wdiff rfc8923.alt-original rfc8923.txt

TAPS

Internet Engineering Task Force (IETF) M. Welzl
Internet-Draft
Request for Comments: 8923 S. Gjessing
Intended status:
Category: Informational University of Oslo
Expires: March 31, 2019 September 27, 2018
ISSN: 2070-1721 October 2020

A Minimal Set of Transport Services for End Systems
draft-ietf-taps-minset-11

Abstract

This draft document recommends a minimal set of Transport Services offered
by end systems, systems and gives guidance on choosing among the available
mechanisms and protocols. It is based on the set of transport
features in RFC 8303.

Status of This Memo

This Internet-Draft document is submitted in full conformance with the
provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents not an Internet Standards Track specification; it is
published for informational purposes.

This document is a product of the Internet Engineering Task Force
(IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list It represents the consensus of current Internet-
Drafts is at https://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Not all documents valid
approved by the IESG are candidates for a maximum any level of Internet
Standard; see Section 2 of RFC 7841.

Information about the current status of six months this document, any errata,
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This Internet-Draft will expire on March 31, 2019.
https://www.rfc-editor.org/info/rfc8923.

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Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4
3. Deriving the minimal set . . . . . . . . . . . . . . . . . . 5 Minimal Set
4. The Reduced Set of Transport Features . . . . . . . . . . . . 6
4.1. CONNECTION Related CONNECTION-Related Transport Features . . . . . . . . . . 7
4.2. DATA Transfer Related DATA-Transfer-Related Transport Features . . . . . . . . 8
4.2.1. Sending Data . . . . . . . . . . . . . . . . . . . . 8
4.2.2. Receiving Data . . . . . . . . . . . . . . . . . . . 9
4.2.3. Errors . . . . . . . . . . . . . . . . . . . . . . . 9
5. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . 9
5.1. Sending Messages, Receiving Bytes . . . . . . . . . . . . 10
5.2. Stream Schedulers Without without Streams . . . . . . . . . . . . 11
5.3. Early Data Transmission . . . . . . . . . . . . . . . . . 11
5.4. Sender Running Dry . . . . . . . . . . . . . . . . . . . 12
5.5. Capacity Profile . . . . . . . . . . . . . . . . . . . . 13
5.6. Security . . . . . . . . . . . . . . . . . . . . . . . . 13
5.7. Packet Size . . . . . . . . . . . . . . . . . . . . . . . 14
6. The Minimal Set of Transport Features . . . . . . . . . . . . 14
6.1. ESTABLISHMENT, AVAILABILITY AVAILABILITY, and TERMINATION . . . . . . . 14
6.2. MAINTENANCE . . . . . . . . . . . . . . . . . . . . . . . 18
6.2.1. Connection groups . . . . . . . . . . . . . . . . . . 18 Groups
6.2.2. Individual connections . . . . . . . . . . . . . . . 20 Connections
6.3. DATA Transfer . . . . . . . . . . . . . . . . . . . . . . 20
6.3.1. Sending Data . . . . . . . . . . . . . . . . . . . . 20
6.3.2. Receiving Data . . . . . . . . . . . . . . . . . . . 21
7. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 22
8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 22
9.
8. Security Considerations . . . . . . . . . . . . . . . . . . . 22
10.
9. References . . . . . . . . . . . . . . . . . . . . . . . . . 22
10.1.
9.1. Normative References . . . . . . . . . . . . . . . . . . 22
10.2.
9.2. Informative References . . . . . . . . . . . . . . . . . 23
Appendix A. The Superset of Transport Features . . . . . . . . . 25
A.1. CONNECTION Related CONNECTION-Related Transport Features . . . . . . . . . . 26
A.2. DATA Transfer Related DATA-Transfer-Related Transport Features . . . . . . . . 42
A.2.1. Sending Data . . . . . . . . . . . . . . . . . . . . 42
A.2.2. Receiving Data . . . . . . . . . . . . . . . . . . . 46
A.2.3. Errors . . . . . . . . . . . . . . . . . . . . . . . 47
Appendix B. Revision information . . . . . . . . . . . . . . . . 48
Acknowledgements
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 50

1. Introduction

Currently, the set of transport services Transport Services that most applications use
is based on TCP and UDP (and protocols that are layered on top of
them); this limits the ability for the network stack to make use of
features of other transport protocols. For example, if a protocol
supports out-of-order message delivery but applications always assume
that the network provides an ordered bytestream, byte stream, then the network
stack can not immediately deliver a message that arrives out-of-
order: out of
order; doing so would break a fundamental assumption of the
application. The net result is unnecessary head-of-line blocking
delay.

By exposing the transport services Transport Services of multiple transport protocols, a
transport system can make it possible for applications to use these
services without being statically bound to a specific transport
protocol. The first step towards the design of such a system was
taken by [RFC8095], which surveys a large number of transports, and
[RFC8303] as well as [RFC8304], which identify the specific transport
features that are exposed to applications by the protocols TCP,
MPTCP, UDP(-Lite)
Multipath TCP (MPTCP), UDP(-Lite), and SCTP Stream Control Transmission
Protocol (SCTP), as well as the LEDBAT Low Extra Delay Background Transport
(LEDBAT) congestion control mechanism. LEDBAT was included as the
only congestion control mechanism in this list because the "low extra
delay background transport" service that it offers is significantly
different from the typical service provided by other congestion
control mechanisms. This memo is based on these documents and
follows the same terminology (also listed below). Because the
considered transport protocols conjointly cover a wide range of
transport features, there is reason to hope that the resulting set
(and the reasoning that led to it) will also apply to many aspects of
other transport protocols that may be in use today, today or may be designed
in the future.

By decoupling applications from transport protocols, a transport
system provides a different abstraction level than the Berkeley
sockets interface [POSIX]. As with high- vs. low-level programming
languages, a higher abstraction level allows more freedom for
automation below the interface, yet it takes some control away from
the application programmer. This is the design trade-off that a
transport system developer is facing, and this document provides
guidance on the design of this abstraction level. Some transport
features are currently rarely offered by APIs, yet they must be
offered or they can never be used. Other transport features are
offered by the APIs of the protocols covered here, but not exposing
them in an API would allow for more freedom to automate protocol
usage in a transport system. The minimal set presented here is an
effort to find a middle ground that can be recommended for transport
systems to implement, on the basis of the transport features
discussed in [RFC8303].

Applications use a wide variety of APIs today. While this document
was created to ensure the API developed in the Transport Services
(TAPS) Working Group ([I-D.ietf-taps-interface]) [TAPS-INTERFACE] includes the most important
transport features, the minimal set presented here must be reflected
in *all* network APIs in order for the underlying functionality to
become usable everywhere. For example, it does not help an
application that talks to a library which that offers its own communication
interface if the underlying Berkeley Sockets API is extended to offer
"unordered message delivery", but the library only exposes an ordered bytestream.
byte stream. Both the Berkeley Sockets API and the library would
have to expose the "unordered message delivery" transport feature
(alternatively, there may be ways for certain types of libraries to
use this transport feature without exposing it, based on knowledge
about the applications -- applications, but this is not the general case).
Similarly, transport protocols such as SCTP the Stream Control
Transmission Protocol (SCTP) offer multi-
streaming, multi-streaming, which cannot be
utilized, e.g., to prioritize messages between streams, unless
applications communicate the priorities and the group of connections
upon which these priorities should be applied. In most situations,
in the interest of being as flexible and efficient as possible, the
best choice will be for a library to expose at least all of the
transport features that are recommended as a "minimal set" here.

This "minimal set" can be implemented "one-sided" over TCP. This
means that a sender-side transport system can talk to a standard TCP
receiver, and a receiver-side transport system can talk to a standard
TCP sender. If certain limitations are put in place, the "minimal
set" can also be implemented "one-sided" over UDP. While the
possibility of such "one-sided" implementation may help deployment,
it comes at the cost of limiting the set to services that can also be
provided by TCP (or, with further limitations, UDP). Thus, the
minimal set of transport features here is applicable for many, but
not all, applications: applications; some application protocols have requirements
that are not met by this "minimal set".

Note that, throughout this document, protocols are meant to be used
natively. For example, when transport features of UDP, TCP, or
"implementation over" UDP TCP is discussed, this refers to native usage
of TCP rather than TCP being encapsulated in some other transport
protocol such as UDP.

2. Terminology

Transport Feature: a A specific end-to-end feature that the transport
layer provides to an application. Examples include
confidentiality, reliable delivery, ordered delivery, message-
versus-stream orientation, etc.

Transport Service: a A set of Transport Features, without an
association to any given framing protocol, which that provides a
complete service to an application.

Transport Protocol: an An implementation that provides one or more
different transport services Transport Services using a specific framing and header
format on the wire.

Application: an An entity that uses a transport layer transport-layer interface for
end-to-end delivery of data across the network (this may also be
an upper layer upper-layer protocol or tunnel encapsulation).

Application-specific knowledge: knowledge Knowledge that only applications
have.

End system: an An entity that communicates with one or more other end
systems using a transport protocol. An end system provides a
transport layer
transport-layer interface to applications.

Connection: shared Shared state of two or more end systems that persists
across messages that are transmitted between these end systems.

Connection Group: a A set of connections which that share the same
configuration (configuring one of them causes all other
connections in the same group to be configured in the same way).
We call connections that belong to a connection group "grouped",
while "ungrouped" connections are not a part of a connection
group.

Socket: the The combination of a destination IP address and a
destination port number.

Moreover, throughout the document, the protocol name "UDP(-Lite)" is
used when discussing transport features that are equivalent for UDP
and UDP-Lite; similarly, the protocol name "TCP" refers to both TCP
and MPTCP.

3. Deriving the minimal set Minimal Set

We assume that applications have no specific requirements that need
knowledge about the network, e.g. e.g., regarding the choice of network
interface or the end-to-end path. Even with these assumptions, there
are certain requirements that are strictly kept by transport
protocols today, and these must also be kept by a transport system.
Some of these requirements relate to transport features that we call
"Functional".

