wdiff rfc9482v1.txt rfc9482.txt

Internet Engineering Task Force (IETF) M. Sahni, Ed.
Request for Comments: 9482 S. Tripathi, Ed.
Category: Standards Track Palo Alto Networks
ISSN: 2070-1721 September October 2023

Constrained Application Protocol (CoAP) Transfer for the Certificate
Management Protocol

Abstract

This document specifies the use of the Constrained Application
Protocol (CoAP) as a transfer mechanism for the Certificate
Management Protocol (CMP). CMP defines the interaction between
various PKI entities for the purpose of certificate creation and
management. CoAP is an HTTP-like client-server protocol used by
various constrained devices in the Internet of Things space.

Status of This Memo

This is an Internet Standards Track document.

This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 7841.

Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
https://www.rfc-editor.org/info/rfc9482.

This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
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in the Revised BSD License.

Table of Contents

1. Introduction
1.1. Requirements Language
2. CoAP Transfer Mechanism for CMP
2.1. CoAP URI Format
2.2. Discovery of CMP RA/CA
2.3. CoAP Request Format
2.4. CoAP Block-Wise Transfer Mode
2.5. Multicast CoAP
2.6. Announcement PKIMessage
3. Proxy Support
4. Security Considerations
5. IANA Considerations
6. References
6.1. Normative References
6.2. Informative References
Acknowledgements
Authors' Addresses

1. Introduction

The Certificate Management Protocol (CMP) [RFC4210] is used by the
PKI entities for the generation and management of certificates. One
of the requirements of CMP is to be independent of the transport
protocol in use. CMP has mechanisms to take care of required
transactions, error reporting, and protection of messages.

The Constrained Application Protocol (CoAP) defined in [RFC7252],
[RFC7959], and [RFC8323] is a client-server protocol like HTTP. It
is designed to be used by constrained devices over constrained
networks. The recommended transport for CoAP is UDP; however,
[RFC8323] specifies the support of CoAP over TCP, TLS, and
WebSockets.

This document specifies the use of CoAP over UDP as a transport
medium for CMP version 2 [RFC4210], CMP version 3 [RFC9480]
(designated as CMP in this document), and the Lightweight CMP Profile
[RFC9483]. In general, this document follows the HTTP transfer for
CMP specifications defined in [RFC6712] and specifies the
requirements for using CoAP as a transfer mechanism for CMP.

This document also provides guidance on how to use a "CoAP-to-HTTP"
proxy to ease adoption of a CoAP transfer mechanism by enabling the
interconnection with existing PKI entities already providing CMP over
HTTP.

1.1. Requirements Language

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.

2. CoAP Transfer Mechanism for CMP

A CMP transaction consists of exchanging PKIMessages [RFC4210]
between PKI end entities (EEs), registration authorities (RAs), and
certification authorities (CAs). If the EEs are constrained devices,
then they may prefer, as a CMP client, the use of CoAP instead of
HTTP as the transfer mechanism. In general, the RAs and CAs are not
constrained and can support both CoAP and HTTP client and server
implementations. This section specifies how to use CoAP as the
transfer mechanism for CMP.

2.1. CoAP URI Format

The CoAP URI format is described in Section 6 of [RFC7252]. The CoAP
endpoints MUST support use of the path prefix "/.well-known/" as
defined in [RFC8615] and the registered name "cmp" to help with
endpoint discovery and interoperability. Optional path segments MAY
be added after the registered application name (i.e., after "/.well-
known/cmp") to provide distinction. The path segment 'p' followed by
an arbitraryLabel <name> could, for example, support the
differentiation of specific CAs or certificate profiles. Further
path segments, for example, as specified in Lightweight CMP Profile
[RFC9483], could indicate PKI management operations using an
operationLabel <operation>. A valid full CMP URI can look like this:

coap://www.example.com/.well-known/cmp
coap://www.example.com/.well-known/cmp/<operation>
coap://www.example.com/.well-known/cmp/p/<profileLabel>
coap://www.example.com/.well-known/cmp/p/<profileLabel>/<operation>

2.2. Discovery of CMP RA/CA

The EEs can be configured with enough information to form the CMP
server URI. The minimum information that can be configured is the
scheme, i.e., "coap:" or "coaps:", and the authority portion of the
URI, e.g., "example.com:5683". If the port number is not specified
in the authority, then the default port numbers MUST be assumed for
the "coap:" and "coaps:" scheme URIs. The default port for "coap:"
scheme URIs is 5683 and the default port for "coaps:" scheme URIs is
5684 [RFC7252].

