number="XXXX" ipr="trust200902"> <!-- category values: std, bcp, info, exp, and historic ipr values: trust200902, noModificationTrust200902, noDerivativesTrust200902, or pre5378Trust200902 you can add the attributes updates="NNNN" and obsoletes="NNNN" they will automatically be output with "(if approved)" -->consensus="true" number="8689" ipr="trust200902" obsoletes="" updates="" xml:lang="en" tocInclude="true" symRefs="true" sortRefs="true" version="3" docName="draft-ietf-uta-smtp-require-tls-09"> <!--***** FRONT MATTER *****xml2rfc v2v3 conversion 2.30.0 --> <front> <title>SMTP Require TLS Option</title><!-- add 'role="editor"' below for the editors if appropriate --><seriesInfo name="RFC" value="8689"/> <author fullname="Jim Fenton"initials="J.L."initials="J." surname="Fenton"> <organization>Altmode Networks</organization> <address> <postal> <street> </street> <city>Los Altos</city> <region>California</region> <code>94024</code><country>USA</country><country>United States of America</country> </postal> <email>fenton@bluepopcorn.net</email><!-- uri and facsimile elements may also be added --></address> </author> <date year="2019"month="August" /> <!-- If the month and year are both specified and are the current ones, xml2rfc will fill in the current day for you. If only the current year is specified, xml2rfc will fill in the current day and month for you. If the year is not the current one, it is necessary to specify at least a month (xml2rfc assumes day="1" if not specified for the purpose of calculating the expiry date). With drafts it is normally sufficient to specify just the year. --> <!-- Meta-data Declarations -->month="November"/> <area>General</area> <workgroup>Internet Engineering Task Force</workgroup><!-- WG name at the upperleft corner<keyword>SMTP</keyword> <abstract> <t>The SMTP STARTTLS option, used in negotiating transport-level encryption ofthe doc, IETF is fine for individual submissions. If this elementSMTP connections, is notpresent, the default is "Network Working Group", which is used by the RFC Editorasa nod to the history of the IETF. --> <keyword>SMTP</keyword> <!-- Keywords will be incorporated into HTML output files in a meta tag but they have no effect on text or nroff output. If you submit your draft to the RFC Editor, the keywords will be used for the search engine. --> <abstract> <t>The SMTP STARTTLS option, used in negotiating transport-level encryption of SMTP connections, is not as useful fromuseful from a security standpoint as it might be because of its opportunistic nature; message delivery is, by default, prioritized over security. This document describes an SMTP service extension, REQUIRETLS, and a message header field, TLS-Required. If the REQUIRETLS option or TLS-Required message header field is used when sending a message, it asserts a request on the part of the message sender to override the default negotiation of TLS, either by requiring that TLS be negotiated when the message isrelayed,relayed or by requesting that recipient-side policy mechanisms such as MTA-STS andDANEDNS-Based Authentication of Named Entities (DANE) be ignored when relaying a message for which security is unimportant.</t> </abstract> </front> <middle> <sectiontitle="Introduction">numbered="true" toc="default"> <name>Introduction</name> <t>The <xreftarget="RFC5321">SMTP</xref>target="RFC5321" format="default">SMTP</xref> <xreftarget="RFC3207">STARTTLStarget="RFC3207" format="default">STARTTLS service extension</xref> provides a means by which an SMTP server and client can establish a Transport Layer Security (TLS) protected session for the transmission of email messages. By default, TLS is used only upon mutual agreement (successful negotiation) of STARTTLS between the client and server; if this is not possible, the message is sent without transport encryption. Furthermore, it is common practice for the client to negotiate TLS even if the SMTP server's certificate is invalid.</t> <t>Policy mechanisms such as <xreftarget="RFC7672">DANE</xref>target="RFC7672" format="default">DANE</xref> and <xreftarget="RFC8461">MTA-STS</xref>target="RFC8461" format="default">MTA-STS</xref> may impose requirements for the use of TLS for email destined for some domains. However, such policies do not allow the sender to specify which messages are more sensitive and require transport-levelencryption,encryption and which ones are less sensitive and ought to be relayed even if TLS cannot be negotiated successfully.</t> <t>The default opportunistic nature of SMTP TLS enables several"on the wire"on-the-wire attacks on SMTP security between MTAs. These include passive eavesdropping on connections for which TLS is not used, interference in the SMTP protocol to prevent TLS from being negotiated (presumably accompanied by eavesdropping), and insertion of a man-in-the-middle attacker exploiting the lack of server authentication by the client. Attacks are described in more detail in theSecurity Considerations<xref target="Security" format="title" /> section of this document.</t> <t>REQUIRETLS consists of two mechanisms: an SMTP service extension and a message header field. The service extension is used to specify that a given message sent during a particular sessionMUST<bcp14>MUST</bcp14> be sent over a TLS-protected session with specified security characteristics. It also requires that the SMTP server advertise that it supports REQUIRETLS, in effect promising that it will honor the requirement to enforce TLS transmission and REQUIRETLS support for onward transmission of those messages.