Functional transport features provide functionality that cannot be
used without the application knowing about them, or else they violate
assumptions that might cause the application to fail. For example,
ordered message delivery is a functional transport feature: it cannot
be configured without the application knowing about it because the
application's assumption could be that messages always arrive in
order. Failure includes any change of the application behavior that
is not performance oriented, e.g. e.g., security.

"Change DSCP" and "Disable Nagle algorithm" are examples of transport
features that we call "Optimizing": "Optimizing"; if a transport system
autonomously decides to enable or disable them, an application will
not fail, but a transport system may be able to communicate more
efficiently if the application is in control of this optimizing
transport feature. These transport features require application-
specific knowledge (e.g., about delay/bandwidth requirements or the
length of future data blocks that are to be transmitted).

The transport features of IETF transport protocols that do not
require application-specific knowledge and could therefore be
utilized by a transport system on its own without involving the
application are called "Automatable".

We approach the construction of a minimal set of transport features
in the following way:

1. Categorization (Appendix A): the The superset of transport features
from [RFC8303] is presented, and transport features are
categorized as Functional, Optimizing Optimizing, or Automatable for later
reduction.

2. Reduction (Section 4): a A shorter list of transport features is
derived from the categorization in the first step. This removes
all transport features that do not require application-specific
knowledge or would result in semantically incorrect behavior if
they were implemented over TCP or UDP.

3. Discussion (Section 5): the The resulting list shows a number of
peculiarities that are discussed, to provide a basis for
constructing the minimal set.

4. Construction (Section 6): Based on the reduced set and the
discussion of the transport features therein, a minimal set is
constructed.

Following [RFC8303] and retaining its terminology, we divide the
transport features into two main groups as follows:

1. CONNECTION related CONNECTION-related transport features
-

* ESTABLISHMENT
-
* AVAILABILITY
-
* MAINTENANCE
-
* TERMINATION

2. DATA Transfer related DATA-Transfer-related transport features
-

* Sending Data
-
* Receiving Data
-
* Errors

4. The Reduced Set of Transport Features

By hiding automatable transport features from the application, a
transport system can gain opportunities to automate the usage of
network-related functionality. This can facilitate using the
transport system for the application programmer and it allows for
optimizations that may not be possible for an application. For
instance, system-wide configurations regarding the usage of multiple
interfaces can better be exploited if the choice of the interface is
not entirely up to the application. Therefore, since they are not
strictly necessary to expose in a transport system, we do not include
automatable transport features in the reduced set of transport
features. This leaves us with only the transport features that are
either optimizing or functional.

A transport system should be able to communicate via TCP or UDP if
alternative transport protocols are found not to work. For many
transport features, this is possible -- possible, often by simply not doing
anything when a specific request is made. For some transport
features, however, it was identified that direct usage of neither TCP
nor UDP is possible: possible; in these cases, even not doing anything would
incur semantically incorrect behavior. Whenever an application would
make use of one of these transport features, this would eliminate the
possibility to use TCP or UDP. Thus, we only keep the functional and
optimizing transport features for which an implementation over either
TCP or UDP is possible in our reduced set.

The following list contains the transport features from Appendix A,
reduced using these rules. The "minimal set" derived in this
document is meant to be implementable "one-sided" over TCP, TCP and, with
limitations, UDP. In the list, we therefore precede a transport
feature with "T:" if an implementation over TCP is possible, "U:" if
an implementation over UDP is possible, and "T,U:" if an
implementation over either TCP or UDP is possible.

4.1. CONNECTION Related CONNECTION-Related Transport Features

ESTABLISHMENT:

* T,U: Connect
o
* T,U: Specify number of attempts and/or timeout for the first
establishment message
o
* T,U: Disable MPTCP
o
* T: Configure authentication
o
* T: Hand over a message to reliably transfer (possibly multiple
times) before connection establishment
o
* T: Hand over a message to reliably transfer during connection
establishment

AVAILABILITY:

* T,U: Listen
o
* T,U: Disable MPTCP
o
* T: Configure authentication

MAINTENANCE:

* T: Change timeout for aborting connection (using retransmit limit
or time value)
o
* T: Suggest timeout to the peer
o
* T,U: Disable Nagle algorithm
o
* T,U: Notification of Excessive Retransmissions (early warning
below abortion threshold)
o
* T,U: Specify DSCP field
o
* T,U: Notification of ICMP error message arrival
o
* T: Change authentication parameters
o
* T: Obtain authentication information
o
* T,U: Set Cookie life value
o
* T,U: Choose a scheduler to operate between streams of an
association
o
* T,U: Configure priority or weight for a scheduler
o
* T,U: Disable checksum when sending
o
* T,U: Disable checksum requirement when receiving
o
* T,U: Specify checksum coverage used by the sender
o
* T,U: Specify minimum checksum coverage required by receiver
o
* T,U: Specify DF field
o
* T,U: Get max. transport-message size that may be sent using a non-
fragmented IP packet from the configured interface
o
* T,U: Get max. transport-message size that may be received from the
configured interface
o
* T,U: Obtain ECN field
o
* T,U: Enable and configure a "Low Extra Delay Background Transfer"

TERMINATION:

* T: Close after reliably delivering all remaining data, causing an
event informing the application on the other side
o
* T: Abort without delivering remaining data, causing an event
informing the application on the other side
o
* T,U: Abort without delivering remaining data, not causing an event
informing the application on the other side
o
* T,U: Timeout event when data could not be delivered for too long

4.2. DATA Transfer Related DATA-Transfer-Related Transport Features

4.2.1. Sending Data

* T: Reliably transfer data, with congestion control
o
* T: Reliably transfer a message, with congestion control
o
* T,U: Unreliably transfer a message
o
* T: Configurable Message Reliability
o
* T: Ordered message delivery (potentially slower than unordered)
o
* T,U: Unordered message delivery (potentially faster than ordered)
o
* T,U: Request not to bundle messages
o
* T: Specifying a key id to be used to authenticate a message
o
* T,U: Request not to delay the acknowledgement (SACK) of a message

4.2.2. Receiving Data

* T,U: Receive data (with no message delimiting)
o
* U: Receive a message
o
* T,U: Information about partial message arrival

4.2.3. Errors

This section describes sending failures that are associated with a
specific call to in the "Sending Data" category (Appendix A.2.1).

* T,U: Notification of send failures
o
* T,U: Notification that the stack has no more user data to send
o
* T,U: Notification to a receiver that a partial message delivery
has been aborted

5. Discussion

The reduced set in the previous section exhibits a number of
peculiarities, which we will discuss in the following. This section
focuses on TCP because, with the exception of one particular
transport feature ("Receive a message" -- message"; we will discuss this in
Section 5.1), the list shows that UDP is strictly a subset of TCP.
We can first try to understand how to build a transport system that
can run over TCP, and then narrow down the result further to allow
that the system can always run over either TCP or UDP (which
effectively means removing everything related to reliability,
ordering, authentication authentication, and closing/aborting with a notification to
the peer).

Note that, because the functional transport features of UDP are -- are, with
the exception of "Receive a message" -- message", a subset of TCP, TCP can be
used as a replacement for UDP whenever an application does not need
message delimiting (e.g., because the application-layer protocol
already does it). This has been recognized by many applications that
already do this in practice, by trying to communicate with UDP at
first,
first and falling back to TCP in case of a connection failure.

5.1. Sending Messages, Receiving Bytes

For implementing a transport system over TCP, there are several
transport features related to sending, but only a single transport
feature related to receiving: "Receive data (with no message
delimiting)" (and, strangely, "information about partial message
arrival"). Notably, the transport feature "Receive a message" is
also the only non-automatable transport feature of UDP(-Lite) for
which no implementation over TCP is possible.

To support these TCP receiver semantics, we define an "Application-
Framed Bytestream" (AFra-Bytestream). AFra-Bytestreams Byte Stream" (AFra Byte Stream). AFra Byte Streams allow
senders to operate on messages while minimizing changes to the TCP
socket API. In particular, nothing changes on the receiver side - side;
data can be accepted via a normal TCP socket.

In an AFra-Bytestream, AFra Byte Stream, the sending application can optionally inform
the transport about message boundaries and required properties per
message (configurable order and reliability, or embedding a request
not to delay the acknowledgement of a message). Whenever the sending
application specifies per-message properties that relax the notion of
reliable in-order delivery of bytes, it must assume that the
receiving application is 1) able to determine message boundaries,
provided that messages are always kept intact, and 2) able to accept
these relaxed per-message properties. Any signaling of such
information to the peer is up to an application-layer protocol and
considered out of scope of this document.

For example, if an application requests to transfer fixed-size
messages of 100 bytes with partial reliability, this needs the
receiving application to be prepared to accept data in chunks of 100
bytes. If, then, Then, if some of these 100-byte messages are missing (e.g.,
if SCTP with Configurable Reliability is used), this is the expected
application behavior. With TCP, no messages would be missing, but
this is also correct for the application, and the possible
retransmission delay is acceptable within the best-effort service
model (see [RFC7305], Section 3.5). 3.5 of [RFC7305]). Still, the receiving
application would separate the byte stream into 100-byte chunks.

Note that this usage of messages does not require all messages to be
equal in size. Many application protocols use some form of Type-
Length-Value (TLV) encoding, e.g. e.g., by defining a header including
length fields; another alternative is the use of byte stuffing
methods such as COBS Consistent Overhead Byte Stuffing (COBS) [COBS]. If
an application needs message numbers, e.g. e.g., to restore the correct
sequence of messages, these must also be encoded by the application
itself, as SCTP's transport features that are related to the sequence
number
related transport features of SCTP are not provided by the "minimum set" (in the interest of
enabling usage of TCP).

5.2. Stream Schedulers Without without Streams

We have already stated that multi-streaming does not require
application-specific knowledge. Potential benefits or disadvantages
of, e.g., using two streams of an SCTP association versus using two
separate SCTP associations or TCP connections are related to
knowledge about the network and the particular transport protocol in
use, not the application. However, the transport features "Choose a
scheduler to operate between streams of an association" and
"Configure priority or weight for a scheduler" operate on streams.
Here, streams identify communication channels between which a
scheduler operates, and they can be assigned a priority. Moreover,
the transport features in the MAINTENANCE category all operate on
assocations
associations in case of SCTP, i.e. i.e., they apply to all streams in that
assocation.
association.

