Network Working Group

Internet Engineering Task Force (IETF)                          J. Gould
Internet-Draft
Request for Comments: 8807                                      M. Pozun
Intended status:
Category: Standards Track                                 VeriSign, Inc.
Expires:
ISSN: 2070-1721                                              August 29, 2020                               February 26, 2020

Login Security Extension for the Extensible Provisioning Protocol (EPP)
                  draft-ietf-regext-login-security-10

Abstract

   The Extensible Provisioning Protocol (EPP) includes a client
   authentication scheme that is based on a user identifier and
   password.  The structure of the password field is defined by an XML
   Schema data type that specifies minimum and maximum password length
   values, but there are no other provisions for password management
   other than changing the password.  This document describes an EPP
   extension that allows longer passwords to be created and adds
   additional security features to the EPP login command and response.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list  It represents the consensus of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid the IETF community.  It has
   received public review and has been approved for a maximum publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 7841.

   Information about the current status of six months this document, any errata,
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   This Internet-Draft will expire on August 29, 2020.
   https://www.rfc-editor.org/info/rfc8807.

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   Copyright (c) 2020 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.1.  Conventions Used in This Document . . . . . . . . . . . .   3
   2.  Migrating to Newer Versions of This Extension . . . . . . . .   4
   3.  Object Attributes . . . . . . . . . . . . . . . . . . . . . .   4
     3.1.  Event . . . . . . . . . . . . . . . . . . . . . . . . . .   4
     3.2.  "[LOGIN-SECURITY]" Password . . . . . . . . . . . . . . .   6
     3.3.  Dates and Times . . . . . . . . . . . . . . . . . . . . .   7
   4.  EPP Command Mapping . . . . . . . . . . . . . . . . . . . . .   7
     4.1.  EPP <login> Command . . . . . . . . . . . . . . . . . . .   7
   5.  Formal Syntax . . . . . . . . . . . . . . . . . . . . . . . .  15
     5.1.  Login Security Extension Schema . . . . . . . . . . . . .  15
   6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  17
     6.1.  XML Namespace . . . . . . . . . . . . . . . . . . . . . .  17
     6.2.  EPP Extension Registry  . . . . . . . . . . . . . . . . .  18
   7.  Implementation Status . . . . . . . . . . . . . . . . . . . .  18
     7.1.  Verisign EPP SDK  . . . . . . . . . . . . . . . . . . . .  19
   8.  Security Considerations . . . . . . . . . . . . . . . . . . .  19
   9.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .  20
   10.
   8.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  20
     10.1.
     8.1.  Normative References . . . . . . . . . . . . . . . . . .  20
     10.2.
     8.2.  Informative References . . . . . . . . . . . . . . . . .  21
     10.3.  URIs . . . . . . . . . . . . . . . . . . . . . . . . . .  21
   Appendix A.  Change History . . . . . . . . . . . . . . . . . . .  21
     A.1.  Change from 00 to 01  . . . . . . . . . . . . . . . . . .  21
     A.2.  Change from 01 to 02  . . . . . . . . . . . . . . . . . .  21
     A.3.  Change from 02 to 03  . . . . . . . . . . . . . . . . . .  22
     A.4.  Change from 03 to REGEXT 00 . . . . . . . . . . . . . . .  22
     A.5.  Change from REGEXT 00 to REGEXT 01  . . . . . . . . . . .  22
     A.6.  Change from REGEXT 01 to REGEXT 02  . . . . . . . . . . .  22
     A.7.  Change from REGEXT 02 to REGEXT 03  . . . . . . . . . . .  22
     A.8.  Change from REGEXT 03 to REGEXT 04  . . . . . . . . . . .  23
     A.9.  Change from REGEXT 04 to REGEXT 05  . . . . . . . . . . .  23
     A.10. Change from REGEXT 05 to REGEXT 06  . . . . . . . . . . .  24
     A.11. Change from REGEXT 06 to REGEXT 07  . . . . . . . . . . .  24
     A.12. Change from REGEXT 07 to REGEXT 08  . . . . . . . . . . .  24
     A.13. Change from REGEXT 08 to REGEXT 09  . . . . . . . . . . .  26
     A.14. Change from REGEXT 09 to REGEXT 10  . . . . . . . . . . .  27
   Acknowledgements
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  27

1.  Introduction

   This document describes an Extensible Provisioning Protocol (EPP)
   extension for enhancing the security of the EPP login command in EPP
   [RFC5730].  EPP [RFC5730] includes a maximum password length of 16
   characters that
   characters, which inhibits implementing stronger password security
   policies with higher entropy.  The enhancements include supporting
   longer passwords (or passphrases) than the 16-character maximum and
   providing a list of security events in the login response.  The
   password (current and new) in EPP [RFC5730] can be overridden by the
   password included in the extension to extend past the 16-character
   maximum.  The security events supported include: include password expiry,
   client certificate expiry, insecure cipher, insecure TLS protocol,
   new password complexity, login security statistical warning, and a
   custom event.  The attributes supported by the security events
   include identifying the an identified event type or sub-type, indicating the a subtype, an indicated security
   level of warning or error, a future or past-due expiration date, the
   value that resulted in the event, the duration of the statistical
   event, and a free-form description with an optional language.

1.1.  Conventions Used in This Document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

   XML is case sensitive.  Unless stated otherwise, XML specifications
   and examples provided in this document MUST be interpreted in the
   character case presented in order to develop a conforming
   implementation.

   In examples, "C:" represents lines sent by a protocol client and "S:"
   represents lines returned by a protocol server.  Indentation  In examples,
   indentation and
   white space in examples whitespace are provided only to illustrate element
   relationships and are not a required feature of this protocol.