</t> <t>The TLS-Required message header field is used to convey a request to ignore recipient-side policy mechanisms such as MTA-STS and DANE, thereby prioritizing delivery over ability to negotiate TLS. Unlike the service extension, the TLS-Required header field allows the message to transit through one or more MTAs that do not support REQUIRETLS.</t> <sectiontitle="Requirements Language"> <t>Thenumbered="true" toc="default"> <name>Requirements Language</name> <t> The key words"MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY","<bcp14>MUST</bcp14>", "<bcp14>MUST NOT</bcp14>", "<bcp14>REQUIRED</bcp14>", "<bcp14>SHALL</bcp14>", "<bcp14>SHALL NOT</bcp14>", "<bcp14>SHOULD</bcp14>", "<bcp14>SHOULD NOT</bcp14>", "<bcp14>RECOMMENDED</bcp14>", "<bcp14>NOT RECOMMENDED</bcp14>", "<bcp14>MAY</bcp14>", and"OPTIONAL""<bcp14>OPTIONAL</bcp14>" in this document are to be interpreted as described inBCP 14BCP 14 <xreftarget="RFC2119" />target="RFC2119"/> <xreftarget="RFC8174" />target="RFC8174"/> when, and only when, they appear in all capitals, as shownhere.</t>here. </t> <t>The formal syntax uses the Augmented Backus-Naur Form (ABNF) <xref target="RFC5234"/>format="default"/>, including the core rules defined in Appendix B of that document.</t> </section> </section> <section anchor="service_extension"title="Thenumbered="true" toc="default"> <name>The REQUIRETLS ServiceExtension"> <t><list style="numbers">Extension</name> <t>The REQUIRETLS SMTP service extension has the following characteristics:</t> <ol spacing="normal" type="1"> <li>The textual name of the extension is "RequireTLS".</t> <t>TheTLS".</li> <li>The EHLO keyword value associated with this extension is"REQUIRETLS".</t> <t>No"REQUIRETLS".</li> <li>No additional SMTP verbs are defined by thisextension.</t> <t>Oneextension.</li> <li>One optional parameter ("REQUIRETLS") is added to the MAIL FROM command by this extension. No value is associated with thisparameter.</t> <t>Theparameter.</li> <li>The maximum length of a MAIL FROM command line is increased by 11 octets by the possible addition of a space and the REQUIRETLSkeyword.</t> <t>Onekeyword.</li> <li>One new SMTP status code is defined by this extension to convey an error condition resulting from failure of the client to send data to a server that does not alsosupportingsupport the REQUIRETLSextension.</t> <t>Theextension.</li> <li>The REQUIRETLS extension is valid for message relay <xreftarget="RFC5321"></xref>,target="RFC5321" format="default"/>, submission <xreftarget="RFC6409"></xref>,target="RFC6409" format="default"/>, and the Local Mail Transfer Protocol (LMTP) <xreftarget="RFC2033"></xref></t>target="RFC2033" format="default"/>.</li> <li> <t>The ABNF syntax for the MAIL FROM parameter is as follows:<figure> <artwork></t> <sourcecode type="abnf"><![CDATA[ requiretls-param = "REQUIRETLS" ; where requiretls-param is an instance of an ; esmtp-param used in Mail-parameters in ; RFC53215321, Section 4.1.2. There is no esmtp-value ; associated with requiretls-param.</artwork> </figure> </t> </list></t>]]></sourcecode> </li> </ol> <t>In order to specify REQUIRETLS treatment for a given message, the REQUIRETLS option is specifiedonin the MAIL FROM command when that message is transmitted. This optionMUST<bcp14>MUST</bcp14> only be specified in the context of an SMTP session meeting the security requirements of REQUIRETLS:<list style="symbols"> <t>The</t> <ul spacing="normal"> <li>The session itselfMUST<bcp14>MUST</bcp14> employ TLStransmission.</t> <t>Iftransmission.</li> <li>If the SMTP server to which the message is being transmitted is identified through an MX record lookup, its nameMUST<bcp14>MUST</bcp14> be validated via a DNSSEC signature on the recipient domain's MX record, or the MX hostnameMUST<bcp14>MUST</bcp14> be validated by an MTA-STS policy as described inSection 4.1 of<xreftarget="RFC8461">RFC 8461</xref>.target="RFC8461" sectionFormat="of" section="4.1" />. DNSSEC is defined in <xreftarget="RFC4033">RFC 4033</xref>,target="RFC4033" format="default" />, <xreftarget="RFC4034">RFC 4034</xref>,target="RFC4034" format="default" />, and <xreftarget="RFC4035">RFC 4035</xref>.</t> <t>Thetarget="RFC4035" format="default" />.</li> <li>The certificate presented by the SMTP serverMUSTeitherverify<bcp14>MUST</bcp14> be verified successfullyinby a trust chain leading to a certificate trusted by the SMTPclientclient, or itMUST verify<bcp14>MUST</bcp14> be verified successfully usingDANEDANE, as specified in <xreftarget="RFC7672">RFC 7672</xref>.target="RFC7672" format="default" />. For trust chains, the choice of trusted (root) certificates is at the discretion of the SMTPclient.</t> <t>Followingclient.</li> <li>Following the negotiation of STARTTLS, the SMTP serverMUST<bcp14>MUST</bcp14> advertise in the subsequent EHLO response that it supportsREQUIRETLS.</t> </list> </t>REQUIRETLS.</li> </ul> </section> <section anchor="header_field"title="Thenumbered="true" toc="default"> <name>The TLS-Required HeaderField">Field</name> <t>One new message header field <xref target="RFC5322"/>,format="default"/>, TLS-Required, is defined by this specification. It is used for messages for which the originator requests that the recipient TLS policy (including <xreftarget="RFC8461">MTA-STS</xref>target="RFC8461" format="default">MTA-STS</xref> and <xreftarget="RFC7672">DANE</xref>)target="RFC7672" format="default">DANE</xref>) be ignored. This might be done, for example, to report a misconfigured mail server, such as an expired TLS certificate.</t> <t>The TLS-Required header field has a singleREQUIRED<bcp14>REQUIRED</bcp14> parameter:</t><t><list style="symbols"> <t>No<ul spacing="normal"> <li>No - The SMTP clientSHOULD<bcp14>SHOULD</bcp14> attempt to send the message regardless of its ability to negotiate STARTTLS with the SMTP server, ignoring policy-based mechanisms (including MTA-STS and DANE), if any, asserted by the recipient domain. Nevertheless, the clientSHOULD<bcp14>SHOULD</bcp14> negotiate STARTTLS with the server ifavailable.