With only these semantics necessary to represent, the interface to a
transport system becomes easier if we assume that connections may be
not only a transport protocol's connection or association, but could
also be a stream of an existing SCTP association, for example. We
only need to allow for a way to define a possible grouping of
connections. Then, all MAINTENANCE transport features can be said to
operate on connection groups, not connections, and a scheduler
operates on the connections within a group.

To be compatible with multiple transport protocols and uniformly
allow access to both transport connections and streams of a multi-
streaming protocol, the semantics of opening and closing need to be
the most restrictive subset of all of the underlying options. For
example, TCP's support of half-closed connections can be seen as a
feature on top of the more restrictive "ABORT"; this feature cannot
be supported because not all protocols used by a transport system
(including streams of an association) support half-closed
connections.

5.3. Early Data Transmission

There are two transport features related to transferring a message
early: "Hand over a message to reliably transfer (possibly multiple
times) before connection establishment", which relates to TCP Fast
Open [RFC7413], and "Hand over a message to reliably transfer during
connection establishment", which relates to SCTP's ability to
transfer data together with the COOKIE-Echo chunk. Also without TCP
Fast Open, TCP can transfer data during the handshake, together with
the SYN packet -- packet; however, the receiver of this data may not hand it
over to the application until the handshake has completed. Also,
different from TCP Fast Open, this data is not delimited as a message
by TCP (thus, not visible as a ``message''). "message"). This functionality is
commonly available in TCP and supported in several implementations,
even though the TCP specification does not explain how to provide it
to applications.

A transport system could differentiate between the cases of
transmitting data "before" (possibly multiple times) or "during" the
handshake. Alternatively, it could also assume that data that are
handed over early will be transmitted as early as possible, and
"before" the handshake would only be used for messages that are
explicitly marked as "idempotent" (i.e., it would be acceptable to
transfer them multiple times).

The amount of data that can successfully be transmitted before or
during the handshake depends on various factors: the transport
protocol, the use of header options, the choice of IPv4 and IPv6 IPv6, and
the Path MTU. A transport system should therefore allow a sending
application to query the maximum amount of data it can possibly
transmit before (or, if exposed, during) connection establishment.

5.4. Sender Running Dry

The transport feature "Notification that the stack has no more user
data to send" relates to SCTP's "SENDER DRY" notification. Such
notifications can, in principle, be used to avoid having an
unnecessarily large send buffer, yet ensure that the transport sender
always has data available when it has an opportunity to transmit it.
This has been found to be very beneficial for some applications
[WWDC2015]. However, "SENDER DRY" truly means that the entire send
buffer (including both unsent and unacknowledged data) has emptied -- emptied,
i.e., when it notifies the sender, it is already too late, late; the
transport protocol already missed an opportunity to send data. Some
modern TCP implementations now include the unspecified
"TCP_NOTSENT_LOWAT" socket option that was proposed in [WWDC2015],
which limits the amount of unsent data that TCP can keep in the
socket buffer; this allows to specify specifying at which buffer filling level
the socket becomes writable, rather than waiting for the buffer to
run empty.

SCTP allows to configure configuring the sender-side buffer too: too; the automatable
Transport Feature "Configure send buffer size" provides this
functionality, but only for the complete buffer, which includes both
unsent and unacknowledged data. SCTP does not allow to control these
two sizes separately. It therefore makes sense for a transport
system to allow for uniform access to "TCP_NOTSENT_LOWAT" as well as
the "SENDER DRY" notification.

5.5. Capacity Profile

The transport features:

* Disable Nagle algorithm
o
* Enable and configure a "Low Extra Delay Background Transfer"
o
* Specify DSCP field

all

All relate to a QoS-like application need such as "low latency" or
"scavenger". In the interest of flexibility of a transport system,
they could therefore be offered in a uniform, more abstract way,
where a transport system could e.g. could, e.g., decide by itself how to use
combinations of LEDBAT-like congestion control and certain DSCP
values, and an application would only specify a general "capacity
profile" (a description of how it wants to use the available
capacity). A need for "lowest possible latency at the expense of
overhead" could then translate into automatically disabling the Nagle
algorithm.

In some cases, the Nagle algorithm is best controlled directly by the
application because it is not only related to a general profile but
also to knowledge about the size of future messages. For fine-grain
control over Nagle-like functionality, the "Request not to bundle
messages" is available.

5.6. Security

Both TCP and SCTP offer authentication. TCP authenticates complete
segments. SCTP allows to configure configuring which of SCTP's chunk types must
always be authenticated -- authenticated; if this is exposed as such, it creates an
undesirable dependency on the transport protocol. For compatibility
with TCP, a transport system should only allow to configure complete
transport layer packets, including headers, IP pseudo-header (if any)
and payload.

Security is discussed in a separate document
[I-D.ietf-taps-transport-security]. [RFC8922]. The minimal
set presented in the present document excludes all security related security-related
transport features from Appendix A: "Configure authentication",
"Change authentication parameters", "Obtain authentication information"
information", and "Set Cookie life
value" value", as well as "Specifying a
key id to be used to authenticate a message". It also excludes
security transport features not listed in Appendix A, including
content privacy to in-path devices.

5.7. Packet Size

UDP(-Lite) has a transport feature called "Specify DF field". This
yields an error message in the case of sending a message that exceeds
the Path MTU, which is necessary for a UDP-based application to be
able to implement Path MTU Discovery (a function that UDP-based
applications must do by themselves). The "Get max. transport-message
size that may be sent using a non-fragmented IP packet from the
configured interface" transport feature yields an upper limit for the
Path MTU (minus headers) and can therefore help to implement Path MTU
Discovery more efficiently.

6. The Minimal Set of Transport Features

Based on the categorization, reduction, and discussion in Section 3,
this section describes a minimal set of transport features that end
systems should offer. Any configuration based on the described
minimum set of transport feature can always be realized over TCP but
also gives the transport system flexibility to choose another
transport if implemented. In the text of this section, "not UDP" is
used to indicate elements of the system that cannot be implemented
over UDP. Conversely, all elements of the system that are not marked
with "not UDP" can also be implemented over UDP.

The arguments laid out in Section 5 ("discussion") were used to make
the final representation of the minimal set as short, simple simple, and
general as possible. There may be situations where these arguments
do not apply -- apply, e.g., implementers may have specific reasons to expose
multi-streaming as a visible functionality to applications, or the
restrictive open / close open/close semantics may be problematic under some
circumstances. In such cases, the representation in Section 4
("reduction") should be considered.

As in Section 3, Section 4 4, and [RFC8303], we categorize the minimal
set of transport features as 1) CONNECTION related (ESTABLISHMENT,
AVAILABILITY, MAINTENANCE, TERMINATION) and 2) DATA Transfer related
(Sending Data, Receiving Data, Errors). Here, the focus is on
connections that the transport system offers as an abstraction to the
application, as opposed to connections of transport protocols that
the transport system uses.

6.1. ESTABLISHMENT, AVAILABILITY AVAILABILITY, and TERMINATION

A connection must first be "created" to allow for some initial
configuration to be carried out before the transport system can
actively or passively establish communication with a remote end
system. As a configuration of the newly created connection, an
application can choose to disallow usage of MPTCP. Furthermore, all
configuration parameters in Section 6.2 can be used initially,
although some of them may only take effect when a connection has been
established with a chosen transport protocol. Configuring a
connection early helps a transport system make the right decisions.
For example, grouping information can influence whether or not the
transport system
to implement implements a connection as a stream of a multi-streaming multi-
streaming protocol's existing association or not. association.

For ungrouped connections, early configuration is necessary because
it allows the transport system to know which protocols it should try
to use. In particular, a transport system that only makes a one-time
choice for a particular protocol must know early about strict
requirements that must be kept, or it can end up in a deadlock
situation (e.g., having chosen UDP and later be asked to support
reliable transfer). As an example description of how to correctly
handle these cases, we provide the following decision tree (this is
derived from Section 4.1 excluding authentication, as explained in
Section 9):

- 8):

Yes: |
+------------------------------------------------------+
| |
|Yes |No
V V
TCP is preferred.
No: SCTP and TCP
are equally preferable.

No: all protocols can be used.
- Is any of the following useful to the application?
* Specify checksum coverage used by the sender
* Specify minimum checksum coverage required by receiver

Yes: UDP-Lite is preferred.
No: UDP is preferred.

Note that this decision tree is not optimal for all cases. For
example, if an application wants to use "Specify checksum coverage
used by the sender", which is only offered by UDP-Lite, and
"Configure priority or weight for a scheduler", which is only offered
by SCTP, the above decision tree will always choose UDP-Lite, making
it impossible to use SCTP's schedulers with priorities between
grouped connections. Also, several other factors may influence the
decisions for or against a protocol -- e.g. protocol, e.g., penetration rates, the
ability to work through NATs, etc. We caution implementers to be
aware of the full set of trade-offs, for which we recommend
consulting the list in Section 4.1 when deciding how to initialize a
connection.

To summarize, the following parameters serve as input for the
transport system to help it choose and configure a suitable protocol:

Reliability: a boolean that should be set to true when any of the
following will be useful to the application: reliably transfer
data; notify the peer of closing/aborting; or preserve data
ordering.
o

Checksum coverage: a boolean to specify whether it will be useful to
the application to specify checksum coverage when sending or
receiving.
o

Configure message priority: a boolean that should be set to true
when any of the following per-message configuration or
prioritization mechanisms will be useful to the application:
choosing a scheduler to operate between grouped connections, with
the possibility to configure a priority or weight per connection;
configurable message reliability; unordered message delivery; or
requesting not to delay the acknowledgement (SACK) of a message.
o

Early message timeout notifications: a boolean that should be set to
true when any of the following will be useful to the application:
hand over a message to reliably transfer (possibly multiple times)
before connection establishment; suggest timeout to the peer;
notification of excessive retransmissions (early warning below
abortion threshold); or notification of ICMP error message
arrival.