Optionally, in the environments where a Local RA or CA is deployed,
EEs can also use the CoAP service discovery mechanism [RFC7252] to
discover the URI of the Local RA or CA. The CoAP CMP endpoints
supporting service discovery MUST also support resource discovery in
the Constrained RESTful Environments (CoRE) Link Format, as described
in [RFC6690]. The link MUST include the 'ct' attribute defined in
Section 7.2.1 of [RFC7252] with the value of "application/pkixcmp",
as defined in the "CoAP Content-Formats" IANA registry.

2.3. CoAP Request Format

The CMP PKIMessages MUST be DER encoded and sent as the body of the
CoAP POST request. A CMP client MUST send each CoAP request marked
as a Confirmable message [RFC7252]. If the CoAP request is
successful, then the CMP RA or CA MUST return a Success 2.xx response
code; otherwise, the CMP RA or CA MUST return an appropriate Client
Error 4.xx or Server Error 5.xx response code. A CMP RA or CA may
choose to send a piggybacked response [RFC7252] to the client, or it
MAY send a separate response [RFC7252] in case it takes some time for
the RA or CA to process the CMP transaction.

When transferring CMP PKIMessage over CoAP, the content-format
"application/pkixcmp" MUST be used.

2.4. CoAP Block-Wise Transfer Mode

A CMP PKIMessage consists of a header, body, protection, and
extraCerts structure, which may contain many optional and potentially
large fields. Thus, a CMP message can be much larger than the
Maximum Transmission Unit (MTU) of the outgoing interface of the
device. The EEs and RAs or CAs MUST use the block-wise transfer mode
[RFC7959] to transfer such large messages instead of relying on IP
fragmentation.

If a CoAP-to-HTTP proxy is in the path between EEs and an RA or EEs
and a CA and if the server supports, then it MUST use the chunked
transfer encoding [RFC9112] to send data over the HTTP transport.
The proxy MUST try to reduce the number of packets sent by using an
optimal chunk length for the HTTP transport.

2.5. Multicast CoAP

CMP PKIMessages sent over CoAP MUST NOT use a Multicast destination
address.

2.6. Announcement PKIMessage

A CMP server may publish announcements that can be triggered by an
event or periodicly for the other PKI entities. Here is the list of
CMP announcement messages prefixed by their respective ASN.1
identifier (see Section 5.1.2 of [RFC4210]):

[15] CA Key Update Announcement
[16] Certificate Announcement
[17] Revocation Announcement
[18] CRL Announcement

An EE MAY use the CoAP Observe Option [RFC7641] to register itself to
get any announcement messages from the RA or CA. The EE can send a
GET request to the server's URI suffixed by "/ann". For example, a
path to register for announcement messages may look like this:

coap://www.example.com/.well-known/cmp/ann
coap://www.example.com/.well-known/cmp/p/<profileLabel>/ann

If the server supports CMP announcement messages, then it MUST send
an appropriate Success 2.xx response code; otherwise, it MUST send an
appropriate Client Error 4.xx or Server Error 5.xx response code. If
for some reason the server cannot add the client to its list of
observers for the announcements, it can omit the Observe Option
[RFC7641] in the response to the client. Upon receiving a Success
2.xx response without the Observe Option [RFC7641], after some time,
a client MAY try to register again for announcements from the CMP
server. Since a server can remove the EE from the list of observers
for announcement messages, an EE SHOULD periodically reregister
itself for announcement messages.

Alternatively, an EE MAY periodically poll for the current status of
the CA via the "PKI Information Request" message; see Section 6.5 of
[RFC4210]. If supported, EEs MAY also use "support messages" defined
in Section 4.3 of Lightweight CMP Profile [RFC9483] to get
information about the CA status. These mechanisms will help
constrained devices that are acting as EEs to conserve resources by
eliminating the need to create an endpoint for receiving
notifications from the RA or CA. It will also simplify the
implementation of a CoAP-to-HTTP proxy.

3. Proxy Support

This section provides guidance on using a CoAP-to-HTTP proxy between
EEs and RAs or CAs in order to avoid changes to the existing PKI
implementation.

Since the CMP payload is the same over CoAP and HTTP transfer
mechanisms, a CoAP-to-HTTP cross-protocol proxy can be implemented
based on Section 10 of [RFC7252]. The CoAP-to-HTTP proxy can either
be located closer to the EEs or closer to the RA or CA. The proxy
MAY support service discovery and resource discovery, as described in
Section 2.2. The CoAP-to-HTTP proxy MUST function as a reverse
proxy, only permitting connections to a limited set of preconfigured
servers. It is out of scope of this document to specify how a
reverse proxy can route CoAP client requests to one of the configured
servers. Some recommended mechanisms are as follows:

* Use the Uri-Path option to identify a server.