</t> </list></t>available.</li> </ul> <t>More than one instance of the TLS-Required header fieldMUST NOT<bcp14>MUST NOT</bcp14> appear in a given message.</t> <t>The ABNF syntax for the TLS-Required header field is as follows:</t><figure> <artwork><sourcecode type="abnf"><![CDATA[ requiretls-field = "TLS-Required:" [FWS] "No" CRLF ; where requiretls-field in an instance of an ; optional-field defined in RFC53225322, Section;3.6.8. FWS =<as<as defined in RFC 5322> CRLF =<as<as defined in RFC 5322></artwork> </figure>]]></sourcecode> </section> <section anchor="semantics"title="REQUIRETLS Semantics">numbered="true" toc="default"> <name>REQUIRETLS Semantics</name> <section anchor="receipt"title="REQUIRETLSnumbered="true" toc="default"> <name>REQUIRETLS ReceiptRequirements">Requirements</name> <t>Upon receipt of the REQUIRETLS option on a MAIL FROM command during the receipt of a message, an SMTP serverMUST<bcp14>MUST</bcp14> tag that message as needing REQUIRETLS handling.</t> <t>Upon receipt of a message not specifying the REQUIRETLS option on its MAIL FROM command but containing the TLS-Required header field in its message header, an SMTP server implementing this specificationMUST<bcp14>MUST</bcp14> tag that message with the option specified in the TLS-Required header field. If the REQUIRETLS MAIL FROM parameter is specified, the TLS-Required header fieldMUST<bcp14>MUST</bcp14> be ignored butMAY<bcp14>MAY</bcp14> be included in the onward relay of the message.</t> <t>The manner in which the above tagging takes place isimplementation-dependent.implementation dependent. If the message is being locally aliased and redistributed to multiple addresses, all instances of the messageMUST<bcp14>MUST</bcp14> be tagged in the same manner.</t> </section> <section anchor="sender"title="REQUIRETLSnumbered="true" toc="default"> <name>REQUIRETLS SenderRequirements">Requirements</name> <section anchor="yestls"title="Sendingnumbered="true" toc="default"> <name>Sending with TLSRequired">Required</name> <t>When sending a message tagged as requiring TLS for which the MAIL FROM return-path is not empty (an empty MAIL FROM return-path indicating a bounce message), the sending (client) MTAMUST: <list style="numbers"> <t>Look<bcp14>MUST</bcp14>: </t> <ol spacing="normal" type="1"> <li>Look up the SMTP server to which the message is to besentsent, as described in <xreftarget="RFC5321"></xref> Section 5.1.</t> <t>Iftarget="RFC5321" sectionFormat="comma" section="5.1" />.</li> <li>If the server lookup is accomplished via the recipient domain's MX record (the usual case) and is not accompanied by a valid DNSSEC signature, the clientMUST<bcp14>MUST</bcp14> also validate the SMTP server name usingMTA-STSMTA-STS, as described in <xreftarget="RFC8461">RFC 8461</xref> Section 4.1.</t> <t>Opentarget="RFC8461" sectionFormat="comma" section="4.1"/>.</li> <li>Open an SMTP session with the peer SMTP server using the EHLOverb.</t> <t>Establishverb.</li> <li>Establish a TLS-protected SMTP session with its peer SMTP server and authenticate the server's certificate as specified in <xreftarget="RFC6125"></xref>target="RFC6125" format="default"/> or <xreftarget="RFC7672"></xref>target="RFC7672" format="default"/>, as applicable. The hostname from the MX record lookup (or the domain name in the absence of an MX record where an A record is used directly)MUST<bcp14>MUST</bcp14> match the DNS-ID or CN-ID of the certificate presented by theserver.</t> <t>Ensureserver.</li> <li>Ensure that the response to the subsequent EHLO following establishment of the TLS protection advertises the REQUIRETLScapability.</t> </list></t>capability.</li> </ol> <t>The SMTP clientSHOULD<bcp14>SHOULD</bcp14> follow the recommendations in <xreftarget="RFC7525"></xref>target="RFC7525" format="default"/> or its successor with respect to negotiation of the TLS session.</t> <t>If any of the above steps fail, the clientMUST<bcp14>MUST</bcp14> issue a QUIT to the server and repeat steps 2-5 with each host on the recipient domain's list of MX hosts in an attempt to find a mail path that meets the sender's requirements. The clientMAY<bcp14>MAY</bcp14> send other,unprotected,unprotected messages to that server if it has any such messages prior to issuing the QUIT. If there are no more MX hosts, the clientMUST NOT<bcp14>MUST NOT</bcp14> transmit the message to the domain. </t> <t>Following such a failure, the SMTP clientMUST<bcp14>MUST</bcp14> send a non-delivery notification to the reverse-path of the failedmessagemessage, as described insection 3.6 of<xref target="RFC5321"/>.sectionFormat="of" section="3.6"/>. The following <xreftarget="RFC5248">statustarget="RFC5248" format="default">status codes</xref>SHOULD<bcp14>SHOULD</bcp14> be used:<list style="symbols"> <t>REQUIRETLS</t> <ul spacing="normal"> <li>REQUIRETLS not supported by server:5.7.YYY5.7.30 REQUIRETLSneeded</t> <t>Unablesupport required</li> <li>Unable to establish TLS-protected SMTP session: 5.7.10 Encryptionneeded</t> </list></t>needed</li> </ul> <t>Refer to <xref target="errors"/>format="default"/> for further requirements regarding non-delivery messages.</t> <t>If all REQUIRETLS requirements have been met, transmit the message, issuing the REQUIRETLS option on the MAIL FROM command with the required option(s), if any.