Once a connection is created, it can be queried for the maximum
amount of data that an application can possibly expect to have
reliably transmitted before or during transport connection
establishment (with zero being a possible answer) (see
Section 6.2.1). An application can also give the connection a
message for reliable transmission before or during connection
establishment (not UDP); the transport system will then try to
transmit it as early as possible. An application can facilitate
sending a message particularly early by marking it as "idempotent"
(see Section 6.3.1); in this case, the receiving application must be
prepared to potentially receive multiple copies of the message
(because idempotent messages are reliably transferred, asking for
idempotence is not necessary for systems that support UDP).

After creation, a transport system can actively establish
communication with a peer, or it can passively listen for incoming
connection requests. Note that active establishment may or may not
trigger a notification on the listening side. It is possible that
the first notification on the listening side is the arrival of the
first data that the active side sends (a receiver-side transport
system could handle this by continuing to block a "Listen" call,
immediately followed followed, for example, by issuing "Receive", for example; "Receive"; callback-
based implementations could simply skip the equivalent of "Listen").
This also means that the active opening side is assumed to be the
first side sending data.

A transport system can actively close a connection, i.e. i.e., terminate
it after reliably delivering all remaining data to the peer (if
reliable data delivery was requested earlier (not UDP)), in which
case the peer is notified that the connection is closed.
Alternatively, a connection can be aborted without delivering
outstanding data to the peer. In case reliable or partially reliable
data delivery was requested earlier (not UDP), the peer is notified
that the connection is aborted. A timeout can be configured to abort
a connection when data could not be delivered for too long (not UDP);
however, timeout-
based timeout-based abortion does not notify the peer application
that the connection has been aborted. Because half-closed
connections are not supported, when a host implementing a transport
system receives a notification that the peer is closing or aborting
the connection (not UDP), its peer may not be able to read
outstanding data. This means that unacknowledged data residing in a
transport system's send buffer may have to be dropped from that
buffer upon arrival of a "close" or "abort" notification from the
peer.

6.2. MAINTENANCE

A transport system must offer means to group connections, but it
cannot guarantee truly grouping them using the transport protocols
that it uses (e.g., it cannot be guaranteed that connections become
multiplexed as streams on a single SCTP association when SCTP may not
be available). The transport system must therefore ensure that
group- versus non-group-configurations are handled correctly in some
way (e.g., by applying the configuration to all grouped connections
even when they are not multiplexed, or informing the application
about grouping success or failure).

As a general rule, any configuration described below should be
carried out as early as possible to aid the transport system's
decision making.

6.2.1. Connection groups Groups

The following transport features and notifications (some directly
from Section 4, 4; some new or changed, based on the discussion in
Section 5) automatically apply to all grouped connections:

(not UDP)

Configure a timeout: this timeout (not UDP)
This can be done with the following parameters:

* A timeout value for aborting connections, in seconds
o seconds.

* A timeout value to be suggested to the peer (if possible), in
seconds
o
seconds.

* The number of retransmissions after which the application should
be notifed notified of "Excessive Retransmissions" Retransmissions".

Configure urgency: this urgency
This can be done with the following parameters:

* A number to identify the type of scheduler that should be used to
operate between connections in the group (no guarantees given).
Schedulers are defined in [RFC8260].
o

* A "capacity profile" number to identify how an application wants
to use its available capacity. Choices can be "lowest possible
latency at the expense of overhead" (which would disable any
Nagle-like algorithm), "scavenger", or values that help determine
the DSCP value for a connection (e.g. similar to table 1 in
[I-D.ietf-tsvwg-rtcweb-qos]).
o connection.

* A buffer limit (in bytes); when the sender has less than the
provided limit of bytes in the buffer, the application may be
notified. Notifications are not guaranteed, and it is optional
for a transport system to support buffer limit values greater than
0. Note that this limit and its notification should operate
across the buffers of the whole transport system, i.e. i.e., also any
potential buffers that the transport system itself may use on top
of the transport's send buffer.

Following Section 5.7, these properties can be queried:

* The maximum message size that may be sent without fragmentation
via the configured interface. This is optional for a transport
system to offer, offer and may return an error ("not available"). It can
aid applications implementing Path MTU Discovery.
o

* The maximum transport message size that can be sent, in bytes.
Irrespective of fragmentation, there is a size limit for the
messages that can be handed over to SCTP or UDP(-Lite); because
the service provided by a transport system is independent of the
transport protocol, it must allow an application to query this
value --
value: the maximum size of a message in an Application-Framed-
Bytestream Application-Framed Byte
Stream (see Section 5.1). This may also return an error when data
is not delimited ("not available").
o

* The maximum transport message size that can be received from the
configured interface, in bytes (or "not available").
o

* The maximum amount of data that can possibly be sent before or
during connection establishment, in bytes.

In addition to the already mentioned closing / aborting closing/aborting notifications
and possible send errors, the following notifications can occur:

Excessive Retransmissions: the The configured (or a default) number of
retransmissions has been reached, yielding this early warning
below an abortion threshold.
o

ICMP Arrival (parameter: ICMP message): an An ICMP packet carrying the
conveyed ICMP message has arrived.
o

ECN Arrival (parameter: ECN value): a A packet carrying the conveyed
ECN
Explicit Congestion Notification (ECN) value has arrived. This
can be useful for applications implementing congestion control.
o

Timeout (parameter: s seconds): data Data could not be delivered for s
seconds.
o

Drain: the The send buffer has either drained below the configured
buffer limit or it has become completely empty. This is a generic
notification that tries to enable uniform access to
"TCP_NOTSENT_LOWAT" as well as the "SENDER DRY" notification (as
discussed in Section 5.4 -- 5.4; SCTP's "SENDER DRY" is a special case
where the threshold (for unsent data) is 0 and there is also no
more unacknowledged data in the send buffer).

6.2.2. Individual connections Connections

Configure priority or weight for a scheduler, as described in
[RFC8260].

Configure checksum usage: this This can be done with the following
parameters, but there is no guarantee that any checksum limitations
will indeed be enforced (the default behavior is "full coverage,
checksum enabled"):

o A

* a boolean to enable / disable enable/disable usage of a checksum when sending
o The

* the desired coverage (in bytes) of the checksum used when sending
o A

* a boolean to enable / disable enable/disable requiring a checksum when receiving
o The

* the required minimum coverage (in bytes) of the checksum when
receiving

6.3. DATA Transfer

6.3.1. Sending Data

When sending a message, no guarantees are given about the
preservation of message boundaries to the peer; if message boundaries
are needed, the receiving application at the peer must know about
them beforehand (or the transport system cannot use TCP). Note that
an application should already be able to hand over data before the
transport system establishes a connection with a chosen transport
protocol. Regarding the message that is being handed over, the
following parameters can be used:

Reliability: this This parameter is used to convey a choice of: fully
reliable with congestion control (not UDP), unreliable without
congestion control, unreliable with congestion control (not UDP),
and partially reliable with congestion control (see [RFC3758] and
[RFC7496] for details on how to specify partial reliability) (not
UDP). The latter two choices are optional for a transport system
to offer and may result in full reliability. Note that
applications sending unreliable data without congestion control
should themselves perform congestion control in accordance with
[RFC8085].
o

Ordered (not UDP) Ordered: this UDP): This boolean parameter lets an application choose between
ordered message delivery (true) and possibly unordered,
potentially faster message delivery (false).
o

Bundle: a This boolean that expresses a preference for allowing to bundle
messages (true) or not (false). No guarantees are given.
o

DelAck: a boolean that, This boolean, if false, lets an application request that the
peer would not delay the acknowledgement for this message.
o

Fragment: a This boolean that expresses a preference for allowing to
fragment messages (true) or not (false), at the IP level. No
guarantees are given.
o

Idempotent (not UDP) Idempotent: a UDP): This boolean that expresses whether a message is
idempotent (true) or not (false). Idempotent messages may arrive
multiple times at the receiver (but they will arrive at least
once). When data is idempotent idempotent, it can be used by the receiver
immediately on a connection establishment attempt. Thus, if data
is handed over before the transport system establishes a
connection with a chosen transport protocol, stating that a
message is idempotent facilitates transmitting it to the peer
application particularly early.

An application can be notified of a failure to send a specific
message. There is no guarantee of such notifications, i.e. i.e., send
failures can also silently occur.

6.3.2. Receiving Data

A receiving application obtains an "Application-Framed Bytestream"
(AFra-Bytestream); Byte Stream"
(AFra Byte Stream); this concept is further described in Section 5.1). 5.1.
In line with TCP's receiver semantics, an AFra-Bytestream AFra Byte Stream is just a
stream of bytes to the receiver. If message boundaries were
specified by the sender, a receiver-side transport system
implementing only the minimum set of transport services Transport Services defined here
will still not inform the receiving application about them (this
limitation is only needed for transport systems that are implemented
to directly use TCP).

Different from TCP's semantics, if the sending application has
allowed that messages are not fully reliably transferred, or
delivered out of order, then such re-ordering reordering or unreliability may be
reflected per message in the arriving data. Messages will always
stay intact - i.e. intact, i.e., if an incomplete message is contained at the end
of the arriving data block, this message is guaranteed to continue in
the next arriving data block.

7. IANA Considerations

This memo includes document has no request to IANA.

9. IANA actions.

8. Security Considerations

Authentication, confidentiality protection, and integrity protection
are identified as transport features by [RFC8095]. Often, these
features are provided by a protocol or layer on top of the transport
protocol; none of the full-featured standards-track transport
protocols in [RFC8303], which this document is based upon, provides provide
all of these transport features on its own. Therefore, they are not
considered in this document, with the exception of native
authentication capabilities of TCP and SCTP for which the security
considerations in [RFC5925] and [RFC4895] apply. The minimum
requirements for a secure transport system are discussed in a
separate document (Section 5 on Security Features and Transport
Dependencies of [I-D.ietf-taps-transport-security]).

10. [RFC8922].

9. References

10.1.