   "loginSec-1.0" is used as an abbreviation for
   "urn:ietf:params:xml:ns:epp:loginSec-1.0".  The XML namespace prefix
   "loginSec" is used, but implementations MUST NOT depend on it and
   instead it.
   Instead, they are to employ a proper namespace-aware XML parser and
   serializer to interpret and output the XML documents.

   "whitespace" is defined by the XML schema Schema whiteSpace datatype data type in
   [W3C.REC-xmlschema-2-20041028], which only includes the ASCII
   whitespace characters #x9 (tab), #xA (linefeed), #xD (carriage
   return), and #x20 (space).

2.  Migrating to Newer Versions of This Extension

   Servers which that implement this extension SHOULD provide a way for
   clients to progressively update their implementations when a new
   version of the extension is deployed.  A newer version of the
   extension is expected to use an XML namespace with a higher version
   number than the prior versions.

   Servers SHOULD (for a temporary migration period up to server policy)
   provide support for older versions of the extension in parallel to
   the newest version, version and allow clients to select their preferred
   version via the <svcExtension> element of the <login> command.

   If a client requests multiple versions of the extension at login,
   then, when preparing responses to commands which that do not include
   extension elements, the server SHOULD only include extension elements
   in the namespace of the newest version of the extension requested by
   the client.

   When preparing responses to commands which that do include extension
   elements, the server SHOULD only include extension elements for the
   extension versions present in the command.

3.  Object Attributes

   This extension adds additional elements to [RFC5730] login command
   and response.  Only those new elements are described here.

3.1.  Event

   A security event, event using the <loginSec:event> element, element represents either
   a warning or error identified by the server after the client has
   connected and submitted the login command.  The <loginSec:event>
   element is contained in a list of one or more elements in the
   <loginSec:loginSecData> element, so there MAY be multiple events
   returned that provide information for the client to address.  The
   <loginSec:event> MAY include a free-form description.  All of the
   security events use a consistent set of attributes, where the exact
   set of applicable attributes is based on the event type.  The
   supported set of <loginSec:event> element attributes include:

   "type":  A REQUIRED attribute that defines the type of security
       event.  The enumerated list of "type" values includes:

       "password":  Identifies a password expiry event, event where the
           password expires in the future or has expired based on the
           "exDate" date and time.  The "exDate" attribute MUST be set
           with the password expiry date and time.

       "certificate":  Identifies a client certificate expiry event, event
           where the client certificate will expire at the "exDate" date
           and time.  The "exDate" attribute MUST be set with the
           certificate expiry date and time.

       "cipher":  Identifies the use of an insecure or deprecated TLS
           cipher suite.  The "name" attribute MUST be set with the name
           of the cipher suite, which is free-form and is not expected
           to be parsed and automatically addressed by the client.  An
           example of cipher suite names can be found in the TLS Cipher
           Suites of the Transport "Transport Layer Security (TLS) Parameters IANA
           Registry [1]. Parameters"
           registry (https://www.iana.org/assignments/tls-parameters/
           tls-parameters.xhtml#tls-parameters-4).

       "tlsProtocol":  Identifies the use of an insecure or deprecated
           TLS protocol.  The "name" attribute MUST be set with the name
           of the TLS protocol, which is free-form and is not expected
           to be parsed and automatically addressed by the client.

       "newPW":  The new password does not meet the server password
           complexity requirements.

       "stat":  Provides a login security statistical warning that MUST
           set the "name" attribute to the name of the statistic sub-
           type.
           subtype.

       "custom":  Custom event type that MUST set the "name" attribute
           with the custom event type name.

   "name":  Used to define a sub-type subtype when the "type" attribute is not
       "custom" or the full type name when the "type" attribute is
       "custom".  The "name" attribute MUST be set when the "type"
       attribute is "stat" or "custom".  The possible set of "name"
       values, by event type, can be discovered / negotiated discovered/negotiated out of band
       to EPP or using a separate EPP extension designed to provide
       server policy information to the client.

   "level":  Defines the level of the event as either "warning" for a
       warning event that needs action, action or "error" for an error event
       that requires immediate action.

   "exDate":  Contains the date and time that a "warning" level has or
       will become an "error" level.  At expiry expiry, there MAY be a
       connection failure or MAY be a login failure.  An example is an
       expired certification that will result in a connection failure or
       an expired password that may result in a login failure.

   "value":  Identifies the value that resulted in the login security
       event.  An example is the negotiated insecure cipher suite or the
       negotiated insecure TLS protocol.

   "duration":  Defines the duration that a statistical event is
       associated with, ending when the login command was received.  The
       format of the duration is defined by the duration primitive
       datatype data
       type in section Section 3.2.6 of [W3C.REC-xmlschema-2-20041028].

   "lang":  Identifies the negotiated language of the free-form
       description.  The format of the language is defined by the
       language primitive datatype data type in section Section 3.3.3 of
       [W3C.REC-xmlschema-2-20041028].  The default is "en" (English).

   Example login security event for password expiration, where the
   current date is 2020-03-25:

   <loginSec:event
     type="password"
     level="warning"
     exDate="2020-04-01T22:00:00.0Z"
     lang="en">
     Password expiration soon
   </loginSec:event>

   Example login security event for identifying 100 failed logins over
   the last day, using the "stat" sub-type subtype of "failedLogins":

   <loginSec:event
     type="stat"
     name="failedLogins"
     level="warning"
     value="100"
     duration="P1D">
     Excessive invalid daily logins
   </loginSec:event>

3.2.  "[LOGIN-SECURITY]" Password

   When the [RFC5730] <pw> element contains the predefined value of
   "[LOGIN-SECURITY]", the <loginSec:pw> element overrides the <pw>
   element, which is a constant value for the server to use the
   <loginSec:pw> element for the password.  Similarly, when the
   [RFC5730] <newPw> element contains the predefined value of "[LOGIN-
   SECURITY]", the <loginSec:newPw> element overrides the <newPw>
   element, which is a constant value for the server to use the
   <loginSec:newPW> element for the new password.  The "[LOGIN-
   SECURITY]" pre-defined predefined string MUST be supported by the server for the
   client to explicitly indicate to the server whether to use
   <loginSec:pw> element in place of the [RFC5730] <pw> element or to
   use the <loginSec:newPW> in place of the [RFC5730] <newPW> element.
   The server MUST NOT allow the client to set the password to the value
   "[LOGIN-SECURITY]".