</t> </section> <section anchor="maytls"title="Sendingnumbered="true" toc="default"> <name>Sending with TLSOptional">Optional</name> <t>Messages taggedTLS-Required: No"TLS-Required: No" are handled as follows. When sending such a message, the sending (client) MTAMUST: <list style="symbols"> <t>Look<bcp14>MUST</bcp14>: </t> <ul spacing="normal"> <li>Look up the SMTP server to which the message is to besentsent, as described in <xreftarget="RFC5321"></xref> Section 5.1.</t> <t>Opentarget="RFC5321" sectionFormat="comma" section="5.1"/>.</li> <li>Open an SMTP session with the peer SMTP server using the EHLO verb. Attempt to negotiate STARTTLS if possible, and follow any policy published by the recipient domain, but do not fail if this isunsuccessful.</t> </list> </t>unsuccessful.</li> </ul> <t>Some SMTP servers may be configured to require STARTTLS connections as a matter of policy and not accept messages in the absence of STARTTLS. A non-delivery notificationMUST<bcp14>MUST</bcp14> be returned to the sender if message relay fails due to an inability to negotiate STARTTLS when required by the server.</t> <t>Since messages tagged withTLS-Required: No"TLS-Required: No" will sometimes be sent to SMTP servers not supporting REQUIRETLS, that option will not be uniformly observed by all SMTP relay hops.</t> </section> </section> <section anchor="submission"title="REQUIRETLS Submission"> <t>An MUAnumbered="true" toc="default"> <name>REQUIRETLS Submission</name> <t>A Mail User Agent (MUA) or other agent making the initial introduction of a message has the option to decide whether to require TLS. If TLS is to be required, itMUST<bcp14>MUST</bcp14> do so by negotiating STARTTLS and REQUIRETLS andincludeincluding the REQUIRETLS option on the MAIL FROM command, as is done for message relay.</t> <t>When TLS is not to be required, the senderMUST<bcp14>MUST</bcp14> include the TLS-Required header field in the message. SMTP servers implementing this specificationMUST<bcp14>MUST</bcp14> interpret this header field as described in <xref target="receipt"/>.</t>format="default"/>.</t> <t>In either case, the decision whether to specify REQUIRETLSMAY<bcp14>MAY</bcp14> be done based on a user interface selection or based on a ruleset or other policy. The manner in which the decision to require TLS is made isimplementation-dependentimplementation dependent and is beyond the scope of this specification.</t> </section> <section anchor="delivery"title="Deliverynumbered="true" toc="default"> <name>Delivery of REQUIRETLSmessages">messages</name> <t>Messages are usually retrieved by end users using protocols other than SMTP such as <xreftarget="RFC3501">IMAP</xref>,target="RFC3501" format="default">IMAP</xref>, <xreftarget="RFC1939">POP</xref>,target="RFC1939" format="default">POP</xref>, orwebWeb mail systems. Mail delivery agents supporting the REQUIRETLS SMTP optionSHOULD<bcp14>SHOULD</bcp14> observe the guidelines in <xref target="RFC8314"/>.</t>format="default"/>.</t> </section> </section> <section anchor="errors"title="Non-delivery message handling">numbered="true" toc="default"> <name>Non-delivery Message Handling</name> <t>Non-delivery ("bounce") messages usually contain important metadata about the message to which they refer, including the original message header. They thereforeMUST<bcp14>MUST</bcp14> be protected in the same manner as the original message. All non-delivery messages resulting from messages with the REQUIRETLS SMTP option, whether resulting from a REQUIRETLS error or someother, MUSTother issue, <bcp14>MUST</bcp14> also specify the REQUIRETLS SMTP option unless redacted as describedbelow.</t>below. </t> <t>The path from the origination of an error bounce message back to the MAIL FROM address may not share the same REQUIRETLS support as the forward path. Therefore, users requiring TLS are advised to make sure that they are capable of receiving mail using REQUIRETLS as well. Otherwise, such non-delivery messages will be lost.</t> <t>If a REQUIRETLS message is bounced, the serverMUST<bcp14>MUST</bcp14> behave as if RET=HDRS waspresentpresent, as described in <xreftarget="RFC3461"></xref>.target="RFC3461" format="default"/>. If both RET=FULL and REQUIRETLS are present, the RET=FULLMUST<bcp14>MUST</bcp14> be disregarded. The SMTP client for a REQUIRETLS bounce message uses an empty MAIL FROMreturn-pathreturn-path, as required by <xreftarget="RFC5321"></xref>.target="RFC5321" format="default"/>. When the MAIL FROM return-path is empty, the REQUIRETLS parameterSHOULD NOT<bcp14>SHOULD NOT</bcp14> cause a bounce message to be discarded even if the next-hop relay does not advertise REQUIRETLS.</t> <t>Senders of messages requiring TLS are advised to consider the possibility that bounce messages will be lost as a result of REQUIRETLS return pathfailure,failure and that some information could be leaked if a bounce message is not able to be transmitted with REQUIRETLS.</t> </section> <section anchor="reorigination"title="Reorigination considerations">numbered="true" toc="default"> <name>Reorigination Considerations</name> <t>In a number of situations, a <xreftarget="RFC5598">mediator</xref>target="RFC5598" format="default">mediator</xref> originates a new message as a result of an incoming message. These situationsinclude,include but are not limitedto,to mailing lists (including administrative traffic such as message approval requests), <xreftarget="RFC5228">Sieve</xref>,target="RFC5228" format="default">Sieve</xref>, "vacation" responders, and other filters to which incoming messages may be piped. These newly originated messages may essentially be copies of the incoming message, such as with a forwarding service or a mailing list expander. In other cases, such as with a vacation message or a delivery notification, they will be different but might contain parts of the original message or other information for which the original message sender wants to influence the requirement to use TLS transmission.