9.1. Normative References

[I-D.ietf-taps-transport-security]
Pauly, T., Perkins, C., Rose, K., and C. Wood, "A Survey
of Transport Security Protocols", draft-ietf-taps-
transport-security-02 (work in progress), June 2018.

[RFC8095] Fairhurst, G., Ed., Trammell, B., Ed., and M. Kuehlewind,
Ed., "Services Provided by IETF Transport Protocols and
Congestion Control Mechanisms", RFC 8095,
DOI 10.17487/RFC8095, March 2017,
<https://www.rfc-editor.org/info/rfc8095>.

[RFC8303] Welzl, M., Tuexen, M., and N. Khademi, "On the Usage of
Transport Features Provided by IETF Transport Protocols",
RFC 8303, DOI 10.17487/RFC8303, February 2018,
<https://www.rfc-editor.org/info/rfc8303>.

10.2.

[RFC8922] Enghardt, T., Pauly, T., Perkins, C., Rose, K., and C.
Wood, "A Survey of the Interaction between Security
Protocols and Transport Services", RFC 8922,
DOI 10.17487/RFC8922, October 2020,
<https://www.rfc-editor.org/info/rfc8922>.

9.2. Informative References

[COBS] Cheshire, S. and M. Baker, "Consistent Overhead Byte
Stuffing", overhead byte
stuffing", IEEE/ACM Transactions on Networking Vol. Networking, Volume 7, No.
Issue 2, DOI 10.1109/90.769765, April 1999.

[I-D.ietf-taps-interface]
Trammell, B., Welzl, M., Enghardt, T., Fairhurst, G.,
Kuehlewind, M., Perkins, C., Tiesel, P., and C. Wood, "An
Abstract Application Layer Interface to Transport
Services", draft-ietf-taps-interface-01 (work in
progress), July 2018.

[I-D.ietf-tsvwg-rtcweb-qos]
Jones, P., Dhesikan, S., Jennings, C., and D. Druta, "DSCP
Packet Markings for WebRTC QoS", draft-ietf-tsvwg-rtcweb-
qos-18 (work in progress), August 2016.

[LBE-draft]
Bless, R., "A Lower Effort Per-Hop Behavior (LE PHB)",
Internet-draft draft-tsvwg-le-phb-03, February 2018. 1999,
<https://doi.org/10.1109/90.769765>.

[POSIX] The Open Group, "IEEE Standard for Information
Technology--Portable Operating System Interface (POSIX(R))
Base Specifications, Issue 7", IEEE Std 1003.1-2017 (Revision of IEEE Std
1003.1-2008), IEEE Std 1003.1-2017, January 2018,
<http://www.opengroup.org/onlinepubs/9699919799/functions/
contents.html>.
<https://www.opengroup.org/onlinepubs/9699919799/
functions/contents.html>.

[RFC3758] Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.
Conrad, "Stream Control Transmission Protocol (SCTP)
Partial Reliability Extension", RFC 3758,
DOI 10.17487/RFC3758, May 2004,
<https://www.rfc-editor.org/info/rfc3758>.

[RFC4895] Tuexen, M., Stewart, R., Lei, P., and E. Rescorla,
"Authenticated Chunks for the Stream Control Transmission
Protocol (SCTP)", RFC 4895, DOI 10.17487/RFC4895, August
2007, <https://www.rfc-editor.org/info/rfc4895>.

[RFC4987] Eddy, W., "TCP SYN Flooding Attacks and Common
Mitigations", RFC 4987, DOI 10.17487/RFC4987, August 2007,
<https://www.rfc-editor.org/info/rfc4987>.

[RFC5925] Touch, J., Mankin, A., and R. Bonica, "The TCP
Authentication Option", RFC 5925, DOI 10.17487/RFC5925,
June 2010, <https://www.rfc-editor.org/info/rfc5925>.

[RFC6897] Scharf, M. and A. Ford, "Multipath TCP (MPTCP) Application
Interface Considerations", RFC 6897, DOI 10.17487/RFC6897,
March 2013, <https://www.rfc-editor.org/info/rfc6897>.

[RFC7305] Lear, E., Ed., "Report from the IAB Workshop on Internet
Technology Adoption and Transition (ITAT)", RFC 7305,
DOI 10.17487/RFC7305, July 2014,
<https://www.rfc-editor.org/info/rfc7305>.

[RFC7413] Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, "TCP
Fast Open", RFC 7413, DOI 10.17487/RFC7413, December 2014,
<https://www.rfc-editor.org/info/rfc7413>.

[RFC7496] Tuexen, M., Seggelmann, R., Stewart, R., and S. Loreto,
"Additional Policies for the Partially Reliable Stream
Control Transmission Protocol Extension", RFC 7496,
DOI 10.17487/RFC7496, April 2015,
<https://www.rfc-editor.org/info/rfc7496>.

[RFC8085] Eggert, L., Fairhurst, G., and G. Shepherd, "UDP Usage
Guidelines", BCP 145, RFC 8085, DOI 10.17487/RFC8085,
March 2017, <https://www.rfc-editor.org/info/rfc8085>.

[RFC8260] Stewart, R., Tuexen, M., Loreto, S., and R. Seggelmann,
"Stream Schedulers and User Message Interleaving for the
Stream Control Transmission Protocol", RFC 8260,
DOI 10.17487/RFC8260, November 2017,
<https://www.rfc-editor.org/info/rfc8260>.

[RFC8304] Fairhurst, G. and T. Jones, "Transport Features of the
User Datagram Protocol (UDP) and Lightweight UDP (UDP-
Lite)", RFC 8304, DOI 10.17487/RFC8304, February 2018,
<https://www.rfc-editor.org/info/rfc8304>.

[SCTP-stream-1]

[RFC8622] Bless, R., "A Lower-Effort Per-Hop Behavior (LE PHB) for
Differentiated Services", RFC 8622, DOI 10.17487/RFC8622,
June 2019, <https://www.rfc-editor.org/info/rfc8622>.

[SCTP-STREAM-1]
Weinrank, F. and M. Tuexen, "Transparent Flow Mapping for
NEAT", IFIP NETWORKING Networking 2017, Workshop on Future of
Internet Transport (FIT 2017), June 2017.

[SCTP-stream-2]

[SCTP-STREAM-2]
Welzl, M., Niederbacher, F., and S. Gjessing, "Beneficial
Transparent Deployment of SCTP", SCTP: The Missing Pieces", IEEE
GlobeCom 2011, DOI 10.1109/GLOCOM.2011.6133554, December 2011.
2011, <https://doi.org/10.1109/GLOCOM.2011.6133554>.

[TAPS-INTERFACE]
Trammell, B., Welzl, M., Enghardt, T., Fairhurst, G.,
Kuehlewind, M., Perkins, C., Tiesel, P. S., Wood, C. A.,
and T. Pauly, "An Abstract Application Layer Interface to
Transport Services", Work in Progress, Internet-Draft,
draft-ietf-taps-interface-09, 27 July 2020,
<https://tools.ietf.org/html/draft-ietf-taps-interface-
09>.

[WWDC2015] Lakhera, P. and S. Cheshire, "Your App and Next Generation
Networks", Apple Worldwide Developers Conference 2015, San
Francisco, USA, June 2015,
<https://developer.apple.com/videos/wwdc/2015/?id=719>.

Appendix A. The Superset of Transport Features

In this description, transport features are presented following the
nomenclature "CATEGORY.[SUBCATEGORY].FEATURENAME.PROTOCOL",
equivalent to "pass 2" in [RFC8303]. We also sketch how functional
or optimizing transport features can be implemented by a transport
system. The "minimal set" derived in this document is meant to be
implementable "one-sided" over TCP, TCP and, with limitations, UDP.
Hence, for all transport features that are categorized as
"functional" or "optimizing", and for which no matching TCP and/or
UDP primitive exists in "pass 2" of [RFC8303], a brief discussion on
how to implement them over TCP and/or UDP is included.

We designate some transport features as "automatable" on the basis of
a broader decision that affects multiple transport features:

* Most transport features that are related to multi-streaming were
designated as "automatable". This was done because the decision
on whether or not to use multi-streaming or not does not depend on
application-specific knowledge. This means that a connection that
is exhibited to an application could be implemented by using a
single stream of an SCTP association instead of mapping it to a
complete SCTP association or TCP connection. This could be
achieved by using more than one stream when an SCTP association is
first established (CONNECT.SCTP parameter "outbound stream
count"), maintaining an internal stream number, and using this
stream number when sending data (SEND.SCTP parameter "stream
number"). Closing or aborting a connection could then simply free
the stream number for future use. This is discussed further in
Section 5.2.
o

* With the exception of "Disable MPTCP", all transport features that
are related to using multiple paths or the choice of the network
interface were designated as "automatable". For example, "Listen"
could always listen on all available interfaces and "Connect"
could use the default interface for the destination IP address.

Finally, in three cases, transport features are aggregated and/or
slightly changed from [RFC8303] in the description below. These
transport features are marked as "CHANGED FROM RFC8303". RFC 8303". These do
not add any new functionality but just represent a simple refactoring
step that helps to streamline the derivation process (e.g., by
removing a choice of a parameter for the sake of applications that
may not care about this choice). The corresponding transport
features are automatable, and they are listed immediately below the
"CHANGED FROM RFC8303" RFC 8303" transport feature.

A.1. CONNECTION Related CONNECTION-Related Transport Features

ESTABLISHMENT:

* Connect

Protocols: TCP, SCTP, UDP(-Lite)

Functional because the notion of a connection is often reflected
in applications as an expectation to be able to communicate after
a "Connect" succeeded, with a communication sequence relating to
this transport feature that is defined by the application
protocol.

Implementation: via CONNECT.TCP, CONNECT.SCTP or CONNECT.UDP(-
Lite).

* Specify which IP Options must always be used

Protocols: TCP, UDP(-Lite)

Automatable because IP Options relate to knowledge about the
network, not the application.

* Request multiple streams

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge (example implementations of using
multi-streaming without involving the application are described in
[SCTP-stream-1]
[SCTP-STREAM-1] and [SCTP-stream-2]). [SCTP-STREAM-2]).