* Use separate hostnames for each of the configured servers and then
use the Uri-Host option for routing the CoAP requests.

* Use separate hostnames for each of the configured servers and then
use Server Name Indication [RFC8446] in case of the "coaps://"
scheme for routing CoAP requests.

4. Security Considerations

* If PKIProtection is used, the PKIHeader and PKIBody of the CMP
protocol are
cryptographically protected against malicious modifications. As
such, UDP can be used without compromising the security of the CMP protocol.
CMP. Security considerations for CoAP are defined in [RFC7252].
* The CMP protocol does not provide confidentiality of the CMP payloads. If
confidentiality is desired, CoAP over DTLS [RFC9147] SHOULD be
used to provide confidentiality for the CMP payloads; although, it
cannot conceal that the CMP protocol is used within the DTLS layer.
* Section 9.1 of [RFC7252] defines how to use DTLS [RFC9147] for
securing CoAP. DTLS [RFC9147] associations SHOULD be kept alive
and reused where possible to amortize on the additional overhead
of DTLS on constrained devices.
* An EE might not witness all of the announcement messages when
using the CoAP Observe Option [RFC7641], since the Observe Option
is a "best-effort" approach and the server might lose its state
for subscribers to its announcement messages. The EEs may use an
alternate method described in Section 2.6 to obtain time critical
changes, such as Certificate Revocation List (CRL) [RFC5280]
updates.
* Implementations SHOULD use the available datagram size and avoid
sending small datagrams containing partial CMP PKIMessage data in
order to reduce memory usage for packet buffering.
* A CoAP-to-HTTP proxy can also protect the PKI entities by handling
UDP and CoAP messages. The proxy can mitigate attacks, like
denial-of-service attacks, replay attacks, and resource-exhaustion
attacks, by enforcing basic checks, like validating that the ASN.1
syntax is compliant to CMP messages and validating the PKIMessage
protection before sending them to PKI entities.
* Since the proxy may have access to the CMP-level metadata and
control over the flow of CMP messages, proper role-based access
control should be in place. The proxy can be deployed at the edge
of the "end entities" network or in front of an RA and CA to
protect them. However, the proxy may itself be vulnerable to
resource-exhaustion attacks as it's required to buffer the CMP
messages received over CoAP transport before sending it to the
HTTP endpoint. This can be mitigated by using short timers for
discarding the buffered messages and rate limiting clients based
on the resource usage.

5. IANA Considerations

IANA has registered "application/pkixcmp" (ID 259) in the "CoAP
Content-Formats" registry <https://www.iana.org/assignments/core-
parameters> to transfer CMP transactions over CoAP.

Type name: application
Subtype name: pkixcmp
Reference: RFC 9482 [RFC4210]

IANA has also registered a new path segment "ann" in the "CMP Well-
Known URI Path Segments" registry <https://www.iana.org/assignments/
cmp> for the EEs to register themselves for the announcement
messages.

Path Segment: ann
Description: The path to send a GET request with the CoAP Observer Observe
Option to register for CMP announcement messages.
Reference: RFC 9482

IANA has added this document as a reference for the "cmp" entry in
the "Well-Known URIs" registry <https://www.iana.org/assignments/
well-known-uris>.

IANA has also added this document as a reference for the "p" entry in
the "CMP Well-Known URI Path Segments" registry
<https://www.iana.org/assignments/cmp/>.

6. References

6.1. Normative References

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.

[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119

[RFC4210] Adams, C., Farrell, S., Kause, T., and T. Mononen,
"Internet X.509 Public Key Words", BCP 14, Infrastructure Certificate
Management Protocol (CMP)", RFC 8174, 4210,
DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>. 10.17487/RFC4210, September 2005,
<https://www.rfc-editor.org/info/rfc4210>.

[RFC6690] Shelby, Z., "Constrained RESTful Environments (CoRE) Link
Format", RFC 6690, DOI 10.17487/RFC6690, August 2012,
<https://www.rfc-editor.org/info/rfc6690>.

[RFC6712] Kause, T. and M. Peylo, "Internet X.509 Public Key
Infrastructure -- HTTP Transfer for the Certificate
Management Protocol (CMP)", RFC 6712,
DOI 10.17487/RFC6712, September 2012,
<https://www.rfc-editor.org/info/rfc6712>.

[RFC4210] Adams, C., Farrell, S., Kause, T., and T. Mononen,
"Internet X.509 Public Key Infrastructure Certificate
Management Protocol (CMP)", RFC 4210,
DOI 10.17487/RFC4210, September 2005,
<https://www.rfc-editor.org/info/rfc4210>.