</t> <t>Mediators that reoriginate messages should apply REQUIRETLS requirements in incoming messages (both requiring TLS transmission and requesting that TLS not be required) to the reoriginated messages to the extent feasible. A limitation to this might be that for a message requiring TLS, redistribution to multiple addresses while retaining the TLS requirement could result in the message not being delivered to some of the intended recipients.</t> <t>User-side mediators (such as use of Sieve rules on a user agent) typically do not have access to the SMTPdetails,details and therefore may not be aware of the REQUIRETLS requirement on a delivered message. Recipients that expect sensitive traffic should avoid the use of user-side mediators. Alternatively, if operationally feasible (such as when forwarding to a specific, known address), they should apply REQUIRETLS to all reoriginated messages that do not contain the "TLS-Required: No" header field.</t> </section><!-- Possibly a 'Contributors' section ... --><section anchor="IANA"title="IANA Considerations"> <t>If published as an RFC,numbered="true" toc="default"> <name>IANA Considerations</name> <t>Per thisdraft requests the addition ofdocument, IANA has added the following keyword to the<xref target="MailParams">SMTP"SMTP ServiceExtensions Registry</xref>:</t> <figure align="left"><artwork align="left"> Textual name: Require TLS EHLO keyword value: REQUIRETLS Syntax and parameters: (no parameters) AdditionalExtensions" subregistry of the <xref target="MailParams" format="default">"Mail Parameters" registry</xref>:</t> <ul empty="true"><li> <dl newline="false" spacing="compact" indent="30"> <dt>EHLO Keyword:</dt><dd>REQUIRETLS</dd> <dt>Description:</dt><dd>Require TLS</dd> <dt>Syntax and parameters:</dt><dd>(no parameters)</dd> <dt>Additional SMTPverbs: none MAILverbs:</dt><dd>none</dd> <dt>MAIL and RCPTparameters: REQUIRETLSparameters:</dt><dd>REQUIRETLS parameter onMAIL Behavior: UseMAIL</dd> <dt>Behavior:</dt><dd>Use of the REQUIRETLS parameter on the MAIL verb causes that message to require the use of TLS and tagging with REQUIRETLS for all onwardrelay. Commandrelay.</dd> <dt>Command lengthincrement: 11 characters </artwork></figure> <t>If published as an RFC,increment:</dt><dd>11 characters</dd> </dl> </li> </ul> <t>Per thisdraft requests the addition ofdocument, IANA has added an entry to the "Enumerated Status Codes" subregistry of the <xreftarget="SMTPStatusCodes">Simpletarget="SMTPStatusCodes" format="default">"Simple Mail Transfer Protocol (SMTP) Enhanced Status CodesRegistry</xref>:</t> <figure align="left"><artwork align="left"> Code: 5.7.YYY Sample Text: REQUIRETLSRegistry"</xref>:</t> <ul empty="true"><li> <dl newline="false" spacing="compact" indent="30"> <dt>Code:</dt><dd>X.7.30</dd> <dt>Sample Text:</dt><dd>REQUIRETLS supportrequired Associatedrequired</dd> <dt>Associated basic statuscode: 550 Description: Thiscode:</dt><dd>550</dd> <dt>Description:</dt><dd>This indicates that the message was not able to be forwarded because it was received with a REQUIRETLS requirement and none of the SMTP servers to which the message should be forwarded provide thissupport. Reference: (this document) Submitter: J. Fenton Change controller: IESG </artwork></figure> <t>If published as an RFC,support.</dd> <dt>Reference:</dt><dd>RFC 8689</dd> <dt>Submitter:</dt><dd>J. Fenton</dd> <dt>Change Controller:</dt><dd>IESG</dd> </dl> </li> </ul> <t>Per thisdraft requests the addition ofdocument, IANA has added an entry to the<xref target="PermMessageHeaderFields">Permanent"Permanent Message Header FieldNames Registry</xref>:</t> <figure align="left"><artwork align="left"> Header field name: TLS-Required Applicable protocol: mail Status: standard Author/change controller: IETF Specification document: (this document) </artwork></figure> <t>This section is to be updated for publication byNames" subregistry of theRFC Editor.</t><xref target="MessageHeaders" format="default">"Message Headers" registry</xref> as follows:</t> <ul empty="true"><li> <dl newline="false" spacing="compact" indent="30"> <dt>Header field name:</dt><dd>TLS-Required</dd> <dt>Applicable protocol:</dt><dd>mail</dd> <dt>Status:</dt><dd>standard</dd> <dt>Author/change controller:</dt><dd>IETF</dd> <dt>Specification document:</dt><dd>RFC 8689</dd> </dl> </li> </ul> </section> <section anchor="Security"title="Security Considerations">numbered="true" toc="default"> <name>Security Considerations</name> <t>The purpose of REQUIRETLS is to give the originator of a message control over the security of email they send, either by conveying an expectation that it will be transmitted in an encrypted form"overover thewire"wire or explicitly indicating that transport encryption is not required if it cannot be successfully negotiated.</t> <t>The following considerations apply to the REQUIRETLS service extension but not the TLS-Required header field, since messages specifying the header field are less concerned with transport security.</t> <section anchor="Passive"title="Passive attacks">numbered="true" toc="default"> <name>Passive Attacks</name> <t>REQUIRETLS is generally effective against passive attackers who are merely trying to eavesdrop on an SMTP exchange between an SMTP client and server. This assumes, of course, the cryptographic integrity of the TLS connection being used.