3.3.  Dates and Times

   Date and time attribute values MUST be represented in Universal
   Coordinated Time (UTC) using the Gregorian calendar.  The extended
   date-time form using upper case "T" and "Z" characters defined in
   [W3C.REC-xmlschema-2-20041028] MUST be used to represent date-time
   values, as XML Schema does not support truncated date-time forms or
   lower case "T" and "Z" characters.

4.  EPP Command Mapping

   A detailed description of the EPP syntax and semantics can be found
   in the EPP core protocol specification [RFC5730].

4.1.  EPP <login> Command

   This extension defines additional elements to extend the EPP <login>
   command and response to be used in conjunction with [RFC5730].

   The EPP <login> command is used to establish a session with an EPP
   server.  This extension overrides the password that is passed with
   the [RFC5730] <pw> or the <newPW> element element, as defined in Section 3.2.
   A <loginSec:loginSec> element is sent along with the [RFC5730]
   <login> command and MUST contain at least one of the following child
   elements:

   <loginSec:userAgent>:  OPTIONAL client user agent user-agent information that
       identifies the client application software, technology, and
       operating system used by the server to identify functional or
       security constraints, current security issues, and potential
       future functional or security issues for the client.  The server
       may use the information for real-time identification and client
       notification of security issues, such as keying off of the client
       application software for executing security rule checks.  The
       server may capture the information to identify future security
       policy issues, such as deprecating or removing TLS cipher suites
       or TLS protocols.  The <loginSec:userAgent> element MUST contain
       at least one of the following child elements:

       <loginSec:app>:  OPTIONAL name of the client application software
           with version if available, such as the name of the client SDK
           "EPP SDK 1.0.0".  The <loginSec:app> element value can be
           created by appending the version number to the name of the
           application software, such as the Augmented Backus-Naur Form
           (ABNF) grammar [RFC5234] format:

           app = name SP version
           name = 1*VCHAR
           version = 1*VCHAR

       <loginSec:tech>:  OPTIONAL technology used for the client
           software with version if available, such as "Vendor Java
           11.0.6".  The <loginSec:tech> element value can be created by
           including the technology vendor, technology name, and
           technology version, such as the Augmented Backus-Naur Form
           (ABNF) grammar [RFC5234] format:

           tech = vendor SP name SP version
           vendor = 1*VCHAR
           name = 1*VCHAR
           version = 1*VCHAR

       <loginSec:os>:  OPTIONAL client operating system used with
           version if available, such as "x86_64 Mac OS X 10.15.2".  The
           <loginSec:os> element value can be created by including the
           operating system architecture, operating system name, and
           operating system version, such as the Augmented Backus-Naur
           Form (ABNF) grammar [RFC5234] format:

           os = arch SP name SP version
           arch = 1*VCHAR
           name = 1*VCHAR
           version = 1*VCHAR

   <loginSec:pw>:  OPTIONAL plain text password that is case sensitive,
       has a minimum length of 6 characters, and has a maximum length
       that is up to server policy.  All leading and trailing whitespace
       is removed, and all internal contiguous whitespace that includes
       #x9 (tab), #xA (linefeed), #xD (carriage return), and #x20
       (space) is replaced with a single #x20 (space).  This element
       MUST only be set if the [RFC5730] <pw> element is set to the
       "[LOGIN-SECURITY]" value.

   <loginSec:newPW>:  OPTIONAL plain text new password that is case
       sensitive, has a minimum length of 6 characters, and has a
       maximum length that is up to server policy.  All leading and
       trailing whitespace is removed, and all internal contiguous
       whitespace that includes #x9 (tab), #xA (linefeed), #xD (carriage
       return), and #x20 (space) is replaced with a single #x20 (space).
       This element MUST only be set if the [RFC5730] <newPW> element is
       set to the "[LOGIN-SECURITY]" value.

   It is RECOMMENDED that the plain text password in the <loginSec:pw>
   and <loginSec:newPw> elements use printable ASCII characters #x20
   (space) - #x7E (~), (~) with high entropy, such as 128 bits.  If non-
   ASCII non-ASCII
   characters are supported with the plain text password, then use a
   standard for passwords with international characters; the
   OpaqueString PRECIS profile in [RFC8265] is recommended in the
   absence of other considerations.

   Example login command that uses the <loginSec:pw> element instead of
   the [RFC5730] <pw> element ([RFC5730]) to establish the session and includes
   the <loginSec:userAgent> element:

   C:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   C:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   C:  <command>
   C:    <login>
   C:      <clID>ClientX</clID>
   C:      <pw>[LOGIN-SECURITY]</pw>
   C:      <options>
   C:        <version>1.0</version>
   C:        <lang>en</lang>
   C:      </options>
   C:      <svcs>
   C:        <objURI>urn:ietf:params:xml:ns:obj1</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj2</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj3</objURI>
   C:        <svcExtension>
   C:          <extURI>urn:ietf:params:xml:ns:epp:loginSec-1.0</extURI>
   C:        </svcExtension>
   C:      </svcs>
   C:    </login>
   C:    <extension>
   C:      <loginSec:loginSec
   C:        xmlns:loginSec=
   C:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   C:        <loginSec:userAgent>
   C:          <loginSec:app>EPP SDK 1.0.0</loginSec:app>
   C:          <loginSec:tech>Vendor Java 11.0.6</loginSec:tech>
   C:          <loginSec:os>x86_64 Mac OS X 10.15.2</loginSec:os>
   C:        </loginSec:userAgent>
   C:        <loginSec:pw>this is a long password</loginSec:pw>
   C:      </loginSec:loginSec>
   C:    </extension>
   C:    <clTRID>ABC-12345</clTRID>
   C:  </command>
   C:</epp>