Implementation: see Section 5.2.

* Limit the number of inbound streams

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Specify number of attempts and/or timeout for the first
establishment message

Protocols: TCP, SCTP

Functional because this is closely related to potentially assumed
reliable data delivery for data that is sent before or during
connection establishment.

Implementation: Using using a parameter of CONNECT.TCP and CONNECT.SCTP.

Implementation over UDP: Do do nothing (this is irrelevant in the
case of UDP because there, reliable data delivery is not assumed).

* Obtain multiple sockets

Protocols: SCTP

Automatable because the non-parallel usage of multiple paths to
communicate between the same end hosts relates to knowledge about
the network, not the application.

* Disable MPTCP

Protocols: MPTCP

Optimizing because the parallel usage of multiple paths to
communicate between the same end hosts can improve performance.
Whether or not to use this feature depends on knowledge about the
network as well as application-specific knowledge (see Section 3.1
of [RFC6897]).

Implementation: via a boolean parameter in CONNECT.MPTCP.

Implementation over TCP: Do do nothing.

Implementation over UDP: Do do nothing.

* Configure authentication

Protocols: TCP, SCTP

Functional because this has a direct influence on security.

Implementation: via parameters in CONNECT.TCP and CONNECT.SCTP.
With TCP, this allows to configure configuring Master Key Tuples (MKTs) to
authenticate complete segments (including the TCP IPv4
pseudoheader, TCP header, and TCP data). With SCTP, this allows
to specify
specifying which chunk types must always be authenticated.
Authenticating only certain chunk types creates a reduced level of
security that is not supported by TCP; to be compatible, this
should therefore only allow to authenticate all chunk types. Key
material must be provided in a way that is compatible with both
[RFC4895] and [RFC5925].

Implementation over UDP: Not not possible (UDP does not offer this
functionality).

* Indicate (and/or obtain upon completion) an Adaptation Layer via
an adaptation code point

Protocols: SCTP

Functional because it allows to send sending extra data for the sake of
identifying an adaptation layer, which by itself is application- application
specific.

Implementation: via a parameter in CONNECT.SCTP.

Implementation over TCP: not possible possible. (TCP does not offer this
functionality).
functionality.)

Implementation over UDP: not possible possible. (UDP does not offer this
functionality).

o
functionality.)

* Request to negotiate interleaving of user messages

Protocols: SCTP

Automatable because it requires using multiple streams, but
requesting multiple streams in the CONNECTION.ESTABLISHMENT
category is automatable.

Implementation: controlled via a parameter in CONNECT.SCTP. One
possible implementation is to always try to enable interleaving.

* Hand over a message to reliably transfer (possibly multiple times)
before connection establishment

Protocols: TCP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via a parameter in CONNECT.TCP.

Implementation over UDP: not possible possible. (UDP does not provide
reliability).

o
reliability.)

* Hand over a message to reliably transfer during connection
establishment

Protocols: SCTP

Functional because this can only work if the message is limited in
size, making it closely tied to properties of the data that an
application sends or expects to receive.

Implementation: via a parameter in CONNECT.SCTP.

Implementation over TCP: not possible (TCP does not allow
identification of transmit the message boundaries because it provides a byte
stream service) with the SYN packet,
sacrificing the ability to identify message boundaries.

Implementation over UDP: not possible possible. (UDP is unreliable).

o unreliable.)

* Enable UDP encapsulation with a specified remote UDP port number

Protocols: SCTP

Automatable because UDP encapsulation relates to knowledge about
the network, not the application.

AVAILABILITY:

* Listen

Protocols: TCP, SCTP, UDP(-Lite)

Functional because the notion of accepting connection requests is
often reflected in applications as an expectation to be able to
communicate after a "Listen" succeeded, with a communication
sequence relating to this transport feature that is defined by the
application protocol.

CHANGED FROM RFC8303. RFC 8303. This differs from the 3 automatable
transport features below in that it leaves the choice of
interfaces for listening open.

Implementation: by listening on all interfaces via LISTEN.TCP (not
providing a local IP address) or LISTEN.SCTP (providing SCTP port
number / address pairs for all local IP addresses). LISTEN.UDP(-
Lite) supports both methods.

* Listen, 1 specified local interface

Protocols: TCP, SCTP, UDP(-Lite)

Automatable because decisions about local interfaces relate to
knowledge about the network and the Operating System, not the
application.

* Listen, N specified local interfaces

Protocols: SCTP

Automatable because decisions about local interfaces relate to
knowledge about the network and the Operating System, not the
application.

* Listen, all local interfaces

Protocols: TCP, SCTP, UDP(-Lite)

Automatable because decisions about local interfaces relate to
knowledge about the network and the Operating System, not the
application.

* Specify which IP Options must always be used

Protocols: TCP, UDP(-Lite)

Automatable because IP Options relate to knowledge about the
network, not the application.

* Disable MPTCP

Protocols: MPTCP

Implementation: via a boolean parameter in LISTEN.MPTCP.

Implementation over TCP: Do do nothing.

Implementation over UDP: Do do nothing.

* Configure authentication

Protocols: TCP, SCTP

Functional because this has a direct influence on security.

Implementation: via parameters in LISTEN.TCP and LISTEN.SCTP.

Implementation over TCP: With with TCP, this allows to configure configuring Master
Key Tuples (MKTs) to authenticate complete segments (including the
TCP IPv4 pseudoheader, TCP header, and TCP data). With SCTP, this
allows to specify specifying which chunk types must always be authenticated.
Authenticating only certain chunk types creates a reduced level of
security that is not supported by TCP; to be compatible, this
should therefore only allow to authenticate all chunk types. Key
material must be provided in a way that is compatible with both
[RFC4895] and [RFC5925].

Implementation over UDP: not possible possible. (UDP does not offer
authentication).

o
authentication.)

* Obtain requested number of streams

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Limit the number of inbound streams

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Indicate (and/or obtain upon completion) an Adaptation Layer via
an adaptation code point

Protocols: SCTP

Functional because it allows to send sending extra data for the sake of
identifying an adaptation layer, which by itself is application- application
specific.

Implementation: via a parameter in LISTEN.SCTP.

Implementation over TCP: not possible possible. (TCP does not offer this
functionality).
functionality.)

Implementation over UDP: not possible possible. (UDP does not offer this
functionality).

o
functionality.)

* Request to negotiate interleaving of user messages

Protocols: SCTP

Automatable because it requires using multiple streams, but
requesting multiple streams in the CONNECTION.ESTABLISHMENT
category is automatable.

Implementation: via a parameter in LISTEN.SCTP.

MAINTENANCE:

* Change timeout for aborting connection (using retransmit limit or
time value)

Protocols: TCP, SCTP

Functional because this is closely related to potentially assumed
reliable data delivery.

Implementation: via CHANGE_TIMEOUT.TCP or CHANGE_TIMEOUT.SCTP.

Implementation over UDP: not possible possible. (UDP is unreliable and
there is no connection timeout).

o timeout.)

* Suggest timeout to the peer

Protocols: TCP

Functional because this is closely related to potentially assumed
reliable data delivery.

Implementation: via CHANGE_TIMEOUT.TCP.

Implementation over UDP: not possible possible. (UDP is unreliable and
there is no connection timeout).

o timeout.)

* Disable Nagle algorithm

Protocols: TCP, SCTP

Optimizing because this decision depends on knowledge about the
size of future data blocks and the delay between them.

Implementation: via DISABLE_NAGLE.TCP and DISABLE_NAGLE.SCTP.

Implementation over UDP: do nothing (UDP does not implement the
Nagle algorithm).

* Request an immediate heartbeat, returning success/failure

Protocols: SCTP

Automatable because this informs about network-specific knowledge.

* Notification of Excessive Retransmissions (early warning below
abortion threshold)

Protocols: TCP

Optimizing because it is an early warning to the application,
informing it of an impending functional event.

Implementation: via ERROR.TCP.

Implementation over UDP: do nothing (there is no abortion
threshold).

* Add path

Protocols: MPTCP, SCTP

MPTCP Parameters: source-IP; source-Port; destination-IP;
destination-Port

SCTP Parameters: local IP address

Automatable because the choice of paths to communicate between the
same end hosts relates to knowledge about the network, not the
application.

* Remove path

Protocols: MPTCP, SCTP

MPTCP Parameters: source-IP; source-Port; destination-IP;
destination-Port

SCTP Parameters: local IP address

Automatable because the choice of paths to communicate between the
same end host relates to knowledge about the network, not the
application.

* Set primary path

Protocols: SCTP

Automatable because the choice of paths to communicate between the
same end hosts relates to knowledge about the network, not the
application.

* Suggest primary path to the peer

Protocols: SCTP

Automatable because the choice of paths to communicate between the
same end hosts relates to knowledge about the network, not the
application.

* Configure Path Switchover

Protocols: SCTP

Automatable because the choice of paths to communicate between the
same end hosts relates to knowledge about the network, not the
application.

* Obtain status (query or notification)

Protocols: SCTP, MPTCP

SCTP parameters: association connection state; destination
transport address list; destination transport address reachability
states; current local and peer receiver window size; current local
congestion window sizes; number of unacknowledged DATA chunks;
number of DATA chunks pending receipt; primary path; most recent
SRTT on primary path; RTO on primary path; SRTT and RTO on other
destination addresses; MTU per path; interleaving supported yes/no

MPTCP parameters: subflow-list (identified by source-IP; source-
Port; destination-IP; destination-Port)

Automatable because these parameters relate to knowledge about the
network, not the application.

* Specify DSCP field

Protocols: TCP, SCTP, UDP(-Lite)

Optimizing because choosing a suitable DSCP value requires
application-specific knowledge.

Implementation: via SET_DSCP.TCP / SET_DSCP.SCTP / SET_DSCP.UDP(-
Lite)

o
Lite).

* Notification of ICMP error message arrival

Protocols: TCP, UDP(-Lite)

Optimizing because these messages can inform about success or
failure of functional transport features (e.g., host unreachable
relates to "Connect") "Connect").