</t> </section> <section anchor="Active"title="Active attacks">numbered="true" toc="default"> <name>Active Attacks</name> <t>Active attacks againstTLS encryptedTLS-encrypted SMTP connections can take many forms. One such attack is to interfere in the negotiation by changing the STARTTLS command to something illegal such as XXXXXXXX. This causes TLS negotiation to fail and messages to be sent in the clear, where they can be intercepted. REQUIRETLS detects the failure of STARTTLS and declines to send the message rather than send it insecurely.</t> <t>A second form of attack is a man-in-the-middle attack where the attacker terminates the TLS connection rather than the intended SMTP server. This is possible when, as is commonly the case, the SMTP client either does not verify the server's certificate or establishes the connection even when the verification fails. REQUIRETLS requires successful certificate validation before sending the message.</t> <t>Another active attack involves the spoofing of DNS MX records of the recipient domain. An attackerhavingwith this capability could potentially cause the message to be redirected to a mail server under the attacker's own control, which would presumably have a valid certificate. REQUIRETLS requires that the recipient domain's MX record lookup be validated either using DNSSEC or via a published MTA-STS policy that specifies the acceptable SMTP server hostname(s) for the recipient domain.</t> </section> <section anchor="badactor"title="Bad Actor MTAs">numbered="true" toc="default"> <name>Bad-Actor MTAs</name> <t>A bad-actor MTA along the message transmission path could misrepresent its support of REQUIRETLS and/or actively strip REQUIRETLS tags from messages it handles. However, since intermediate MTAs are already trusted with the cleartext of messages they handle, and are not part of the threat model for transport-layer security, they are also not part of the threat model for REQUIRETLS.</t> <t>It should be reemphasized that since SMTP TLS is a transport-layer security protocol, messages sent using REQUIRETLSare not encrypted end-to-end and are visible to MTAs that are part of the message delivery path. Messages containing sensitive information that MTAs should not have access to MUST be sent using end-to-end content encryption such as <xref target="RFC4880">OpenPGP</xref> or <xref target="RFC8551">S/MIME</xref>.</t> </section> <section anchor="conflicts" title="Policy Conflicts"> <t>In some cases, the use of the TLS-Required header field may conflict with a recipient domain policy expressed through the <xref target="RFC7672">DANE</xref> or <xref target="RFC8461">MTA-STS</xref> protocols. Although these protocols encourage the use of TLS transport by advertising availability of TLS, the use of "TLS-Required: No" header field represents an explicit decision on the part of the sender not to require the use of TLS, such as to overcome a configuration error. The recipient domain has the ultimate ability to require TLS by not accepting messages when STARTTLS has not been negotiated; otherwise, "TLS-Required: No" is effectively directing the client MTA to behave as if it does not support DANE nor MTA-STS.</t> </section> </section> <section anchor="acknowledgements" title="Acknowledgements"> <t>The author would like to acknowledge many helpful suggestions on the ietf-smtp and uta mailing lists, in particular those of Viktor Dukhovni, Chris Newman, Tony Finch, Jeremy Harris, Arvel Hathcock, John Klensin, Barry Leiba, John Levine, Rolf Sonneveld, and Per Thorsheim.</t> </section> <section anchor="history" title="Revision History"> <t>To be removed by RFC Editor upon publication as an RFC.</t> <section title="Changes since -08 Draft"> <t>Additional changes in response to IESG review:</t> <t><list style="symbols"> <t>Unify wording describing TLS-Required in Appendix A.2.</t> <t>Add specifics on verification of mail server hostnames with certificates.</t> <t>Wording tweak in 4.3 to emphasize optional nature of REQUIRETLS.</t> <t>Update S/MIME reference from RFC 5751 to 8551</t> </list></t></section> <section title="Changes since -07 Draft"> <t>Changes in response to IESG review and IETF Last Call comments:</t> <t><list style="symbols"> <t>Change associated status code for 5.7.YYY from 530 to 550.</t> <t>Correct textual name of extension in IANA Considerations for consistency with the rest of the document.</t> <t>Remove special handling of bounce messages in Section 4.1.</t> <t>Change name of header field from RequireTLS to TLS-Required and make capitalization of parameter consistent.</t> <t>Remove mention of transforming RET=FULL to RET=HDRS on relay in Section 5.</t> <t>Replace Section 6 dealing with mailing lists with a more general section on reorigination by mediators.</t> <t>Add security considerations section on policy conflicts.</t> </list></t> </section> <section title="Changes since -06 Draft"> <t>Various changes in response to AD review:</t> <t><list style="symbols"> <t>Reference RFC 7525 for TLS negotiation recommendations.</t> <t>Make reference to requested 5.7.YYY error code consistent.</t> <t>Clarify applicability to LMTP and submission.</t> <t>Provide ABNF for syntax of SMTP option and header field and examples in Appendix A.</t> <t>Correct use of normative language in Section 5.</t> <t>Clarify case where REQUIRETLS option is used on bounce messages.</t> <t>Improve Security Requirements wording to be inclusive of both SMTP option and header field.</t> </list></t> </section> <section title="Changes since -05 Draft"> <t>Corrected IANA Permanent Message Header Fields Registry request.</t> </section> <section title="Changes since -04 Draft"> <t>Require validation of SMTP server hostname via DNSSEC or MTA-STS policy when TLS is required.