   Example login command that uses the <loginSec:pw> element instead of
   the [RFC5730] <pw> element ([RFC5730]) to establish the session, session and that uses
   the <loginSec:newPW> element instead of the [RFC5730] <newPW> element
   ([RFC5730]) to set the new password:

   C:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   C:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   C:  <command>
   C:    <login>
   C:      <clID>ClientX</clID>
   C:      <pw>[LOGIN-SECURITY]</pw>
   C:      <newPW>[LOGIN-SECURITY]</newPW>
   C:      <options>
   C:        <version>1.0</version>
   C:        <lang>en</lang>
   C:      </options>
   C:      <svcs>
   C:        <objURI>urn:ietf:params:xml:ns:obj1</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj2</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj3</objURI>
   C:        <svcExtension>
   C:          <extURI>urn:ietf:params:xml:ns:epp:loginSec-1.0</extURI>
   C:        </svcExtension>
   C:      </svcs>
   C:    </login>
   C:    <extension>
   C:      <loginSec:loginSec
   C:        xmlns:loginSec=
   C:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   C:        <loginSec:pw>this is a long password
   C:        </loginSec:pw>
   C:        <loginSec:newPW>new password that is still long
   C:        </loginSec:newPW>
   C:      </loginSec:loginSec>
   C:    </extension>
   C:    <clTRID>ABC-12345</clTRID>
   C:  </command>
   C:</epp>

   Example login command that uses the [RFC5730] <pw> element ([RFC5730]) to
   establish the session, session and that uses the <loginSec:newPW> element
   instead of the [RFC5730] <newPW> element ([RFC5730]) to set the new password:

   C:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   C:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   C:  <command>
   C:    <login>
   C:      <clID>ClientX</clID>
   C:      <pw>shortpassword</pw>
   C:      <newPW>[LOGIN-SECURITY]</newPW>
   C:      <options>
   C:        <version>1.0</version>
   C:        <lang>en</lang>
   C:      </options>
   C:      <svcs>
   C:        <objURI>urn:ietf:params:xml:ns:obj1</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj2</objURI>
   C:        <objURI>urn:ietf:params:xml:ns:obj3</objURI>
   C:        <svcExtension>
   C:          <extURI>urn:ietf:params:xml:ns:epp:loginSec-1.0</extURI>
   C:        </svcExtension>
   C:      </svcs>
   C:    </login>
   C:    <extension>
   C:      <loginSec:loginSec
   C:        xmlns:loginSec=
   C:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   C:        <loginSec:newPW>new password that is still long
   C:        </loginSec:newPW>
   C:      </loginSec:loginSec>
   C:    </extension>
   C:    <clTRID>ABC-12345</clTRID>
   C:  </command>
   C:</epp>

   Upon a completed login command (success or failed), the extension
   MUST be included in the response when both of the following
   conditions hold:

   Client supports extension:  The client supports the extension based
       on the <svcExtension> element of the <login> command.

   At least one login security event:  The server has identified at
       least one login security event to communicate to the client.

   The extension to the EPP response uses the <loginSec:loginSecData>
   element that contains the following child elements:

   <loginSec:event>:  One or more <loginSec:event> elements defined in
       Section 3.1.

   Example EPP response to a successful login command on 2020-03-25,
   where the password will expire in a week:

   S:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:  <response>
   S:    <result code="1000">
   S:      <msg>Command completed successfully</msg>
   S:    </result>
   S:    <extension>
   S:      <loginSec:loginSecData
   S:        xmlns:loginSec=
   S:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   S:        <loginSec:event
   S:          type="password"
   S:          level="warning"
   S:          exDate="2020-04-01T22:00:00.0Z"
   S:          lang="en">
   S:          Password expiring in a week
   S:        </loginSec:event>
   S:      </loginSec:loginSecData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:  </response>
   S:</epp>

   Example EPP response to a failed login command where the password has
   expired and the new password does not meet the server complexity
   requirements:

   S:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:  <response>
   S:    <result code="2200">
   S:      <msg>Authentication error</msg>
   S:    </result>
   S:    <extension>
   S:      <loginSec:loginSecData
   S:        xmlns:loginSec=
   S:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   S:        <loginSec:event
   S:          type="password"
   S:          level="error"
   S:          exDate="2020-03-24T22:00:00.0Z">
   S:          Password has expired
   S:        </loginSec:event>
   S:        <loginSec:event
   S:          type="newPW"
   S:          level="error">
   S:          New password does not meet complexity requirements
   S:        </loginSec:event>
   S:      </loginSec:loginSecData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:  </response>
   S:</epp>

   Example EPP response to a successful login command where there is a
   set of login security events:

   S:<?xml version="1.0" encoding="UTF-8" standalone="no"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:  <response>
   S:    <result code="1000">
   S:      <msg>Command completed successfully</msg>
   S:    </result>
   S:    <extension>
   S:      <loginSec:loginSecData
   S:        xmlns:loginSec=
   S:          "urn:ietf:params:xml:ns:epp:loginSec-1.0">
   S:        <loginSec:event
   S:          type="password"
   S:          level="warning"
   S:          exDate="2020-04-01T22:00:00.0Z"
   S:          lang="en">
   S:          Password expiration soon
   S:        </loginSec:event>
   S:        <loginSec:event
   S:          type="certificate"
   S:          level="warning"
   S:          exDate="2020-04-02T22:00:00.0Z"/>
   S:        <loginSec:event
   S:          type="cipher"
   S:          level="warning"
   S:          value="TLS_RSA_WITH_AES_128_CBC_SHA">
   S:          Non-PFS Cipher negotiated
   S:        </loginSec:event>
   S:        <loginSec:event
   S:          type="tlsProtocol"
   S:          level="warning"
   S:          value="TLSv1.0">
   S:          Insecure TLS protocol negotiated
   S:        </loginSec:event>
   S:        <loginSec:event
   S:          type="stat"
   S:          name="failedLogins"
   S:          level="warning"
   S:          value="100"
   S:          duration="P1D">
   S:          Excessive invalid daily logins
   S:        </loginSec:event>
   S:        <loginSec:event
   S:          type="custom"
   S:          name="myCustomEvent"
   S:          level="warning">
   S:          A custom login security event occured occurred
   S:        </loginSec:event>
   S:      </loginSec:loginSecData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:  </response>
   S:</epp>

5.  Formal Syntax

   The EPP Login Security Extension schema is presented here.

   The formal syntax presented shown here is a complete XML schema Schema representation
   of the object mapping suitable for automated validation of EPP XML
   instances.  The BEGIN <CODE BEGINS> and END <CODE ENDS> tags are not part of
   the XML schema; Schema; they are used to note the beginning and ending of the
   XML schema Schema for URI registration purposes.

5.1.  Login Security Extension Schema

   BEGIN

   <CODE BEGINS>
   <?xml version="1.0" encoding="UTF-8"?>
   <schema xmlns="http://www.w3.org/2001/XMLSchema"
     xmlns:epp="urn:ietf:params:xml:ns:epp-1.0"
     xmlns:eppcom="urn:ietf:params:xml:ns:eppcom-1.0"
     xmlns:loginSec="urn:ietf:params:xml:ns:epp:loginSec-1.0"
     targetNamespace="urn:ietf:params:xml:ns:epp:loginSec-1.0"
     elementFormDefault="qualified">
     <!--
     Import common element types.
     -->
     <import namespace="urn:ietf:params:xml:ns:eppcom-1.0" />
     <import namespace="urn:ietf:params:xml:ns:epp-1.0" />
     <annotation>
       <documentation>Extensible Provisioning Protocol v1.0
          Login Security Extension Schema.</documentation>
     </annotation>
     <!-- Login command extension elements -->
     <element name="loginSec" type="loginSec:loginSecType" />
     <!--
       Attributes associated with the login command extension.
      -->
     <complexType name="loginSecType">
       <sequence>
         <element name="userAgent"
           type="loginSec:userAgentType" minOccurs="0" />
         <element name="pw"
           type="loginSec:pwType" minOccurs="0" />
         <element name="newPW"
           type="loginSec:pwType" minOccurs="0" />
       </sequence>
     </complexType>
     <simpleType name="pwType">
       <restriction base="token">
         <minLength value="6" />
       </restriction>
     </simpleType>
     <complexType name="userAgentType">
       <choice>
         <sequence>
           <element name="app"
             type="token" />
           <element name="tech"
             type="token" minOccurs="0" />
           <element name="os"
             type="token" minOccurs="0" />
         </sequence>
         <sequence>
           <element name="tech"
             type="token" />
           <element name="os"
             type="token" minOccurs="0" />
         </sequence>
         <element name="os"
           type="token" />
       </choice>
     </complexType>
     <!-- Login response extension elements -->
     <element name="loginSecData"
       type="loginSec:loginSecDataType" />
     <complexType name="loginSecDataType">
       <sequence>
         <element name="event"
           type="loginSec:eventType"
           minOccurs="1" maxOccurs="unbounded" />
       </sequence>
     </complexType>
     <!-- Security event element -->
     <complexType name="eventType">
       <simpleContent>
         <extension base="normalizedString">
           <attribute name="type"
             type="loginSec:typeEnum" use="required" />
           <attribute name="name"
             type="token" />
           <attribute name="level"
             type="loginSec:levelEnum" use="required" />
           <attribute name="exDate"
             type="dateTime" />
           <attribute name="value"
             type="token" />
           <attribute name="duration"
             type="duration" />
           <attribute name="lang"
             type="language" default="en" />
         </extension>
       </simpleContent>
     </complexType>
     <!--
       Enumerated list of event types, with extensibility via "custom".
       -->
     <simpleType name="typeEnum">
       <restriction base="token">
         <enumeration value="password" />
         <enumeration value="certificate" />
         <enumeration value="cipher" />
         <enumeration value="tlsProtocol" />
         <enumeration value="newPW" />
         <enumeration value="stat" />
         <enumeration value="custom" />
       </restriction>
     </simpleType>
     <!--
       Enumerated list of levels.
       -->
     <simpleType name="levelEnum">
       <restriction base="token">
         <enumeration value="warning" />
         <enumeration value="error" />
       </restriction>
     </simpleType>
     <!--
    End of schema.
    -->
   </schema>
   END
   <CODE ENDS>

6.  IANA Considerations

6.1.  XML Namespace

   This document uses URNs to describe XML namespaces and XML schemas
   conforming to a registry mechanism described in [RFC3688].  The
   following URI assignment is requested of has been made by IANA:

   Registration request for the loginSec namespace:

   URI:  urn:ietf:params:xml:ns:epp:loginSec-1.0
   Registrant Contact:  IESG
   XML:  None.  Namespace URIs do not represent an XML specification.

   Registration request for the loginSec XML schema: Schema:

   URI:  urn:ietf:params:xml:schema:epp:loginSec-1.0
   Registrant Contact:  IESG
   XML:  See the "Formal Syntax" section of this document.