[RFC7252] Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
Application Protocol (CoAP)", RFC 7252,
DOI 10.17487/RFC7252, June 2014,
<https://www.rfc-editor.org/info/rfc7252>.

[RFC7641] Hartke, K., "Observing Resources in the Constrained
Application Protocol (CoAP)", RFC 7641,
DOI 10.17487/RFC7641, September 2015,
<https://www.rfc-editor.org/info/rfc7641>.

[RFC7959] Bormann, C. and Z. Shelby, Ed., "Block-Wise Transfers in
the Constrained Application Protocol (CoAP)", RFC 7959,
DOI 10.17487/RFC7959, August 2016,
<https://www.rfc-editor.org/info/rfc7959>.

[RFC9480] Brockhaus, H., Ed., von Oheimb, D., and J. Gray,
"Certificate Management Protocol (CMP) Updates",

[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 9480,
DOI 10.17487/RFC9480, September 2023,
<https://www.rfc-editor.org/info/rfc9480>.

[RFC9483] Brockhaus, H., von Oheimb, D., and S. Fries, "Lightweight
Certificate Management Protocol (CMP) Profile",
2119 Key Words", BCP 14, RFC 9483, 8174, DOI 10.17487/RFC9483, September 2023,
<https://www.rfc-editor.org/info/rfc9483>. 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.

[RFC8615] Nottingham, M., "Well-Known Uniform Resource Identifiers
(URIs)", RFC 8615, DOI 10.17487/RFC8615, May 2019,
<https://www.rfc-editor.org/info/rfc8615>.

[RFC6690] Shelby, Z., "Constrained RESTful Environments (CoRE) Link
Format", RFC 6690, DOI 10.17487/RFC6690, August 2012,
<https://www.rfc-editor.org/info/rfc6690>.

[RFC7641] Hartke, K., "Observing Resources in the Constrained
Application Protocol (CoAP)",

[RFC9112] Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,
Ed., "HTTP/1.1", STD 99, RFC 7641, 9112, DOI 10.17487/RFC7641, September 2015,
<https://www.rfc-editor.org/info/rfc7641>. 10.17487/RFC9112,
June 2022, <https://www.rfc-editor.org/info/rfc9112>.

[RFC9147] Rescorla, E., Tschofenig, H., and N. Modadugu, "The
Datagram Transport Layer Security (DTLS) Protocol Version
1.3", RFC 9147, DOI 10.17487/RFC9147, April 2022,
<https://www.rfc-editor.org/info/rfc9147>.

[RFC9112] Fielding, R., Ed., Nottingham, M.,

[RFC9480] Brockhaus, H., Ed., von Oheimb, D., and J. Reschke,
Ed., "HTTP/1.1", STD 99, Gray,
"Certificate Management Protocol (CMP) Updates", RFC 9112, 9480,
DOI 10.17487/RFC9112,
June 2022, <https://www.rfc-editor.org/info/rfc9112>. 10.17487/RFC9480, October 2023,
<https://www.rfc-editor.org/info/rfc9480>.

[RFC9483] Brockhaus, H., von Oheimb, D., and S. Fries, "Lightweight
Certificate Management Protocol (CMP) Profile", RFC 9483,
DOI 10.17487/RFC9483, October 2023,
<https://www.rfc-editor.org/info/rfc9483>.

6.2. Informative References

[RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
Housley, R., and W. Polk, "Internet X.509 Public Key
Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
<https://www.rfc-editor.org/info/rfc5280>.

[RFC8446] Rescorla, E., "The Transport Layer Security (TLS) Protocol
Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
<https://www.rfc-editor.org/info/rfc8446>.

[RFC8323] Bormann, C., Lemay, S., Tschofenig, H., Hartke, K.,
Silverajan, B., and B. Raymor, Ed., "CoAP (Constrained
Application Protocol) over TCP, TLS, and WebSockets",
RFC 8323, DOI 10.17487/RFC8323, February 2018,
<https://www.rfc-editor.org/info/rfc8323>.

[RFC8446] Rescorla, E., "The Transport Layer Security (TLS) Protocol
Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
<https://www.rfc-editor.org/info/rfc8446>.

Acknowledgements

The authors would like to thank Hendrik Brockhaus, David von Oheimb,
and Andreas Kretschmer for their guidance in writing the content of
this document and providing valuable feedback.

Authors' Addresses

Mohit Sahni (editor)
Palo Alto Networks
3000 Tannery Way
Santa Clara, CA 95054
United States of America
Email: msahni@paloaltonetworks.com

Saurabh Tripathi (editor)
Palo Alto Networks
3000 Tannery Way
Santa Clara, CA 95054
United States of America
Email: stripathi@paloaltonetworks.com