</t> </section> <section title="Changes since -03 Draft"> <t>Working Group Last Call changes, including:</t> <t><list style="symbols"> <t>Correct reference for SMTP DANE</t> <t>Clarify that RequireTLS: NO applies to both MTA-STS and DANE policies</t> <t>Correct newly-defined status codes</t> <t>Update MTA-STS references to RFC</t> </list></t> </section> <section title="Changes since -02 Draft"> <t><list style="symbols"> <t>More complete documentation for IANA registration requests.</t> <t>Changed bounce handling to use RET parameters of <xref target="RFC3461"></xref>, along with slightly more liberal transmission of bounces even if REQUIRETLS can't be negotiated.</t> </list></t> </section> <section title="Changes since -01 Draft"> <t><list style="symbols"> <t>Converted DEEP references to RFC 8314.</t> <t>Removed REQUIRETLS options: CHAIN, DANE, and DNSSEC.</t> <t>Editorial corrections, notably making the header field name consistent (RequireTLS rather than Require-TLS).</t> </list></t> </section> <section title="Changes since -00 Draft"> <t><list style="symbols"> <t>Created new header field, Require-TLS, for use by "NO" option.</t> <t>Removed "NO" option from SMTP service extension.</t> <t>Recommend DEEP requirements for delivery of messages requiring TLS.</t> <t>Assorted copy edits</t> </list></t> </section> <section title="Changes since fenton-03 Draft"> <t><list style="symbols"> <t>Wording improvements from Rolf Sonneveld review 22 July 2017</t> <t>A few copy edits</t> <t>Conversion from individual to UTA WG draft</t> </list></t> </section> <section title="Changes Since -02 Draft"> <t><list style="symbols"> <t>Incorporation of "MAY TLS" functionality as REQUIRETLS=NO per suggestion on UTA WG mailing list.</t> <t>Additional guidance on bounce messages</t> </list></t> </section> <section title="Changes Since -01 Draft"> <t><list style="symbols"> <t>Specified retries when multiple MX hosts exist for a given domain.</t> <t>Clarified generation of non-delivery messages</t> <t>Specified requirements for application of REQUIRETLS to mail forwarders and mailing lists.</t> <t>Clarified DNSSEC requirements to include MX lookup only.</t> <t>Corrected terminology regarding message retrieval vs. delivery.</t> <t>Changed category to standards track.</t> </list></t> </section> <section title="Changes Since -00 Draft"> <t><list style="symbols"> <t>Conversion of REQUIRETLS from an SMTP verb to a MAIL FROM parameter to better associate REQUIRETLS requirements with transmission of individual messages.</t> <t>Addition of an option to require DNSSEC lookup of the remote mail server, since this affects the common name of the certificate that is presented.</t> <t>Clarified the wording to more clearly state that TLS sessions must be established and not simply that STARTTLS is negotiated.</t> <t>Introduced need for minimum encryption standards (key lengths and algorithms)</t> <t>Substantially rewritten Security Considerations section</t> </list></t> </section> </section> </middle> <!-- *****BACK MATTER ***** --> <back> <!-- References split into informativeare not encrypted end-to-end andnormative --> <!-- Thereare2 waysvisible toinsert reference entries fromMTAs that are part of thecitation libraries: 1. define an ENTITY atmessage delivery path. Messages containing sensitive information that MTAs should not have access to <bcp14>MUST</bcp14> be sent using end-to-end content encryption such as <xref target="RFC4880" format="default">OpenPGP</xref> or <xref target="RFC8551" format="default">S/MIME</xref>.</t> </section> <section anchor="conflicts" numbered="true" toc="default"> <name>Policy Conflicts</name> <t>In some cases, thetop, and use "ampersand character"RFC2629; here (as shown) 2. simplyuse of the TLS-Required header field may conflict with aPI "less than character"?rfc include="reference.RFC.2119.xml"?> here (for I-Ds: include="reference.I-D.narten-iana-considerations-rfc2434bis.xml") Both are cited textually inrecipient domain policy expressed through thesame manner:<xref target="RFC7672" format="default">DANE</xref> or <xref target="RFC8461" format="default">MTA-STS</xref> protocols. Although these protocols encourage the use of TLS transport byusing xref elements. If youadvertising the availability of TLS, the use of thePI option, xml2rfc will, by default, try to find included files in"TLS-Required: No" header field represents an explicit decision on thesame directory aspart of theincluding file. You can also definesender not to require theXML_LIBRARY environment variable with a value containing a setuse ofdirectoriesTLS, such as tosearch. These can be either inovercome a configuration error. The recipient domain has thelocal filing system or remote ones accessedultimate ability to require TLS byhttp (http://domain/dir/... ).--> <references title="Normative References"> <!--?rfc include="http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml"?--> &RFC2119; &RFC3207; &RFC4033; &RFC4034; &RFC4035; &RFC3461; &RFC5234; &RFC5248; &RFC5321; &RFC5322; &RFC6125; &RFC7525; &RFC7672; &RFC8174; &RFC8314; &RFC8461; <!-- [rfced] [MailParams] This URLnot accepting messages when STARTTLS has not been negotiated; otherwise, "TLS-Required: No" iscorrect -->effectively directing the client MTA to behave as if it does not support DANE or MTA-STS.</t> </section> </section> </middle> <back> <references> <name>References</name> <references> <name>Normative References</name> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.2119.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.3207.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.4033.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.4034.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.4035.