6.2.  EPP Extension Registry

   The EPP extension described in this document should be has been registered by
   the
   IANA in the EPP Extension Registry "Extensions for the Extensible Provisioning Protocol
   (EPP)" registry described in [RFC7451].  The details of the
   registration are as follows:

   Name of Extension:  "Login Security Extension for the Extensible
      Provisioning Protocol (EPP)"
   Document status:  Standards Track
   Reference: (insert reference to  RFC version of this document) 8807
   Registrant Name and Email Address:  IESG, <iesg@ietf.org>

   TLDs:
   Top-Level Domains(TLDs):  Any
   IPR Disclosure:  None
   Status:  Active
   Notes:  None

7.  Implementation Status

   Note to RFC Editor: Please remove this section and the reference to
   RFC 7942 [RFC7942] before publication.

   This section records the status of known implementations of the
   protocol defined by this specification at the time of posting of this
   [RFC7942].  The description of implementations in this section is
   intended to assist the IETF in its decision processes in progressing
   drafts to RFCs.  Please note that the listing of any individual
   implementation here does not imply endorsement by the IETF.
   Furthermore, no effort has been spent to verify the information
   presented here that was supplied by IETF contributors.  This is not
   intended as, and must not be construed to be, a catalog of available
   implementations or their features.  Readers are advised to note that
   other implementations may exist.

   According to RFC 7942 [RFC7942], "this will allow reviewers and
   working groups to assign due consideration to documents that have the
   benefit of running code, which may serve as evidence of valuable
   experimentation and feedback that have made the implemented protocols
   more mature.  It is up to the individual working groups to use this
   information as they see fit".

7.1.  Verisign EPP SDK

   Organization: Verisign Inc.

   Name: Verisign EPP SDK

   Description: The Verisign EPP SDK includes both a full client
   implementation and a full server stub implementation of draft-ietf-
   regext-login-security.

   Level of maturity: Development

   Coverage: All aspects of the protocol are implemented.

   Licensing: GNU Lesser General Public License

   Contact: jgould@verisign.com

   URL: https://www.verisign.com/en_US/channel-resources/domain-
   registry-products/epp-sdks

8.  Security Considerations

   The Security Considerations security considerations of [RFC5730] apply in this document, and
   this document enhances these considerations.

   The extension leaves the password (<pw> element) and new password
   (<newPW> element) minimum length greater than 6 characters and the
   maximum length up to server policy.  The server SHOULD enforce
   minimum and maximum length requirements that are appropriate for
   their operating environment.  One example of a guideline for password
   length policies can be found in section Section 5 of NIST Special Publication
   800-63B [2]. (https://pages.nist.gov/800-63-3/sp800-63b.html).

   The client SHOULD NOT decrease the security of a new password by
   decreasing the length of the current password.  For example, a client
   with a 20 character 20-character password set using the extension, extension should not use
   the login command in [RFC5730] without using the extension, extension to set a
   new password that is less than or equal to 16 characters.

   The extension provides an extensible list of login security events to
   inform clients of connection and login warnings and errors.  The
   server returning of security events to unauthenticated users needs to
   take into account the security/privacy issues of returning
   information to potential attackers.

   The user agent user-agent information represents the client system of a system-
   to-system interface, so the user agent user-agent information MUST NOT provide
   any ability to track individual users or classes of users.

9.

10.

8.  References

10.1.

8.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
              DOI 10.17487/RFC3688, January 2004,
              <https://www.rfc-editor.org/info/rfc3688>.

   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", STD 68, RFC 5234,
              DOI 10.17487/RFC5234, January 2008,
              <https://www.rfc-editor.org/info/rfc5234>.

   [RFC5730]  Hollenbeck, S., "Extensible Provisioning Protocol (EPP)",
              STD 69, RFC 5730, DOI 10.17487/RFC5730, August 2009,
              <https://www.rfc-editor.org/info/rfc5730>.

   [RFC7942]  Sheffer, Y. and A. Farrel, "Improving Awareness of Running
              Code: The Implementation Status Section", BCP 205,
              RFC 7942, DOI 10.17487/RFC7942, July 2016,
              <https://www.rfc-editor.org/info/rfc7942>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [W3C.REC-xmlschema-2-20041028]
              Biron, P. and A. Malhotra, "XML Schema Part 2: Datatypes
              Second Edition", World Wide Web Consortium W3C Recommendation
              REC-xmlschema-2-20041028, REC-xmlschema-
              2-20041028, October 2004,
              <http://www.w3.org/TR/2004/REC-xmlschema-2-20041028>.

10.2.

8.2.  Informative References

   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", STD 68, RFC 5234,
              DOI 10.17487/RFC5234, January 2008,
              <https://www.rfc-editor.org/info/rfc5234>.

   [RFC7451]  Hollenbeck, S., "Extension Registry for the Extensible
              Provisioning Protocol", RFC 7451, DOI 10.17487/RFC7451,
              February 2015, <https://www.rfc-editor.org/info/rfc7451>.

   [RFC8265]  Saint-Andre, P. and A. Melnikov, "Preparation,
              Enforcement, and Comparison of Internationalized Strings
              Representing Usernames and Passwords", RFC 8265,
              DOI 10.17487/RFC8265, October 2017,
              <https://www.rfc-editor.org/info/rfc8265>.

10.3.  URIs

   [1] https://www.iana.org/assignments/tls-parameters/tls-
       parameters.xhtml#tls-parameters-4

   [2] https://pages.nist.gov/800-63-3/sp800-63b.html

Appendix A.  Change History

   [[RFC Editor: Please remove this section.]]

A.1.  Change from 00

Acknowledgements

   The authors wish to 01

   1.  Based on thank the following persons for their feedback from Patrick Mevzek
   and a proposal from suggestions: Martin Casanova, Scott Hollenbeck, changed the minimum length of the password from
       8 to 6, revised the description of the password, Barry Leiba,
   Patrick Mevzek, and added text
       in the Security Considerations section for the server password
       length policy.