Implementation: via ERROR.TCP or ERROR.UDP(-Lite).

o ERROR.UDP(-Lite.)

* Obtain information about interleaving support

Protocols: SCTP

Automatable because it requires using multiple streams, but
requesting multiple streams in the CONNECTION.ESTABLISHMENT
category is automatable.

Implementation: via STATUS.SCTP.

* Change authentication parameters

Protocols: TCP, SCTP

Functional because this has a direct influence on security.

Implementation: via SET_AUTH.TCP and SET_AUTH.SCTP.

Implementation over TCP: With with SCTP, this allows to adjust adjusting key_id,
key, and hmac_id. With TCP, this allows to change changing the preferred
outgoing MKT (current_key) and the preferred incoming MKT
(rnext_key), respectively, for a segment that is sent on the
connection. Key material must be provided in a way that is
compatible with both [RFC4895] and [RFC5925].

Implementation over UDP: not possible possible. (UDP does not offer
authentication).

o
authentication.)

* Obtain authentication information

Protocols: SCTP

Functional because authentication decisions may have been made by
the peer, and this has an influence on the necessary application-
level measures to provide a certain level of security.

Implementation: via GET_AUTH.SCTP.

Implementation over TCP: With with SCTP, this allows to obtain obtaining key_id
and a chunk list. With TCP, this allows to obtain obtaining current_key and
rnext_key from a previously received segment. Key material must
be provided in a way that is compatible with both [RFC4895] and
[RFC5925].

Implementation over UDP: not possible possible. (UDP does not offer
authentication).

o
authentication.)

* Reset Stream

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Notification of Stream Reset

Protocols: STCP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Reset Association

Protocols: SCTP

Automatable because deciding to reset an association does not
require application-specific knowledge.

Implementation: via RESET_ASSOC.SCTP.

* Notification of Association Reset

Protocols: STCP

Automatable because this notification does not relate to
application-specific knowledge.

* Add Streams

Protocols: SCTP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Notification of Added Stream

Protocols: STCP

Automatable because using multi-streaming does not require
application-specific knowledge.

Implementation: see Section 5.2.

* Choose a scheduler to operate between streams of an association

Protocols: SCTP

Optimizing because the scheduling decision requires application-
specific knowledge. However, if a transport system would not use
this, or wrongly configure it on its own, this would only affect
the performance of data transfers; the outcome would still be
correct within the "best effort" service model.

Implementation: using SET_STREAM_SCHEDULER.SCTP.

Implementation over TCP: do nothing (streams are not available in
TCP, but no guarantee is given that this transport feature has any
effect).

Implementation over UDP: do nothing (streams are not available in
UDP, but no guarantee is given that this transport feature has any
effect).

* Configure priority or weight for a scheduler

Protocols: SCTP

Optimizing because the priority or weight requires application-
specific knowledge. However, if a transport system would not use
this, or wrongly configure it on its own, this would only affect
the performance of data transfers; the outcome would still be
correct within the "best effort" service model.

Implementation: using CONFIGURE_STREAM_SCHEDULER.SCTP.

Implementation over TCP: do nothing (streams are not available in
TCP, but no guarantee is given that this transport feature has any
effect).

Implementation over UDP: do nothing (streams are not available in
UDP, but no guarantee is given that this transport feature has any
effect).

* Configure send buffer size

Protocols: SCTP

Automatable because this decision relates to knowledge about the
network and the Operating System, not the application (see also
the discussion in Section 5.4).

* Configure receive buffer (and rwnd) size

Protocols: SCTP

Automatable because this decision relates to knowledge about the
network and the Operating System, not the application.

* Configure message fragmentation

Protocols: SCTP

Automatable because this relates to knowledge about the network
and the Operating System, not the application. Note that this
SCTP feature does not control IP-level fragmentation, but decides
on fragmentation of messages by SCTP, in the end system.

Implementation: done by always enabling it with
CONFIG_FRAGMENTATION.SCTP and auto-setting the fragmentation size
based on network or Operating System conditions.

* Configure PMTUD

Protocols: SCTP

Automatable because Path MTU Discovery relates to knowledge about
the network, not the application.

* Configure delayed SACK timer

Protocols: SCTP

Automatable because the receiver-side decision to delay sending
SACKs relates to knowledge about the network, not the application
(it can be relevant for a sending application to request not to
delay the SACK of a message, but this is a different transport
feature).

* Set Cookie life value

Protocols: SCTP

Functional because it relates to security (possibly weakened by
keeping a cookie very long) versus the time between connection
establishment attempts. Knowledge about both issues can be
application-specific.
application specific.

Implementation over TCP: the closest specified TCP functionality
is the cookie in TCP Fast Open; for this, [RFC7413] states that
the server "can expire the cookie at any time to enhance security"
security", and section Section 4.1.2 of [RFC7413] describes an example
implementation where updating the key on the server side causes
the cookie to expire. Alternatively, for implementations that do
not support TCP Fast Open, this transport feature could also
affect the validity of SYN cookies (see Section 3.6 of [RFC4987]).

Implementation over UDP: not possible possible. (UDP does not offer this
functionality).

o
functionality.)

* Set maximum burst

Protocols: SCTP

Automatable because it relates to knowledge about the network, not
the application.

* Configure size where messages are broken up for partial delivery

Protocols: SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation over TCP: not possible possible. (TCP does not offer
identification of message boundaries). boundaries.)

Implementation over UDP: not possible possible. (UDP does not fragment
messages).

o
messages.)

* Disable checksum when sending

Protocols: UDP

Functional because application-specific knowledge is necessary to
decide whether it can be acceptable to lose data integrity with
respect to random corruption.

Implementation: via SET_CHECKSUM_ENABLED.UDP.

Implementation over TCP: do nothing (TCP does not offer to disable
the checksum, but transmitting data with an intact checksum will
not yield a semantically wrong result).

* Disable checksum requirement when receiving

Protocols: UDP

Functional because application-specific knowledge is necessary to
decide whether it can be acceptable to lose data integrity with
respect to random corruption.

Implementation: via SET_CHECKSUM_REQUIRED.UDP.

Implementation over TCP: do nothing (TCP does not offer to disable
the checksum, but transmitting data with an intact checksum will
not yield a semantically wrong result).

* Specify checksum coverage used by the sender

Protocols: UDP-Lite

Functional because application-specific knowledge is necessary to
decide for which parts of the data it can be acceptable to lose
data integrity with respect to random corruption.

Implementation: via SET_CHECKSUM_COVERAGE.UDP-Lite.

Implementation over TCP: do nothing (TCP does not offer to limit
the checksum length, but transmitting data with an intact checksum
will not yield a semantically wrong result).

Implementation over UDP: if checksum coverage is set to cover
payload data, do nothing. Else, either do nothing (transmitting
data with an intact checksum will not yield a semantically wrong
result), or use the transport feature "Disable checksum when
sending".

* Specify minimum checksum coverage required by receiver

Protocols: UDP-Lite

Functional because application-specific knowledge is necessary to
decide for which parts of the data it can be acceptable to lose
data integrity with respect to random corruption.

Implementation: via SET_MIN_CHECKSUM_COVERAGE.UDP-Lite.

Implementation over TCP: do nothing (TCP does not offer to limit
the checksum length, but transmitting data with an intact checksum
will not yield a semantically wrong result).

* Specify DF field

Protocols: UDP(-Lite)

Optimizing because the DF field can be used to carry out Path MTU
Discovery, which can lead an application to choose message sizes
that can be transmitted more efficiently.

Implementation: via MAINTENANCE.SET_DF.UDP(-Lite) and
SEND_FAILURE.UDP(-Lite).

Implementation over TCP: do nothing (with TCP, the sending
application is not in control of transport message sizes, making
this functionality irrelevant).

* Get max. transport-message size that may be sent using a non-
fragmented IP packet from the configured interface

Protocols: UDP(-Lite)

Optimizing because this can lead an application to choose message
sizes that can be transmitted more efficiently.

Implementation over TCP: do nothing (this information is not
available with TCP).

* Get max. transport-message size that may be received from the
configured interface

Protocols: UDP(-Lite)

Optimizing because this can, for example, influence an
application's memory management.

Implementation over TCP: do nothing (this information is not
available with TCP).

* Specify TTL/Hop count field

Protocols: UDP(-Lite)

Automatable because a transport system can use a large enough
system default to avoid communication failures. Allowing an
application to configure it differently can produce notifications
of ICMP error message arrivals that yield information which that only
relates to knowledge about the network, not the application.

* Obtain TTL/Hop count field

Protocols: UDP(-Lite)

Automatable because the TTL/Hop count field relates to knowledge
about the network, not the application.

* Specify ECN field

Protocols: UDP(-Lite)

Automatable because the ECN field relates to knowledge about the
network, not the application.

* Obtain ECN field

Protocols: UDP(-Lite)

Optimizing because this information can be used by an application
to better carry out congestion control (this is relevant when
choosing a data transmission transport service Transport Service that does not
already do congestion control).

Implementation over TCP: do nothing (this information is not
available with TCP).

* Specify IP Options

Protocols: UDP(-Lite)

Automatable because IP Options relate to knowledge about the
network, not the application.

* Obtain IP Options

Protocols: UDP(-Lite)

Automatable because IP Options relate to knowledge about the
network, not the application.

* Enable and configure a "Low Extra Delay Background Transfer"

Protocols: A a protocol implementing the LEDBAT congestion control
mechanism

Optimizing because whether this feature is appropriate or not
depends on application-specific knowledge. However, wrongly using
this will only affect the speed of data transfers (albeit
including other transfers that may compete with the transport
system's transfer in the network), so it is still correct within
the "best effort" service model.

Implementation: via CONFIGURE.LEDBAT and/or SET_DSCP.TCP /
SET_DSCP.SCTP / SET_DSCP.UDP(-Lite) [LBE-draft]. [RFC8622].

Implementation over TCP: do nothing (TCP does not support LEDBAT
congestion control, but not implementing this functionality will
not yield a semantically wrong behavior).

Implementation over UDP: do nothing (UDP does not offer congestion
control).