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.3461.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5234.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5248.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5321.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5322.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.6125.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.7525.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.7672.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.8174.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.8314.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.8461.xml"/> <reference anchor="MailParams" target="http://www.iana.org/assignments/mail-parameters"> <front><title>IANA Mail<title>Mail Parameters</title> <author><organization>Internet Assigned Numbers Authority (IANA)</organization><organization>IANA</organization> </author><date year="2007" /></front> </reference><!-- [rfced] [SMTPStatusCodes] This URL is correct --><reference anchor="SMTPStatusCodes"target="http://www.iana.org/assignments/smtp-enhanced-status-codes">target="https://www.iana.org/assignments/smtp-enhanced-status-codes"> <front> <title>Simple Mail Transfer Protocol (SMTP) Enhanced Status Codes Registry</title> <author><organization>Internet Assigned Numbers Authority (IANA)</organization><organization>IANA</organization> </author><date year="2008" /></front> </reference><!-- [rfced] [PermMessageHeaderFields] This URL is correct --><referenceanchor="PermMessageHeaderFields" target="https://www.iana.org/assignments/message-headers/message-headers.xhtml#perm-headers">anchor="MessageHeaders" target="https://www.iana.org/assignments/message-headers"> <front> <title>Permanent Message Header FieldNames Registry</title>Names</title> <author><organization>Internet Assigned Numbers Authority (IANA)</organization><organization>IANA</organization> </author><date year="2004" /></front> </reference> </references><references title="Informative References"> <!-- Here we use entities that we defined at the beginning. --> &RFC1939; &RFC2033; &RFC3501; &RFC4880; &RFC5228; &RFC5598; &RFC6409; &RFC8551;<references> <name>Informative References</name> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.1939.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.2033.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.3501.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.4880.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5228.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.5598.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.6409.xml"/> <xi:include href="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.8551.xml"/> </references> </references> <sectiontitle="Examples">numbered="true" toc="default"> <name>Examples</name> <t>This section is informative.</t> <sectiontitle="REQUIRETLSnumbered="true" toc="default"> <name>REQUIRETLS SMTPOption">Option</name> <t>The TLS-Required SMTP option is used to express theintentintention of the senderthatto have the associated messageberelayed using TLS. In the following example, lines beginning withC:"C:" are transmitted from the SMTP client to the server, and lines beginning withS:"S:" are transmitted in the opposite direction.</t><figure> <artwork><artwork name="" type="" align="left" alt=""><![CDATA[ S: 220 mail.example.net ESMTP C: EHLO mail.example.org S: 250-mail.example.net Hello example.org [192.0.2.1] S: 250-SIZE 52428800 S: 250-8BITMIME S: 250-PIPELINING S: 250-STARTTLS S: 250 HELP C: STARTTLS S: TLS go ahead(at]]></artwork> <t>(at this point TLS negotiation takes place. The remainder of this session occurs withinTLS.)TLS.)</t> <artwork name="" type="" align="left" alt=""><![CDATA[ S: 220 mail.example.net ESMTP C: EHLO mail.example.org S: 250-mail.example.net Hello example.org [192.0.2.1] S: 250-SIZE 52428800 S: 250-8BITMIME S: 250-PIPELINING S: 250-REQUIRETLS S: 250 HELP C: MAILFROM:<roger@example.org>FROM:<roger@example.org> REQUIRETLS S: 250 OK C: RCPTTO:<editor@example.net>TO:<editor@example.net> S: 250 Accepted C: DATA S: 354 Enter message, ending with "." on a line by itself(message follows)]]></artwork> <t>(message follows)</t> <artwork name="" type="" align="left" alt=""><![CDATA[ C: . S: 250 OK C: QUIT</artwork> </figure>]]></artwork> </section> <sectiontitle="TLS-Requirednumbered="true" toc="default"> <name>TLS-Required HeaderField">Field</name> <t>The TLS-Required header field is used when the sender requests that the mail system not heed a default policy of the recipient domain requiring TLS. It might be used, for example, to allow problems with the recipient domain's TLS certificate to be reported:</t><figure> <artwork><artwork name="" type="" align="left" alt=""><![CDATA[ From: Roger Reporter<roger@example.org><roger@example.org> To: Andy Admin<admin@example.com><admin@example.com> Subject: Certificate problem? TLS-Required: No Date: Fri, 18 Jan 2019 10:26:55 -0800 Message-ID:<5c421a6f79c0e_d153ff8286d45c468473@mail.example.org><5c421a6f79c0e_d153ff8286d45c468473@mail.example.org> Andy, there seems to be a problem with the TLS certificate on your mail server. Are you aware of this? Roger</artwork> </figure>]]></artwork> </section> </section> <section anchor="acknowledgements" numbered="false" toc="default"> <name>Acknowledgements</name> <t> The author would like to acknowledge many helpful suggestions on the ietf-smtp and uta mailing lists, in particular those of Viktor Dukhovni, Tony Finch, Jeremy Harris, Arvel Hathcock, John Klensin, Barry Leiba, John Levine, Chris Newman, Rolf Sonneveld, and Per Thorsheim. </t> </section> </back> </rfc>