A.2.  Change from 01 to 02

   1.  Changed the XML namespace from urn:ietf:params:xml:ns:loginSec-
       0.3 to urn:ietf:params:xml:ns:epp:loginSec-0.3, and changed the
       XML schema registration from urn:ietf:params:xml:ns:loginSec-0.3
       to urn:ietf:params:xml:schema:epp:loginSec-0.3 based on a request
       from IANA with draft-ietf-regext-allocation-token.

A.3.  Change from 02 to 03

   1.  Updates based on the review by Patrick Mevzek, that include:

       1.  Fix the inconsistent case for newPW, that required a global
           change in the draft text and an update to the XML schema to
           "urn:ietf:params:xml:ns:loginSec-0.3".
       2.  Changed "contains the following child elements" to "MUST
           contain at least one of the following child elements",
           section "EPP <login> Command" to ensure that an empty
           <loginSec:loginSec> element is not passed.
       3.  Add "The client SHOULD NOT decrease the security of a new
           password by decreasing the length of the current password."
           along with an example to the "Security Considerations"
           section.

A.4.  Change from 03 to REGEXT 00

   1.  Changed to regext working group draft by changing draft-gould-
       regext-login-security to draft-ietf-regext-login-security.

A.5.  Change from REGEXT 00 to REGEXT 01

   1.  Changed the <loginSec:userAgent> element to be structured with
       the <loginSec:app>, <loginSec:tech>, and <loginSec:os> sub-
       elements.  This was based on the feedback from Martin Casanova.
       This resulted in the need to change the XML namespace from
       urn:ietf:params:xml:ns:epp:loginSec-0.3 to
       urn:ietf:params:xml:ns:epp:loginSec-0.4.

A.6.  Change from REGEXT 01 to REGEXT 02

   1.  Updated the Implementation Status section from "TBD" to include
       the Verisign EPP SDK implementation.

A.7.  Change from REGEXT 02 to REGEXT 03

   1.  Revised the description of the "duration" attribute to clarify
       that it ends when the login command was received and to clarify
       the format, based on the feedback from Martin Casanova.
   2.  Revised the sentence 'Upon a completed login command (success or
       failed), the extension MUST be included in the response based on
       the following conditions:' to 'Upon a completed login command
       (success or failed), the extension MUST be included in the
       response based on both of the following conditions:' based on the
       feedback from Patrick Mevzek.
   3.  Updates based on the review by Joseph Yee, that include:

       1.  Revised the description of the <loginSec:event> "name"
           attribute read 'Used to define a sub-type when the "type"
           attribute is not "custom" or the full type name when the
           "type" attribute is "custom"'.  The definition of the "stat"
           type was updated to 'Provides a login security statistical
           warning that MUST set the "name" attribute to the name of the
           statistic.'
       2.  Added the following sentence 'The server MUST NOT allow the
           client to set the password to the value "[LOGIN-SECURITY]".'
           to address the corner case where the constant is used as the
           password.
       3.  Revised the description of the <loginSec:userAgent> element
           to read 'The <loginSec:userAgent> element MUST contain at
           least one of the following child elements:'.
   4.  Revised the description of the <loginSec:userAgent> to match the
       child elements that can be passed, by changing "client software"
       to "client application software" and change "language" to
       "technology".
   5.  Changed the XML namespace from
       urn:ietf:params:xml:ns:epp:loginSec-0.4 to
       urn:ietf:params:xml:ns:epp:loginSec-1.0.

A.8.  Change from REGEXT 03 to REGEXT 04

   Updates based on the review by Joseph Yee, that include:

   1.  Update the definition of the "stat" security event type to
       reference sub-type to match the language for the "name"
       attribute.
   2.  Added the sentence 'The "name" attribute MUST be set when the
       "type" attribute is "stat" or "custom".' to the definition of the
       "name" attribute for clarity.
   3.  Update the definition of the "userAgentType" in the XML schema to
       require at least one sub-element using a <choice> element.

A.9.  Change from REGEXT 04 to REGEXT 05

   Updates based on the review by Barry Leiba, that include:

   1.  In section 1.1, updated to use BCP 14 boilerplate and references
       as defined in RFC 8174.
   2.  In section 1.1, change "REQUIRED" to "required".
   3.  Keep the "Migration to Newer Versions of This Extension" section
       by removing the note for removal to the RFC Editor.

   4.  In section 3.1, change "MAY be multiple events returned that
       provides information" to "MAY be multiple events returned that
       provide information".
   5.  In section 3.1, change "free form" to "free-form".
   6.  In section 3.1, change "The enumerated list of "type" values
       include:" to "The enumerated list of "type" values includes:".
   7.  In section 3.1, change "Identifies the language of the free-form
       description if the negotiated language is something other than
       the default value of "en" (English)." to "Identifies the
       negotiated language of the free-form description.  The default is
       "en" (English).
   8.  In section 3.1, change example description from "Example login
       security event for a password expiring in a week:" to "Example
       login security event for password expiration, where the current
       date is 2018-03-25:".
   9.  In section 4.1, change "Example EPP response to a successful
       login command where the password will expire in a week:" to
       "Example EPP response to a successful login command on
       2018-03-25, where the password will expire in a week:".

A.10.  Change from REGEXT 05 to REGEXT 06

   Updates based on the review by Brian Carpenter, that include:

   1.  In section 1, change the references to RFC 5730 to use links.
   2.  In section 2, change "(for a temporary migration period)" to
       "(for a temporary migration period up to server policy)".

A.11.  Change from REGEXT 06 to REGEXT 07

   1.  Updates based on feedback from Barry Leiba, added recommendations
       on the characters used for the plain text password.  Recommended
       the use of printable ASCII passwords and if non-ASCII characters
       are supported, to use a standard for passwords with international
       characters, such as the OpaqueString PRECIS profile in [RFC8265].
   2.  Based on the feedback from Carlos Pignataro, added "[[RFC Editor:
       Please remove this section.]]" to the "Change History" section.