TERMINATION:

* Close after reliably delivering all remaining data, causing an
event informing the application on the other side

Protocols: TCP, SCTP

Functional because the notion of a connection is often reflected
in applications as an expectation to have all outstanding data
delivered and no longer be able to communicate after a "Close"
succeeded, with a communication sequence relating to this
transport feature that is defined by the application protocol.

Implementation: via CLOSE.TCP and CLOSE.SCTP.

Implementation over UDP: not possible possible. (UDP is unreliable and
hence does not know when all remaining data is delivered; it does
also not offer to cause an event related to closing at the peer).

o peer.)

* Abort without delivering remaining data, causing an event
informing the application on the other side

Protocols: TCP, SCTP

Functional because the notion of a connection is often reflected
in applications as an expectation to potentially not have all
outstanding data delivered and no longer be able to communicate
after an "Abort" succeeded. On both sides of a connection, an
application protocol may define a communication sequence relating
to this transport feature.

Implementation: via ABORT.TCP and ABORT.SCTP.

Implementation over UDP: not possible possible. (UDP does not offer to
cause an event related to aborting at the peer).

o peer.)

* Abort without delivering remaining data, not causing an event
informing the application on the other side

Protocols: UDP(-Lite)

Implementation: via ABORT.UDP(-Lite).

Implementation over TCP: stop using the connection, wait for a
timeout.

* Timeout event when data could not be delivered for too long

Protocols: TCP, SCTP

Functional because this notifies that potentially assumed reliable
data delivery is no longer provided.

Implementation: via TIMEOUT.TCP and TIMEOUT.SCTP.

Implementation over UDP: do nothing (this event will not occur
with UDP).

A.2. DATA Transfer Related DATA-Transfer-Related Transport Features

A.2.1. Sending Data

* Reliably transfer data, with congestion control

Protocols: TCP, SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via SEND.TCP and SEND.SCTP.

Implementation over UDP: not possible possible. (UDP is unreliable).

o unreliable.)

* Reliably transfer a message, with congestion control

Protocols: SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via SEND.SCTP.

Implementation over TCP: via SEND.TCP. With SEND.TCP, message
boundaries will not be identifiable by the receiver, because TCP
provides a byte stream byte-stream service.

Implementation over UDP: not possible possible. (UDP is unreliable).

o unreliable.)

* Unreliably transfer a message

Protocols: SCTP, UDP(-Lite)

Optimizing because only applications know about the time
criticality of their communication, and reliably transfering transferring a
message is never incorrect for the receiver of a potentially
unreliable data transfer, it is just slower.

CHANGED FROM RFC8303. RFC 8303. This differs from the 2 automatable
transport features below in that it leaves the choice of
congestion control open.

Implementation: via SEND.SCTP or SEND.UDP(-Lite).

Implementation over TCP: use SEND.TCP. With SEND.TCP, messages
will be sent reliably, and message boundaries will not be
identifiable by the receiver.

* Unreliably transfer a message, with congestion control

Protocols: SCTP

Automatable because congestion control relates to knowledge about
the network, not the application.

* Unreliably transfer a message, without congestion control

Protocols: UDP(-Lite)

Automatable because congestion control relates to knowledge about
the network, not the application.

* Configurable Message Reliability

Protocols: SCTP

Implementation: via SEND.SCTP.

Implementation over TCP: By done by using SEND.TCP and ignoring this
configuration: based
configuration. Based on the assumption of the best-effort service
model, unnecessarily delivering data does not violate application
expectations. Moreover, it is not possible to associate the
requested reliability to a "message" in TCP anyway.

Implementation over UDP: not possible possible. (UDP is unreliable).

o unreliable.)

* Choice of stream

Protocols: SCTP

Automatable because it requires using multiple streams, but
requesting multiple streams in the CONNECTION.ESTABLISHMENT
category is automatable.

Implementation: see Section 5.2.

* Choice of path (destination address)

Protocols: SCTP

Automatable because it requires using multiple sockets, but
obtaining multiple sockets in the CONNECTION.ESTABLISHMENT
category is automatable.

* Ordered message delivery (potentially slower than unordered)

Protocols: SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via SEND.SCTP.

Implementation over TCP: By done by using SEND.TCP. With SEND.TCP,
messages will not be identifiable by the receiver.

Implementation over UDP: not possible possible. (UDP does not offer any
guarantees regarding ordering).

o ordering.)

* Unordered message delivery (potentially faster than ordered)

Protocols: SCTP, UDP(-Lite)

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via SEND.SCTP.

Implementation over TCP: By done by using SEND.TCP and always sending
data
ordered: based ordered. Based on the assumption of the best-effort service
model, ordered delivery may just be slower and does not violate
application expectations. Moreover, it is not possible to
associate the requested delivery order to a "message" in TCP
anyway.

* Request not to bundle messages

Protocols: SCTP

Optimizing because this decision depends on knowledge about the
size of future data blocks and the delay between them.

Implementation: via SEND.SCTP.

Implementation over TCP: By done by using SEND.TCP and
DISABLE_NAGLE.TCP to disable the Nagle algorithm when the request
is made and enable it again when the request is no longer made.
Note that this is not fully equivalent because it relates to the
time of issuing the request rather than a specific message.

Implementation over UDP: do nothing (UDP never bundles messages).

* Specifying a "payload protocol-id" (handed over as such by the
receiver)

Protocols: SCTP

Functional because it allows to send sending extra application data with
every message, for the sake of identification of data, which by
itself is application-specific. application specific.

Implementation: SEND.SCTP.

Implementation over TCP: not possible (this possible. (This functionality is not
available in TCP). TCP.)

Implementation over UDP: not possible (this possible. (This functionality is not
available in UDP).

o UDP.)

* Specifying a key id to be used to authenticate a message

Protocols: SCTP

Functional because this has a direct influence on security.

Implementation: via a parameter in SEND.SCTP.

Implementation over TCP: This this could be emulated by using
SET_AUTH.TCP before and after the message is sent. Note that this
is not fully equivalent because it relates to the time of issuing
the request rather than a specific message.

Implementation over UDP: not possible possible. (UDP does not offer
authentication).

o
authentication.)

* Request not to delay the acknowledgement (SACK) of a message

Protocols: SCTP

Optimizing because only an application knows for which message it
wants to quickly be informed about success / failure success/failure of its
delivery.

Implementation over TCP: do nothing (TCP does not offer this
functionality, but ignoring this request from the application will
not yield a semantically wrong behavior).

Implementation over UDP: do nothing (UDP does not offer this
functionality, but ignoring this request from the application will
not yield a semantically wrong behavior).

A.2.2. Receiving Data

* Receive data (with no message delimiting)

Protocols: TCP

Functional because a transport system must be able to send and
receive data.

Implementation: via RECEIVE.TCP.

Implementation over UDP: do nothing (UDP only works on messages;
these can be handed over, the application can still ignore the
message boundaries).

* Receive a message

Protocols: SCTP, UDP(-Lite)

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via RECEIVE.SCTP and RECEIVE.UDP(-Lite).

Implementation over TCP: not possible possible. (TCP does not support
identification of message boundaries).

o boundaries.)

* Choice of stream to receive from

Protocols: SCTP

Automatable because it requires using multiple streams, but
requesting multiple streams in the CONNECTION.ESTABLISHMENT
category is automatable.

Implementation: see Section 5.2.

* Information about partial message arrival

Protocols: SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation: via RECEIVE.SCTP.

Implementation over TCP: do nothing (this information is not
available with TCP).

Implementation over UDP: do nothing (this information is not
available with UDP).

A.2.3. Errors

This section describes sending failures that are associated with a
specific call to in the "Sending Data" category (Appendix A.2.1).

* Notification of send failures

Protocols: SCTP, UDP(-Lite)

Functional because this notifies that potentially assumed reliable
data delivery is no longer provided.

CHANGED FROM RFC8303. RFC 8303. This differs from the 2 automatable
transport features below in that it does not distinugish distinguish between
unsent and unacknowledged messages.

Implementation: via SENDFAILURE-EVENT.SCTP and SEND_FAILURE.UDP(-
Lite).

Implementation over TCP: do nothing (this notification is not
available and will therefore not occur with TCP).

* Notification of an unsent (part of a) message

Protocols: SCTP, UDP(-Lite)

Automatable because the distinction between unsent and
unacknowledged does not relate to application-specific knowledge.

* Notification of an unacknowledged (part of a) message

Protocols: SCTP

Automatable because the distinction between unsent and
unacknowledged does not relate to application-specific knowledge.

* Notification that the stack has no more user data to send

Protocols: SCTP

Optimizing because reacting to this notification requires the
application to be involved, and ensuring that the stack does not
run dry of data (for too long) can improve performance.

Implementation over TCP: do nothing (see the discussion in
Section 5.4).

Implementation over UDP: do nothing (this notification is not
available and will therefore not occur with UDP).

* Notification to a receiver that a partial message delivery has
been aborted

Protocols: SCTP

Functional because this is closely tied to properties of the data
that an application sends or expects to receive.

Implementation over TCP: do nothing (this notification is not
available and will therefore not occur with TCP).

Implementation over UDP: do nothing (this notification is not
available and will therefore not occur with UDP).

Acknowledgements

The authors would like to thank all the participants of the TAPS
Working Group and the NEAT and MAMI research projects for valuable
input to this document. We especially thank Michael Tuexen Tüxen for help
with connection connection establishment/teardown, Gorry Fairhurst for his
suggestions regarding fragmentation and packet sizes, and Spencer
Dawkins for his extremely detailed and constructive review. This
work has received funding from the European Union's Horizon 2020
research and innovation programme program under grant agreement No. 644334
(NEAT).

Authors' Addresses

Michael Welzl
University of Oslo
PO Box 1080 Blindern
Oslo
N-0316 Oslo
Norway

Phone: +47 22 85 24 20
Email: michawe@ifi.uio.no

Stein Gjessing
University of Oslo
PO Box 1080 Blindern
Oslo
N-0316 Oslo
Norway

Phone: +47 22 85 24 44
Email: steing@ifi.uio.no