A.12.  Change from REGEXT 07 to REGEXT 08

   1.  Based on feedback from Eric Vyncke during the IESG review,
       changed [RFC8174] from the informative references into the
       normative references.
   2.  Based on feedback from Alissa Cooper during the IESG review,
       changed the sentence "One schema is presented here that is the
       EPP Login Security Extension schema." in section 5 to "The EPP
       Login Security Extension schema is presented here.".
   3.  Changed "sever policy" to "server policy" in section 8.

   4.  Updates based on feedback from Roman Danyliw during the IESG
       review:

       1.  Changed "pasword" to "password" in section 1.
       2.  In section 3.1, added a reference to section 3.3.3 of
           [W3C.REC-xmlschema-2-20041028] for the format of the "lang"
           attribute.  Added the corresponding section (3.2.6) for the
           "duration" attribute.
       3.  Added the "XML" prefix for each reference to "schema" in the
           introduction of section 5.
       4.  Added the leading sentence "The Security Considerations of
           [RFC5730] apply in this document, and this document enhances
           these considerations." to section 8.
       5.  Added the sentence 'The possible set of "name" values, by
           event type, can be discovered / negotiated out of band to EPP
           or using a separate EPP extension designed to provide server
           policy information to the client.' to the description of the
           "name" attribute.
       6.  Added a description of how to create the <loginSec:app>,
           <loginSec:tech>, and <loginSec:os> values using ABNF.
   5.  Updates based on feedback from Alexey Melnikov during the IESG
       review:

       1.  Added a description of "whitespace" to section 1.1.
       2.  Added a description of the usage of the user agent
           information in section 4.1.
   6.  Updates based on feedback from Benjamin Kaduk during the IESG
       review:

       1.   Added "A newer version of the extension is expected to use
            an XML namespace with a higher version number than the prior
            versions." to the first paragraph of section 2.
       2.   In section 3.1, replace the sentence "There MAY be multiple
            events returned that provide information for the client to
            address." with "The <loginSec:event> element is contained in
            a list of one or more elements in the
            <loginSec:loginSecData> element, so there MAY be multiple
            events returned that provide information for the client to
            address."
       3.   In section 3.1, for the "exDate" attribute, replace the
            sentence "At expiry there MAY be an error to connect or MAY
            be an error to login." with "At expiry there MAY be a
            connection failure or MAY be a login failure." and a similar
            change to the following sentence.
       4.   In section 3.1, replace the description of the "cipher" type
            and the "tlsProtocol" type.

       5.   In section 3.1, add a sentence that the "exDate" attribute
            MUST be set for the "password" type and the "certificate"
            type.
       6.   Updates the dates by replacing 2018 with 2020.
       7.   In section 3.2, update the MUST override sentences for the
            <loginSec:pw> and the <loginSec:newPw> elements.
       8.   In section 4.1, update "OPTIONAL client user agent" with
            "OPTIONAL client user agent information" for the description
            of the <loginSec:userAgent> element.
       9.   In section 4.1, replace "MUST only be used" to "MUST only be
            set" for the <loginSec:pw> and <loginSec:newPw> elements.
       10.  Updated references of "x86_64 Mac OS X 10.11.6" to "x86_64
            Mac OS X 10.15.2".
       11.  In section 4.1, replace "MUST be included in the response
            based on both of the following conditions" with "MUST be
            included in the response when both of the following
            conditions hold".
       12.  In section 4.1, update the "exDate" for the "password"
            security event error to be "2020-03-24T22:00:00.0Z" so that
            it's prior to the date 2020-03-25 reference previously.
       13.  In section 8, add the sentence "The server returning of
            security events to unauthenticated users needs to take into
            account the security/privacy issues of returning information
            to potential attackers." to the end of the last paragraph.
       14.  In section 8, change "minimum length beyond 6 characters" to
            "minimum length greater than 6 characters".
       15.  In section 8, add the sentence "The user agent information
            represents the client system of a system-to-system
            interface, so the user agent information MUST NOT provide
            any ability to track individual users or classes of users."

A.13.  Change from REGEXT 08 to REGEXT 09

   1.  Based on feedback from Barry Leiba in responding to Benjamin
       Kaduk's discuss item, changed "It is recommended that the plain
       text..." to "It is RECOMMENDED that the plain text..." and "If
       non-ASCII characters are supported with the plain text password,
       then use a standard for passwords with international characters,
       such as the OpaqueString PRECIS profile in [RFC8265]." to "If
       non-ASCII characters are supported with the plain text password,
       then use a standard for passwords with international characters;
       the OpaqueString PRECIS profile in [RFC8265] is recommended in
       the absence of other considerations."

A.14.  Change from REGEXT 09 to REGEXT 10

   1.  Based on feedback from Benjamin Kaduk, added the sentence "EPP
       [RFC5730] includes a maximum password length of 16 characters
       that inhibits implementing stronger password security policies
       with higher entropy." to the Introduction.

 Acknowledgements

   The authors wish to thank the following persons for their feedback
   and suggestions:

   o  Martin Casanova
   o  Scott Hollenbeck
   o  Barry Leiba
   o  Patrick Mevzek
   o Joseph Yee Yee.

Authors' Addresses

   James Gould
   VeriSign, Inc.
   12061 Bluemont Way
   Reston, VA 20190
   US
   United States of America

   Email: jgould@verisign.com
   URI:   http://www.verisign.com

   Matthew Pozun
   VeriSign, Inc.
   12061 Bluemont Way
   Reston, VA 20190
   US
   United States of America

   Email: mpozun@verisign.com
   URI:   http://www.verisign.com